| |
Company
Roster
|
|
Total
Insiders : |
31 |
|
|
|
Total
Direct Shares :
|
8,711,855 |
|
|
Total
Indirect Shares :
|
20,815,391 |
| |
%
Held by Insiders:
|
191.89% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Aivado Manuel |
See Remarks |
2018-06-06 |
1,000 |
2018-06-06 |
0 |
| Aju Ib Investment Co., Ltd. |
10% Owner |
2017-07-05 |
0 |
2017-07-05 |
517,558 |
| Ambros Reinhard J. |
Director |
2020-06-15 |
5,800 |
|
0 |
| Annis Allen |
|
|
0 |
|
0 |
| Apple Tree Partners Ii - Annex, L.p. |
10% Owner |
2018-07-06 |
0 |
2017-07-05 |
0 |
| Apple Tree Partners Ii Lp |
10% Owner |
2018-07-06 |
0 |
|
0 |
| Bailey Jeffrey Allen |
Director |
2019-11-15 |
74,894 |
2019-11-12 |
0 |
| Cvf Llc |
10% Owner |
2017-07-05 |
716,180 |
2017-07-05 |
0 |
| Dougherty Donald |
SVP & Chief Financial Officer |
2018-06-08 |
5,000 |
2018-06-01 |
0 |
| Excel Medical Ventures, Llc |
10% Owner |
2017-07-05 |
1,016,100 |
2017-07-05 |
0 |
| Gallagher Brian M. Jr. |
Director |
2017-07-05 |
0 |
2017-07-05 |
1,431,519 |
| Gregory Kathryn |
SVP, Chief Business Officer |
2019-08-13 |
45,000 |
|
0 |
| Hall Steven Edward |
Former 10% owner |
2017-07-05 |
0 |
2017-07-05 |
1,094,987 |
| Kapnick Scott |
Director, 10% Owner |
2017-07-05 |
454,383 |
2017-07-05 |
66,666 |
| Kck Ltd. |
10% Owner |
2017-07-05 |
646,817 |
2017-07-05 |
0 |
| Longenecker John P Phd |
President and CEO |
2018-08-10 |
10,000 |
2018-08-10 |
0 |
| Nelson Kira |
|
|
0 |
|
0 |
| Novartis Ag |
10% Owner |
2019-04-01 |
2,079,394 |
2018-07-16 |
0 |
| Platt Jon B. |
10% Owner |
2017-07-05 |
90,318 |
|
0 |
| Roche Finance Ltd |
10% Owner |
2017-07-05 |
702,363 |
2017-07-05 |
0 |
| Satter Muneer A |
See Remarks, Director |
2017-07-05 |
0 |
2021-01-08 |
16,609,449 |
| Shanafelt Armen |
Director |
2017-07-05 |
0 |
2017-07-05 |
1,094,987 |
| Sigal Nolan Howard |
|
|
0 |
|
0 |
| Sigma Emerging Markets Ltd. |
10% Owner |
2017-07-05 |
423,086 |
2017-07-05 |
0 |
| University Of Texas/texas Am Investment Managment |
10% Owner |
2024-05-01 |
1,790,142 |
|
0 |
| Von Rickenbach Josef H |
Director |
2020-06-08 |
445,460 |
|
0 |
| Vukovic Vojo |
SVP, Chief Medical Officer |
2019-08-16 |
75,000 |
2019-08-16 |
0 |
| Wanstall Rick |
|
|
0 |
|
0 |
| Winder Caleb Maxfield |
|
|
0 |
|
0 |
| Windsor James Brian |
|
2024-03-05 |
7,122 |
2024-03-05 |
225 |
| Yanchik Joseph A. Iii |
Officer, Director, 10% Owner |
2017-06-28 |
123,796 |
|
0 |
|
0.08 (2.08%) 
