| |
Company
Roster
|
|
Total
Insiders : |
35 |
|
|
|
Total
Direct Shares :
|
21,005,761 |
|
|
Total
Indirect Shares :
|
17,510,769 |
| |
%
Held by Insiders:
|
63.09% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Dolan Michael J. |
Chief Financial Officer |
2011-04-18 |
226,884 |
2008-04-17 |
0 |
| Buyon Ethan S |
Director |
2010-11-01 |
96,000 |
2008-04-17 |
0 |
| Mcnamara Thomas S |
Director |
2010-11-01 |
105,000 |
2008-11-19 |
0 |
| Paull Kenneth |
Director |
2010-11-01 |
599,422 |
2008-08-19 |
0 |
| Conway Richard F |
See Remarks, 10% Owner |
2010-09-03 |
10,997,903 |
2010-09-03 |
11,124,903 |
| Stern Richard B |
President & CEO, Director |
2009-05-20 |
901,000 |
|
0 |
| Falcone Douglas B. |
Chief Operating Officer, Director, 10% Owner |
2009-05-20 |
3,102,250 |
|
0 |
| White John S |
Director |
2008-04-17 |
4,000 |
2008-04-17 |
0 |
| Schreiber Alan D |
Director |
2008-04-17 |
38,800 |
2003-11-18 |
0 |
| Spolan Harmon |
Corporate Secretary, Director |
2008-04-17 |
19,000 |
2004-09-01 |
0 |
| Alperin Nancy |
Director |
2008-04-17 |
11,000 |
2004-09-01 |
0 |
| Banks Tony C |
Director |
2008-04-17 |
4,000 |
2008-04-17 |
0 |
| Bedford Scott |
10% Owner |
2007-05-31 |
1,556,976 |
2007-05-31 |
139,500 |
| Elliott International L P |
10% Owner |
2007-05-17 |
1,026,000 |
|
0 |
| Cosmer Gary M |
Resigned 1/28/07 |
2007-02-21 |
0 |
2005-06-02 |
0 |
| Ddj/ontario Credit Opportunities Fund, L.p. |
10% Owner |
2007-01-29 |
277,781 |
|
0 |
| October Fund Lp |
10% Owner |
2007-01-29 |
935,388 |
|
0 |
| Tierney Danial J |
Resigned 1/1/2007 |
2007-01-24 |
15,000 |
2004-09-13 |
0 |
| Brotman Jeffrey F |
Chairman of the Board, Director |
2006-05-15 |
200,000 |
2006-05-15 |
21 |
| Krallman Amy B |
Senior Vice President |
2006-05-15 |
9,000 |
2004-09-01 |
0 |
| Mann Thomas W |
Chief Operating Officer |
2006-01-27 |
21,439 |
2003-10-06 |
0 |
| Kozlov Hersh |
Director |
2005-10-20 |
19,500 |
2003-08-19 |
0 |
| Laifer Capital Management Inc |
Director |
2005-10-20 |
3,200 |
2005-10-20 |
1,189,330 |
| Cohen Edward E |
Director |
2005-10-20 |
3,000 |
2005-10-20 |
441,398 |
| Glaser Slavka B |
Director |
2005-10-20 |
11,500 |
2004-09-01 |
0 |
| Tepper Kenneth L |
President & CEO, Director |
2005-10-20 |
142,910 |
2004-07-02 |
0 |
| Cohen Daniel G |
Director |
2005-10-20 |
674,808 |
2005-10-20 |
14,333 |
| Demy Rebecca J |
Principal Accounting Officer |
2004-09-29 |
2,500 |
2004-09-29 |
0 |
| Dean Ashley |
Managing Director |
2004-09-01 |
1,500 |
2004-09-01 |
0 |
| Gp Credit Opportunities, Ltd. |
10% Owner |
|
0 |
2007-01-29 |
277,781 |
| Mencher Judy K |
10% Owner |
|
0 |
2007-01-29 |
1,213,167 |
| October Gp, Llc |
10% Owner |
|
0 |
2007-01-29 |
935,388 |
| Elliott Associates Lp |
10% Owner |
|
0 |
2007-05-17 |
684,000 |
| Gp Ddj/ontario Credit Opportunities, L.p. |
10% Owner |
|
0 |
2007-01-29 |
277,781 |
| Breazzano David J |
10% Owner |
|
0 |
2007-01-29 |
1,213,167 |
|
