| |
Company
Roster
|
|
Total
Insiders : |
24 |
|
|
|
Total
Direct Shares :
|
1,149,744 |
|
|
Total
Indirect Shares :
|
1,042,405 |
| |
%
Held by Insiders:
|
5.01% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Spector Bruce H |
Director |
2022-03-17 |
35,000 |
2014-03-24 |
0 |
| Thrivent Financial For Lutherans |
10% Owner |
2021-09-15 |
400,000 |
|
0 |
| Sun Life Financial Inc |
10% Owner |
2021-09-15 |
560,000 |
2021-09-15 |
560,000 |
| Ares Partners Holdco Llc |
Affiliate of Adviser |
2019-10-15 |
59 |
2019-10-15 |
0 |
| Hall Daniel J |
GC, CLO and Secretary |
2018-07-10 |
2,500 |
2018-07-10 |
0 |
| Hunt James Kelso |
Director |
2016-12-21 |
0 |
2018-12-04 |
7,000 |
| Shaw John Joseph |
Director |
2016-12-16 |
0 |
2023-08-17 |
30,000 |
| Reiss M. Freddie |
Director |
2016-04-19 |
0 |
2016-04-19 |
2,500 |
| Sachs David A |
Director |
2015-12-07 |
67,193 |
2015-12-07 |
18,446 |
| Margolies Gregory A |
Vice President of Adviser |
2015-08-31 |
21,408 |
2013-12-23 |
0 |
| Eanes John |
Vice President |
2015-08-31 |
0 |
2015-08-31 |
606 |
| Ashton Keith |
Vice President, Portfolio Manager |
2015-08-31 |
1,292 |
2015-08-31 |
1,014 |
| Ressler Antony P |
President of Adviser |
2015-08-31 |
35,869 |
2015-08-31 |
352,632 |
| Brufsky Seth J |
President and CEO / Portfolio, Director |
2013-12-23 |
16,725 |
2020-05-26 |
69,137 |
| Ares Investments Llc |
Affiliate of Parent of Adviser |
2013-12-23 |
0 |
|
0 |
| Moore Jeff M |
Vice President |
2013-12-23 |
498 |
2013-12-23 |
0 |
| Weiner Michael D |
VP and Assistant Secretary, VP, GC & Sec. of Adviser |
2013-12-23 |
0 |
2013-12-23 |
480 |
| Schall Darryl |
Vice President |
2013-12-23 |
65 |
2013-12-23 |
0 |
| Cascella Americo |
Vice President |
2013-12-23 |
0 |
2013-12-23 |
299 |
| Nguyen Daniel F |
Chief Financial Officer, VP, CFO & Treasurer of Adviser |
2013-12-23 |
0 |
2013-12-23 |
259 |
| Dell Anthony S |
CCO, Anti-Money Laundering Off, CCO of Adviser |
2013-01-16 |
1,400 |
2013-01-16 |
0 |
| Erlanger Philip Robert |
Director |
2012-11-27 |
2,500 |
2012-11-27 |
0 |
| Ares Partners Management Co Llc |
10% Owner |
2012-11-27 |
5,235 |
|
0 |
| Byrd Brett Alan |
Officer |
|
0 |
2014-09-24 |
32 |
|
|
0.03 (0.22%) 
