| |
Company
Roster
|
|
Total
Insiders : |
30 |
|
|
|
Total
Direct Shares :
|
5,820,192 |
|
|
Total
Indirect Shares :
|
7,995,578 |
| |
%
Held by Insiders:
|
9.99% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Mchugh Thomas S |
Chief Financial Officer |
2024-01-16 |
80,500 |
2020-08-13 |
0 |
| Divis Greg J |
Chief Executive Officer, Director |
2023-08-10 |
159,100 |
2017-09-12 |
0 |
| Ende Eric J |
Director |
2023-05-18 |
167,900 |
2019-01-31 |
0 |
| Palczuk Linda |
Director |
2023-05-09 |
52,400 |
2018-08-01 |
0 |
| Thornton Peter |
Director |
2022-05-27 |
83,055 |
2017-09-21 |
0 |
| Glass Geoffrey Michael |
Director |
2020-12-21 |
47,100 |
2023-08-10 |
124,700 |
| Mccamish Mark Anthony |
Director |
2020-09-16 |
0 |
2023-12-28 |
67,025 |
| Hatten Sandra L |
See Remarks |
2019-12-12 |
55,765 |
2019-12-12 |
3,400 |
| Thompson Phillandas T. |
See Remarks |
2019-03-07 |
113,671 |
|
0 |
| Kanan Michael F |
See Remarks |
2019-03-07 |
50,538 |
2016-12-14 |
0 |
| Broadfin Healthcare Master Fund Ltd |
Director |
2019-01-31 |
0 |
2019-01-31 |
3,130,573 |
| Gusky David P |
Controller & CAO |
2018-12-14 |
4,083 |
2016-12-14 |
0 |
| Anderson Michael S |
Chief Executive Officer, Director |
2018-08-10 |
248,953 |
|
0 |
| Stapleton Craig R |
Director |
2018-08-01 |
378,228 |
2018-08-01 |
210,400 |
| Van Assche Ben |
Director |
2018-07-09 |
26,365 |
2018-07-09 |
0 |
| Navarre Christophe |
Director |
2018-07-09 |
26,365 |
2018-07-09 |
0 |
| Fildes Francis |
Director |
2018-07-09 |
26,365 |
|
0 |
| Breaking Stick Holdings, Llc |
*Possible member of 10% group |
2018-06-25 |
0 |
2018-06-25 |
3,674,506 |
| Kotler Kevin |
10% Owner |
2017-06-23 |
4,133,464 |
|
0 |
| Cerutti Guillaume |
Director |
2017-06-15 |
23,440 |
|
0 |
| Broadfin Capital, Llc |
10% Owner |
2017-01-03 |
0 |
2017-01-03 |
0 |
| Monteith David |
See Remarks |
2017-01-03 |
32,500 |
|
0 |
| Macke Scott A. |
See Remarks |
2017-01-03 |
52,000 |
|
0 |
| Sullivan Stephen G. |
See Remarks |
2017-01-03 |
10,000 |
2016-12-14 |
0 |
| Dsilva Dhiren |
See Remarks |
2017-01-03 |
15,000 |
2016-12-14 |
0 |
| Davis Gregory J. |
See Remarks |
2017-01-03 |
30,000 |
2016-08-10 |
0 |
| Elrod Marcus W |
See Remarks |
2017-01-03 |
3,400 |
2016-12-14 |
0 |
| Nohra Guy P |
N/A |
2003-10-02 |
0 |
2003-10-02 |
6,443 |
| Janney Daniel |
10% Owner |
2003-08-27 |
0 |
2003-08-27 |
772,088 |
| Marduel Alix |
N/A |
2003-08-27 |
0 |
2003-10-02 |
6,443 |
|
