| |
Company
Roster
|
|
Total
Insiders : |
20 |
|
|
|
Total
Direct Shares :
|
2,579,442 |
|
|
Total
Indirect Shares :
|
2,932,143 |
| |
%
Held by Insiders:
|
52.32% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Carlson Rolland |
CEO and President, Director |
2017-02-28 |
0 |
2015-05-12 |
0 |
| Kaneshiro Makoto |
Director |
2017-02-28 |
0 |
2010-12-16 |
0 |
| Mckenzie William Douglas |
Director |
2017-02-28 |
0 |
2014-05-29 |
0 |
| Henighan Michael P |
Chief Financial Officer |
2017-02-28 |
0 |
2015-04-29 |
0 |
| Kanter Joel S |
Director |
2017-02-28 |
0 |
2014-05-29 |
39,799 |
| Warner Keith |
Chief Operating Officer |
2015-04-29 |
40,000 |
2015-04-29 |
0 |
| Shivji Alnoor |
Director |
2014-05-29 |
36,417 |
2014-05-29 |
190,106 |
| Schueren Robert Alan |
Director |
2014-05-29 |
0 |
2017-02-28 |
0 |
| Great Point Partners Llc |
See Footnote 2 |
2013-11-15 |
0 |
2013-11-15 |
899,893 |
| Coradini Robert |
Director |
2013-08-27 |
135,882 |
|
0 |
| Triche Timothy |
Director |
2012-06-07 |
10,000 |
2012-01-03 |
0 |
| Hautamaki R Dean |
Director |
2012-01-03 |
13,750 |
2017-02-28 |
0 |
| Hariri Robert J |
Director |
2011-09-16 |
160,000 |
2009-08-31 |
0 |
| Chadha Mona |
Chief Operating Officer |
2011-06-08 |
43,269 |
2011-06-08 |
0 |
| Huffman Donald D |
Chief Financial Officer |
2011-06-08 |
10,879 |
2011-06-08 |
0 |
| Smith Nadine C |
Director |
2011-01-03 |
1,001,517 |
|
0 |
| Huda Amjad |
Former Director and Officer |
2009-06-17 |
563,864 |
|
0 |
| Joseph Victor |
Former Director and Officer |
2009-06-17 |
563,864 |
|
0 |
| Marxe Austin W & Greenhouse David M |
10% Owner |
|
0 |
2015-02-04 |
1,400,000 |
| Awm Investment Company, Inc. |
10% Owner |
|
0 |
2015-09-24 |
402,345 |
|
