| |
Company
Roster
|
|
Total
Insiders : |
76 |
|
|
|
Total
Direct Shares :
|
12,123,699 |
|
|
Total
Indirect Shares :
|
26,219,974 |
| |
%
Held by Insiders:
|
12.62% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Siemers William R |
SVP, Interim CFO |
2024-02-28 |
56,568 |
2024-02-28 |
13,416 |
| Spencer Catherine R. |
Officer |
2024-01-16 |
60,697 |
2024-01-16 |
32,758 |
| Hogbin Christopher |
Officer |
2024-01-01 |
22,781 |
2024-01-01 |
162,470 |
| Manley Mark R |
General Counsel & Corp Sec |
2023-12-11 |
74,100 |
2023-12-12 |
22,235 |
| Erzan Onur |
Head, Gl. Cl. Grp. & Pr. Wlth. |
2023-12-01 |
21,134 |
2023-12-12 |
193,050 |
| Sprules Karl |
Chief Operating Officer |
2023-12-01 |
93,916 |
2023-12-12 |
87,882 |
| Simeone Thomas |
Chief Accounting Officer |
2023-12-01 |
22,616 |
2023-12-12 |
5,209 |
| Bernstein Seth P |
President and CEO, Director |
2023-12-01 |
256,634 |
2023-12-12 |
422,300 |
| Burke Kate C |
Former COO & CFO |
2023-08-10 |
110,205 |
2022-12-12 |
94,095 |
| Stonehill Charles G.t. |
Director |
2023-05-24 |
24,931 |
2019-05-14 |
0 |
| Lammtennant Joan M |
Director |
2023-05-24 |
11,233 |
2022-05-19 |
0 |
| Narayandas Das |
Director |
2023-05-24 |
35,676 |
2018-05-15 |
0 |
| Walthall Todd |
Director |
2023-05-24 |
11,635 |
|
0 |
| Kaye Daniel G |
Director |
2023-05-24 |
39,710 |
2017-05-16 |
0 |
| Domenici Nella |
Director |
2023-05-24 |
22,865 |
|
0 |
| Matus Kristi Ann |
Director |
2022-05-19 |
20,254 |
|
0 |
| Dibadj Ali |
CFO and Head of Strategy |
2021-12-03 |
105,392 |
2021-12-10 |
46,456 |
| Cranch Laurence E |
Chief Legal Officer |
2021-12-01 |
7,441 |
2021-12-10 |
226,196 |
| Oliveira Ramon De |
Director |
2021-05-20 |
30,283 |
2017-05-16 |
0 |
| Scott Bertram L |
Director |
2021-05-20 |
8,060 |
|
0 |
| Audet Paul |
Director |
2021-05-20 |
26,249 |
2018-05-15 |
0 |
| Weisenseel John C |
Chief Financial Officer |
2021-01-29 |
39,809 |
2021-01-29 |
231,846 |
| Gingrich James A |
Chief Operating Officer |
2020-06-05 |
67,090 |
2020-01-31 |
658,881 |
| Fallon-Walsh Barbara |
Director |
2019-05-14 |
19,189 |
2017-05-16 |
0 |
| Leibowitz Shelley |
Director |
2019-05-14 |
21,955 |
2018-05-15 |
0 |
| Equitable Life Assurance Society Of The United Sta |
See Remarks |
2018-12-31 |
0 |
2018-12-31 |
0 |
| Axa Equitable Financial Services Llc |
See Remarks |
2018-12-31 |
0 |
2018-12-31 |
0 |
| Acmc, Llc |
See Remarks |
2018-12-31 |
0 |
2011-12-14 |
0 |
| Axa America Holdings, Inc. |
See Remarks |
2018-12-21 |
2,566,838 |
2018-12-21 |
1,444,356 |
| Zoellick Robert B. |
Non-Exec. Chairman, Director |
2018-05-15 |
47,100 |
2017-05-16 |
0 |
| Van Brugge Robert P |
Chairman and CEO, SCB LLC |
2017-12-01 |
126,506 |
2017-12-01 |
107,396 |
| Farrell Edward J |
SVP and Controller |
2017-12-01 |
25,079 |
2017-12-12 |
22,499 |
| Hicks Weston M |
Former Director |
2017-09-18 |
10,842 |
2006-05-15 |
0 |
| Slutsky Lorie A |
Former Director |
2017-06-02 |
10,407 |
2003-08-08 |
0 |
| Elliott Steven G |
Former Director |
2017-05-30 |
0 |
2011-05-11 |
0 |
| Hechinger Deborah S |
Former Director |
2017-05-24 |
0 |
2007-05-15 |
0 |
| Schoen Scott A |
Former Director |
2017-05-22 |
0 |
2013-08-29 |
0 |
| Messer Heidi S |
Director |
2016-05-19 |
10,407 |
2015-05-21 |
0 |
| Weinreich Joshua |
Director |
2016-05-19 |
16,870 |
2013-09-13 |
0 |
| Condron Christopher M |
Director |
2016-05-19 |
61,959 |
2008-12-17 |
1,444,356 |
| Massad Lori A |
Senior Vice President |
2015-12-01 |
106,411 |
2015-12-11 |
47,120 |
| Smith A W Pete Jr |
|
2013-12-11 |
12,988 |
2006-05-15 |
0 |
| Tobin Peter J |
Director |
2013-05-20 |
16,042 |
2005-05-19 |
0 |
| Kraus Peter S |
Chairman and CEO, Director |
2012-12-19 |
1,071,180 |
2012-12-19 |
3,266,463 |
| Molloy Kevin |
Director |
2011-01-26 |
370 |
|
0 |
| Howard John B |
SVP & Chief Financial Officer |
2010-12-10 |
0 |
2010-12-10 |
163,243 |
| Steyn David A |
Former Chief Operating Officer |
2010-12-01 |
27,474 |
2012-01-20 |
294,140 |
| Lane Nick |
Director |
2010-08-20 |
100 |
2010-08-20 |
0 |
| Shalett Lisa A |
Global Head, Growth Equities |
2009-12-07 |
77,462 |
2009-12-07 |
129,365 |
| Joseph Robert H Jr |
Chief Financial Officer |
2009-12-07 |
39,108 |
2009-12-07 |
80,018 |
| Masters Seth J |
CIO, Blend Strat. and ABDC |
2009-12-07 |
62,584 |
2009-12-07 |
118,947 |
| Peebles Douglas J |
CIO and Head, AB Fixed Income |
2009-12-07 |
64,525 |
2009-12-07 |
166,769 |
| Fay Sharon E |
Head, Bernstein Value Equities |
2009-12-07 |
22,373 |
2009-12-07 |
212,514 |
| Phlegar Jeffrey S |
Executive Vice President |
2009-01-30 |
43,384 |
2009-01-30 |
39,935 |
| Reilly James G |
Executive Vice President |
2009-01-30 |
801,624 |
2009-01-30 |
77,058 |
| Cohen Lawrence H |
Executive Vice President |
2009-01-23 |
9,809 |
2009-01-23 |
15,815 |
| Axa Financial (bermuda) Ltd. |
Filed by mult. reporting pers., 10% Owner |
2008-12-17 |
1,444,356 |
2008-12-17 |
0 |
| Mayer Marc O |
Executive Vice President |
2008-05-14 |
13,895 |
2008-05-14 |
66,708 |
| Rissman Paul C |
Executive Vice President |
2008-01-31 |
245,282 |
2003-08-19 |
0 |
| Lieberman Gerald M |
President and COO, Director |
2008-01-25 |
135,746 |
2003-08-19 |
0 |
| Sanders Lewis A |
Chairman & CEO, Director |
2008-01-25 |
264,095 |
2008-01-25 |
0 |
| Toub Christopher M |
Executive Vice President |
2008-01-25 |
268,317 |
2003-08-19 |
0 |
| Hexner Thomas S |
Executive Vice President |
2006-02-03 |
74,967 |
2004-04-01 |
0 |
| Tulin Stanley B |
Director |
2005-12-21 |
0 |
2005-12-21 |
0 |
| Holloway Benjamin D |
Director |
2005-06-02 |
21,161 |
2004-10-06 |
0 |
| Jarmain W Edwin |
Director |
2005-05-19 |
2,661 |
2005-05-19 |
0 |
| Blundin John L |
EVP of General Partner |
2004-12-22 |
175,109 |
2003-08-19 |
0 |
| Calvert Bruce W |
Chairman of General Partner, Director |
2004-12-15 |
437,545 |
2004-05-14 |
0 |
| Gordon Mark R |
EVP of General Partner |
2004-12-07 |
0 |
2004-12-07 |
16,320,000 |
| Williams Dave H |
Director |
2004-11-17 |
317,517 |
2004-11-15 |
0 |
| Harrison Alfred |
Vice Chairman of Gen. Partner, Director |
2004-06-25 |
189,325 |
2003-08-06 |
0 |
| Corbet Kathleen A |
EVP of General Partner |
2004-03-30 |
155,906 |
2003-08-19 |
0 |
| Savage Frank |
Director |
2004-02-25 |
55,000 |
2004-02-25 |
0 |
| Laughlin Michael J |
EVP of General Partner |
2003-08-19 |
612,384 |
2003-08-19 |
0 |
| Carifa John D |
President and COO of GP, Director |
2003-08-19 |
1,268,568 |
2003-08-19 |
1,200 |
| Taggart Richard G |
Officer |
|
0 |
2009-01-21 |
5,278 |
|
0.15 (0.44%) 
