| |
Company
Roster
|
|
Total
Insiders : |
69 |
|
|
|
Total
Direct Shares :
|
11,714,554 |
|
|
Total
Indirect Shares :
|
36,810,612 |
| |
%
Held by Insiders:
|
25.67% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Baylor-Henry Minnie |
Director |
2023-09-21 |
0 |
2021-06-30 |
0 |
| Franson Timothy R |
Director |
2023-09-21 |
0 |
2017-02-02 |
0 |
| Brenner Randall B. |
Chief Development & Regulatory |
2023-09-21 |
0 |
|
0 |
| Peterson Kristine |
Director |
2023-09-21 |
0 |
2017-02-02 |
0 |
| Dietz Thomas John |
Director |
2023-09-21 |
0 |
2014-10-30 |
0 |
| Woodrow Adam |
President & Chief Commercial |
2023-09-21 |
0 |
2016-02-04 |
0 |
| Hoffmann Rolf K |
Director |
2023-09-21 |
0 |
2018-04-30 |
0 |
| Loh Evan |
CEO, Director |
2023-09-21 |
0 |
2014-10-30 |
0 |
| Stein Jeffrey |
Director |
2023-09-21 |
0 |
2017-02-02 |
0 |
| Haskel William M. |
CLO, General Counsel & Sec. |
2023-09-21 |
0 |
2015-06-30 |
0 |
| Radie Robert S |
Director |
2023-09-21 |
0 |
2017-02-02 |
0 |
| Bigham Michael |
Exec. Chairman of the Board, Director |
2023-09-21 |
0 |
2015-06-30 |
1,301,413 |
| Dondero James D |
10% Owner |
2023-03-17 |
0 |
2023-03-23 |
5,095,060 |
| Pagan Douglas W. |
Chief Financial Officer |
2019-04-05 |
100,807 |
2016-02-04 |
0 |
| Omega Fund Iv, L.p. |
10% Owner |
2016-06-27 |
779,802 |
2016-06-27 |
0 |
| Hbm Bioventures Cayman Ltd |
10% Owner |
2015-05-29 |
1,747,680 |
|
0 |
| Patterson Leone D |
Vice President, CFO |
2014-10-30 |
4,161 |
2014-10-30 |
0 |
| Oclassen Glenn A |
President and CEO, Director |
2014-10-30 |
36,513 |
2014-10-30 |
6,121 |
| Boxmeyer Kathryn M. |
See Remarks |
2014-10-30 |
50,817 |
2014-10-30 |
45 |
| Lim Richard J. |
Director |
2014-10-30 |
0 |
2016-06-27 |
1,187,365 |
| Singh Nikhilesh N |
SVP & Chief Scientific Officer |
2014-10-30 |
12,147 |
2014-10-30 |
6,541 |
| Kollins John A |
SVP, Chief Business Officer |
2014-10-30 |
4,161 |
2014-10-30 |
0 |
| Loar Matthew M |
Director |
2013-12-16 |
54,755 |
|
0 |
| Roumell Asset Management, Llc |
10% Owner |
2013-12-13 |
24,490 |
2013-12-13 |
2,183,021 |
| Wortzman Marilyn E |
VP, Finance |
2012-04-16 |
217 |
2011-01-07 |
0 |
| Kiley Thomas |
Director |
2011-12-28 |
31,660 |
2011-12-28 |
67,169 |
| Soloway Thomas P |
SVP, Operations and CFO |
2011-12-01 |
0 |
2011-12-01 |
31,234 |
| Kennedy Joseph T |
VP and General Counsel |
2011-12-01 |
0 |
2011-12-01 |
0 |
| Pepper Douglas A |
10% Owner |
2011-09-21 |
1,983,884 |
2011-09-21 |
0 |
| Kjellson Nina S |
10% Owner |
2011-09-21 |
1,983,884 |
2011-09-21 |
0 |
| Ruegsegger Frederick J |
Director |
2011-09-13 |
15,000 |
2011-09-13 |
0 |
| Akkaraju Srinivas |
Former 10% Beneficial Owner |
2011-07-19 |
1,181,967 |
|
0 |
| Raab G Kirk |
Director |
2009-01-30 |
118,584 |
2009-01-30 |
0 |
| Laporte Kathleen |
Director |
2009-01-30 |
0 |
2009-01-30 |
1,636,982 |
| Dp V Associates Lp |
10% Owner |
2009-01-30 |
67,875 |
|
0 |
| Trainor III Eugene A |
10% Owner |
2009-01-30 |
0 |
2009-01-30 |
2,083,426 |
| Ehrlich Christopher B |
Director, 10% Owner |
2009-01-30 |
0 |
2011-09-21 |
1,983,884 |
| Domain Partners V Lp |
10% Owner |
2009-01-30 |
2,907,523 |
|
0 |
| Turner Daniel K III |
Director |
2009-01-30 |
0 |
2011-03-29 |
627,539 |
| Walker John Peter |
Chief Executive Officer, Director |
2008-09-19 |
75,103 |
2008-01-14 |
0 |
| Singh Amar P |
Chf. Commercialization Officer |
2008-05-23 |
3,554 |
2007-06-01 |
0 |
| Albini Edward C |
V.P., Chief Financial Officer |
2008-05-09 |
18,897 |
2007-09-26 |
0 |
| Weber Eckard |
Director |
2007-12-05 |
0 |
2007-12-05 |
342,857 |
| Ang Ivy |
V.P., Human Resources |
2007-10-11 |
51,623 |
2007-09-26 |
0 |
| Curd John G |
President, CMO |
2007-05-30 |
44,100 |
2007-05-30 |
28,568 |
| Blair James C |
10% Owner |
2006-05-15 |
0 |
2009-01-30 |
67,875 |
| Morris Peter |
10% Owner |
2006-05-15 |
0 |
2006-05-15 |
4,900,715 |
| More Robert J |
10% Owner |
2006-05-15 |
0 |
2007-06-06 |
73,575 |
| Sandell Scott D |
10% Owner |
2006-05-15 |
0 |
2009-01-30 |
2,083,426 |
| Sofinnova Venture Principals V Lp |
10% Owner |
2006-05-15 |
43,213 |
2006-05-15 |
32,451 |
| Colella Samuel D |
10% Owner |
2006-05-15 |
0 |
2006-05-15 |
13,713 |
| Newhall Charles W III |
10% Owner |
2006-05-15 |
0 |
2009-01-30 |
2,083,426 |
| Treu Jesse I |
10% Owner |
2006-05-15 |
0 |
2009-01-30 |
67,875 |
| Barris Peter J |
10% Owner |
2006-05-15 |
0 |
2009-01-30 |
2,083,426 |
| Bolzon Bradley J Phd |
10% Owner |
2006-05-15 |
0 |
2006-05-15 |
13,713 |
| Perry Mark W |
10% Owner |
2006-05-15 |
0 |
2009-01-30 |
2,083,426 |
| Dovey Brian H |
10% Owner |
2006-05-15 |
0 |
2009-01-30 |
67,875 |
| Kramlich C Richard |
10% Owner |
2006-05-15 |
0 |
2009-01-30 |
2,083,426 |
| Sears Lowell |
Director |
2006-05-15 |
0 |
2006-05-15 |
0 |
| Moorin Jay |
Director |
2006-05-15 |
0 |
2006-05-15 |
1,855,275 |
| Barrett M James |
10% Owner |
2006-05-15 |
0 |
2009-01-30 |
2,083,426 |
| Bradbury Daniel |
Director |
2006-05-09 |
35,714 |
|
0 |
| Powell Michael |
10% Owner |
2006-05-09 |
43,213 |
|
0 |
| Clow Fong Wang |
Officer |
2006-05-09 |
192,855 |
|
0 |
| Domain Associates |
10% Owner |
2006-05-09 |
100,355 |
|
0 |
| Vitullo Nicole |
10% Owner |
|
0 |
2006-05-09 |
100,355 |
| Schoemaker Kathleen K |
10% Owner |
|
0 |
2009-01-30 |
67,875 |
| Halak Brian K |
10% Owner |
|
0 |
2006-05-09 |
100,355 |
| Goodwin Bradford S |
Chief Executive Officer, Director |
|
0 |
2006-05-15 |
367,179 |
|
