| |
Company
Roster
|
|
Total
Insiders : |
28 |
|
|
|
Total
Direct Shares :
|
5,779,805 |
|
|
Total
Indirect Shares :
|
322,251 |
| |
%
Held by Insiders:
|
51.74% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Oberbeck Christian L |
CEO and Director, Director, 10% Owner |
2024-12-02 |
633,217 |
2024-12-02 |
283,661 |
| Steenkamp Henri J |
CFO, CCO, Treasurer and Sec., Director |
2024-08-12 |
39,154 |
2014-10-17 |
0 |
| Looney Steven M |
Director |
2022-08-02 |
3,758 |
2007-03-23 |
0 |
| Williams George Cabell Iii |
Director |
2020-05-08 |
64,297 |
2007-03-23 |
0 |
| Oberbeck Elizabeth |
10% Owner |
2018-06-25 |
684,183 |
|
0 |
| Grisius Michael J |
President and Director, Director |
2016-06-20 |
132,239 |
|
0 |
| Whitman Iii Charles S |
Director |
2011-01-20 |
1,000 |
2007-07-17 |
0 |
| Petrocelli Richard A |
CFO, Secretary, CCO, Member 10% owner group, Director |
2010-07-30 |
328,947 |
2010-07-30 |
0 |
| Saratoga Investment Advisors, Llc |
|
2010-07-30 |
789,474 |
|
0 |
| Clo Partners Llc |
|
2010-07-30 |
789,474 |
|
0 |
| Macmurray John F. |
|
2010-07-30 |
36,184 |
|
0 |
| Durkin Charles P Jr |
|
2010-07-30 |
197,368 |
|
0 |
| Birkelund John P. |
|
2010-07-30 |
657,895 |
|
0 |
| Phillips Charles G Iv |
|
2010-07-30 |
328,947 |
|
0 |
| Hayden Richard M |
Director |
2009-12-31 |
3,581 |
2009-12-31 |
29,040 |
| Thompson David B Jr |
VP of CCG of GSC Group |
2008-06-10 |
2,250 |
2007-07-17 |
0 |
| Turkedjiev Ivo |
VP Corporate Credit Group |
2008-06-10 |
1,600 |
|
0 |
| Allorto Richard T Jr |
Chief Financial Officer |
2008-06-09 |
10,000 |
2008-06-02 |
9,550 |
| Inglesby Thomas V |
Chief Executive Officer, Director |
2008-06-09 |
90,672 |
2007-03-23 |
0 |
| Libassi Thomas J |
Officer |
2008-01-22 |
5,498 |
|
0 |
| Wright Alexander B |
Managing Director of CCG of GSC Group |
2007-11-02 |
6,250 |
2007-03-23 |
0 |
| Katzenstein Seth M |
Man. Dir. of CCG of GSC Group |
2007-11-02 |
8,300 |
2007-03-23 |
0 |
| Castro Daniel I Jr |
Member of Inv. Comm. |
2007-11-02 |
40,000 |
2007-03-23 |
0 |
| Cummings Robert F Jr |
Director |
2007-11-02 |
16,737 |
2007-11-02 |
0 |
| Kline John R |
Vice Pres. Corp. Credit |
2007-07-27 |
1,500 |
2007-07-27 |
0 |
| Barker Peter K |
Director |
2007-03-23 |
2,000 |
2007-03-23 |
0 |
| Gsc Cdo Iii, Llc |
10% Owner |
2007-03-23 |
904,980 |
|
0 |
| Monticciolo Michael J |
Chief Compliance Officer |
2007-03-23 |
300 |
2007-03-23 |
0 |
|
0.30 (1.21%) 
