| |
Company
Roster
|
|
Total
Insiders : |
17 |
|
|
|
Total
Direct Shares :
|
6,195,628 |
|
|
Total
Indirect Shares :
|
1,531,466 |
| |
%
Held by Insiders:
|
43.49% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Glaser Peter M |
President |
2020-01-31 |
0 |
2018-12-12 |
0 |
| Greenlaw Douglas J /ma |
Director |
2020-01-31 |
0 |
2018-03-23 |
0 |
| Mcmillan Ellida |
CFO, COO, Treas. & Secretary |
2020-01-31 |
0 |
2015-05-21 |
0 |
| Shaikh Suhail A. |
Chief Executive Officer, Director |
2020-01-31 |
0 |
2018-12-12 |
0 |
| Grebow Edward |
Director |
2020-01-31 |
0 |
2020-01-31 |
0 |
| Krmpotic Branko |
Executive Vice President |
2018-03-20 |
14,000 |
|
0 |
| Scopelliti David |
CEO and President, Director |
2018-03-20 |
9,100 |
2018-03-20 |
1,800 |
| Brechbuhl T Ulrich |
Director |
2017-11-15 |
10,000 |
2017-11-13 |
0 |
| Echausse Paul J |
Director |
2017-11-13 |
35,246 |
2014-08-28 |
58,039 |
| Reiff Steven H |
Director |
2017-11-13 |
13,900 |
2017-11-13 |
4,668 |
| Hatfield Paul |
Director |
2017-05-22 |
7,382 |
2014-05-08 |
7,255 |
| Alcentra Ny, Llc |
10% Owner |
2017-05-22 |
0 |
|
0 |
| Hertlein Rudolph L |
Director |
2015-11-17 |
6,000 |
2014-05-09 |
0 |
| Alcentra Investments Ltd |
10% Owner |
2015-09-24 |
0 |
2014-05-08 |
1,450,999 |
| Bny Alcentra Group Holdings, Inc. |
10% Owner |
2015-03-23 |
0 |
2017-05-22 |
0 |
| Bny Mellon-Alcentra Mezzanine Iii, L.p. |
10% Owner |
2014-05-08 |
6,100,000 |
|
0 |
| Gold Scott |
Officer |
|
0 |
2014-05-08 |
8,705 |
|
