| |
Company
Roster
|
|
Total
Insiders : |
18 |
|
|
|
Total
Direct Shares :
|
2,198,727 |
|
|
Total
Indirect Shares :
|
6,854,466 |
| |
%
Held by Insiders:
|
5.43% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Feldmann Marc |
Director |
2023-12-28 |
250,874 |
|
0 |
| Woody James N. |
Chief Executive Officer, Director |
2023-12-15 |
66,888 |
2020-11-09 |
0 |
| Gold Lawrence |
Director |
2023-09-04 |
24,745 |
2021-03-04 |
0 |
| Marrone Pamela G |
Director |
2023-09-04 |
34,857 |
2021-12-10 |
0 |
| Ray Russell T |
Director |
2023-09-04 |
24,409 |
2022-01-14 |
0 |
| Mcgovern Jr. Donald A. |
Director |
2023-09-04 |
55,285 |
2021-03-04 |
0 |
| Steinman Lawrence |
Director |
2023-06-01 |
48,129 |
|
0 |
| Pamir Ozan |
CFO |
2023-05-18 |
8,983 |
|
0 |
| Vu Quan Anh |
COO / Chief Business Officer |
2021-12-16 |
20,500 |
|
0 |
| Deluca Teresa |
Director |
2021-12-09 |
5,000 |
2021-12-09 |
2,500 |
| Rothbard Jonathan B. |
Chief Scientific Officer |
2021-04-07 |
560,449 |
|
0 |
| Kbl Iv Sponsor Llc |
10% Owner |
2020-12-16 |
334,608 |
2020-12-17 |
2,018,961 |
| Mizuho Securities Usa Llc |
10% Owner |
2019-08-16 |
764,000 |
2019-08-16 |
0 |
| Wam Gp Llc |
10% Owner |
2019-06-05 |
0 |
2019-06-05 |
757,860 |
| Oxford Asset Management Llp |
10% Owner |
|
0 |
2019-10-09 |
132,285 |
| Krauss Marlene |
Officer, Director, 10% Owner |
|
0 |
2017-06-01 |
2,875,000 |
| Weiss Andrew M |
10% Owner |
|
0 |
2019-03-05 |
1,067,860 |
| Polar Securities Inc. |
10% Owner |
|
0 |
2019-03-06 |
0 |
|
