| |
Company
Roster
|
|
Total
Insiders : |
53 |
|
|
|
Total
Direct Shares :
|
1,843,266 |
|
|
Total
Indirect Shares :
|
19,654,839 |
| |
%
Held by Insiders:
|
10.31% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Gallo Ann C |
Director |
2025-05-22 |
1,102 |
2024-09-23 |
0 |
| Soran Philip |
Director |
2025-05-22 |
19,564 |
2013-02-05 |
0 |
| Sterling Brian R |
Director |
2025-05-22 |
25,268 |
2021-01-04 |
0 |
| Taylor Scott C |
Director |
2025-05-22 |
18,898 |
2014-02-04 |
0 |
| Schreier Thomas S Jr |
Director |
2025-05-22 |
7,651 |
2018-09-14 |
0 |
| Mitchell Robbin |
Director |
2025-05-22 |
3,368 |
2021-09-27 |
0 |
| Smith Sherry M |
Director |
2025-05-22 |
10,806 |
2016-01-27 |
0 |
| Holt Victoria M |
Director |
2025-05-22 |
7,293 |
2019-09-16 |
0 |
| Baker James P |
Global Co-Head IB and Cap Mkts |
2025-05-16 |
59,867 |
2025-05-16 |
51,398 |
| Fitzgerald William R |
Director |
2025-03-14 |
25,455 |
2014-03-17 |
0 |
| Abraham Chad R |
CEO and Chairman, Director |
2025-02-27 |
53,558 |
2025-02-27 |
36,000 |
| Schoneman Debbra L. |
President |
2025-02-27 |
7,774 |
2025-02-27 |
51,386 |
| Doyle Jonathan J |
Hd of Financial Services Group, Director |
2025-02-27 |
136,446 |
|
0 |
| Geelan John W |
General Counsel |
2025-02-27 |
14,645 |
2014-05-12 |
0 |
| Dillahunt Michael R |
Global Co-Head IB and Cap Mkts |
2025-02-27 |
19,487 |
|
0 |
| Clune Katherine Patricia |
Chief Financial Officer |
2025-02-16 |
13,256 |
|
0 |
| Carter Timothy L |
Chief Financial Officer |
2023-02-24 |
18,688 |
2008-02-22 |
475 |
| Piper Addison L |
Director |
2021-03-12 |
31,542 |
2021-03-12 |
1,050 |
| Larue R Scott |
Co-Head Global IB and Cap Mkts |
2021-02-25 |
8,851 |
2021-02-25 |
51,732 |
| Johnson B Kristine |
Director |
2019-12-13 |
11,794 |
2019-12-13 |
3,778 |
| Duff Andrew S |
Director |
2019-02-16 |
185,485 |
2019-02-16 |
10 |
| Volpi Michele |
Director |
2018-05-17 |
12,342 |
2010-02-03 |
0 |
| Fairman Francis E IV |
Head, Public Finance Services |
2018-02-02 |
47,469 |
2015-12-01 |
0 |
| Crawshaw Christopher D |
Head of Asset Management |
2017-08-04 |
26,583 |
2015-12-01 |
0 |
| Smith Thomas Gregory |
Chief Strategy Officer |
2017-07-31 |
15,279 |
|
0 |
| Winges Martin Bradley |
Head of Fixed Income Services |
2017-07-28 |
46,133 |
2015-02-17 |
0 |
| Klinefelter Jeffrey P |
Global Head of Equities |
2017-05-22 |
54,759 |
2016-10-31 |
0 |
| Esckilsen Christine N |
Chief of Human Capital |
2017-05-22 |
8,425 |
|
0 |
| Frazier Michael E |
Director |
2017-05-11 |
161,639 |
|
0 |
| Harvey Stuart C. Jr |
President and COO |
2016-11-08 |
4,000 |
2016-11-08 |
0 |
| Polsky Lisa |
Director |
2015-05-13 |
14,254 |
2007-05-02 |
0 |
| Francis Michael |
Director |
2014-01-30 |
12,751 |
2005-04-25 |
0 |
| Woodhouse Hope B |
Director |
2013-05-08 |
8,613 |
2011-09-22 |
0 |
| Obrien Brien M |
Head of Asset Management |
2013-02-27 |
116,616 |
2013-02-27 |
19,118 |
| Chosy James L |
General Counsel |
2012-03-01 |
32,916 |
2012-03-01 |
5,103 |
| Peterson Robert W |
Global Head of Equities |
2012-02-15 |
102,760 |
2012-02-15 |
2,299 |
| Firebaugh Ronald T |
Co-Head Pub Fin & Fixed Income |
2012-02-15 |
41,000 |
2012-02-15 |
1,285 |
| Taylor Jean M |
Director |
2011-05-04 |
6,825 |
2007-05-02 |
0 |
| Sims Frank L |
Director |
2011-05-04 |
14,825 |
2004-04-28 |
0 |
| Schnettler Thomas P |
President and COO |
2011-02-15 |
167,249 |
2011-02-15 |
1,004 |
| Wilson David I |
CEO of Piper Jaffray Ltd. |
2010-05-15 |
37,087 |
|
0 |
| Gambale Virginia |
Director |
2010-05-05 |
3,033 |
2009-09-22 |
0 |
| Ko Alex Po-Ming |
CEO Piper Jaffray Asia |
2010-02-16 |
6,828 |
2010-02-16 |
79,107 |
| Salveson Jon W |
Global Head of Invest. Banking |
2010-02-16 |
125,444 |
2010-02-16 |
847 |
| Kaplan Samuel L |
Director |
2009-05-07 |
3,000 |
2009-05-07 |
11,643 |
| May Benjamin T |
Head of Fixed Income Services |
2008-05-15 |
37,967 |
2008-05-15 |
136 |
| Sponem Sandra G |
Chief Financial Officer |
2006-02-21 |
12,060 |
2006-02-21 |
308 |
| Nordstrand Barry J |
Head of Fixed Income |
2005-04-21 |
21,701 |
2005-04-21 |
4,394 |
| Grangaard Paul D |
Head of PCS |
2005-02-22 |
16,336 |
2005-02-22 |
79 |
| Zona Richard A |
Director |
2005-01-27 |
2,589 |
|
0 |
| Clayton Pamela L |
Head of Human Resources |
2004-05-17 |
896 |
2004-05-17 |
434 |
| Duffy Michael D |
Chief Information Officer |
2004-02-12 |
1,089 |
2004-02-12 |
124 |
| U S Bancorp Piper Jaffray Companies Inc |
10% Owner |
2003-12-31 |
0 |
2003-12-30 |
19,333,129 |
|
1.51 (0.6%) 
