| |
Company
Roster
|
|
Total
Insiders : |
48 |
|
|
|
Total
Direct Shares :
|
201,078,419 |
|
|
Total
Indirect Shares :
|
14,945,506 |
| |
%
Held by Insiders:
|
40.61% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Thiel John W |
Director |
2024-02-06 |
23,828 |
2021-02-09 |
0 |
| Yang Geoffrey Y |
Director |
2024-02-06 |
57,100 |
2011-03-15 |
0 |
| Oshita Lindsey Harumi |
Officer |
2024-02-06 |
16,976 |
|
0 |
| Noto Anthony |
Director |
2024-02-06 |
30,188 |
2020-02-11 |
0 |
| Johnson Gregory E |
Executive Chairman, Director |
2024-01-11 |
2,184,437 |
2024-01-11 |
3,250,940 |
| Johnson Charles B |
10% Owner |
2023-12-21 |
88,403,192 |
2023-12-21 |
4,082,918 |
| Sethi Alok |
EVP, Head of Global Operations |
2023-12-14 |
70,481 |
2018-05-24 |
0 |
| Bolt Jennifer J |
President and CEO, Director |
2023-12-12 |
2,559,505 |
2023-12-12 |
3,289,609 |
| Spector Adam Benjamin |
EVP, Head Global Distribution |
2023-12-11 |
620,073 |
|
0 |
| Merchant Thomas C |
EVP, General Counsel |
2023-12-01 |
52,278 |
|
0 |
| Nicholls Matthew |
EVP, CFO & COO |
2023-12-01 |
384,668 |
|
0 |
| Shaneyfelt Gwen L |
Chief Accounting Officer |
2023-12-01 |
99,732 |
2019-04-02 |
0 |
| Murphy Terrence |
EVP, Head of Public Markets |
2023-11-02 |
106,224 |
2022-11-03 |
0 |
| Plafker Jed A. |
Executive Vice President |
2022-08-31 |
117,648 |
2022-08-31 |
597 |
| Tyle Craig Steven |
EVP & General Counsel |
2021-12-13 |
134,220 |
2005-09-19 |
0 |
| Byewalter Marianh |
Director |
2020-08-17 |
9,188 |
2024-02-06 |
17,817 |
| Barker Peter K |
Director |
2020-02-11 |
35,765 |
|
0 |
| Johnson Rupert H Jr |
Vice Chairman, Director, 10% Owner |
2019-12-26 |
102,453,045 |
2019-12-26 |
596,880 |
| Johnson Charles Endler |
Director |
2019-02-12 |
30,310 |
2019-02-12 |
1,999,800 |
| Lewis Kenneth A |
EVP and CFO |
2018-12-20 |
149,378 |
2018-12-20 |
17,678 |
| Advani Vijay Chandur |
Co-President |
2016-12-01 |
101,308 |
2016-12-01 |
343,629 |
| Lusk John M |
EVP-Investment Management |
2015-08-31 |
42,888 |
2015-08-31 |
73,656 |
| Yun William Young |
EVP-Alternative Strategies |
2015-08-31 |
152,711 |
2015-08-31 |
15,472 |
| Waugh Seth H. |
Director |
2015-03-11 |
2,414 |
2015-03-11 |
0 |
| Tatlock Anne M |
Director |
2014-11-05 |
480,230 |
2009-02-10 |
57,899 |
| Stein Laura |
Director |
2012-03-14 |
3,047 |
2006-01-26 |
0 |
| Hardiman Joseph R |
Director |
2012-03-14 |
7,404 |
2006-01-26 |
0 |
| Pigott Mark C |
Director |
2011-03-15 |
857 |
2011-03-15 |
0 |
| Alexander Penelope S |
Vice-President, HR - US |
2011-02-16 |
7,791 |
2011-02-16 |
23,099 |
| Gray Maria |
Vice President and Secretary |
2011-02-10 |
2,540 |
|
0 |
| Gibson Holly E |
Vice President, Corp Comm |
2010-12-15 |
5,068 |
2010-12-15 |
558 |
| Frisbie Norman Rickard Jr |
SVP & Chief Admin Officer |
2010-12-01 |
17,336 |
2010-12-01 |
454 |
| Ikeda Donna S |
VP - HR International |
2010-12-01 |
12,565 |
2010-12-01 |
1,022 |
| Kratter Leslie M |
SVP & Assistant Secretary |
2010-08-31 |
26,316 |
2008-08-27 |
0 |
| Simpson Murray |
Executive Vice President |
2009-06-09 |
15,371 |
2009-06-09 |
101 |
| Joffe Robert D |
Director |
2009-02-10 |
6,848 |
2003-12-11 |
0 |
| Woodworth Louis E |
Director |
2009-01-20 |
1,028,751 |
2009-01-20 |
603,088 |
| Green Barbara J |
VP, Dep Gen Counsel & Sec |
2007-05-03 |
11,926 |
2007-05-03 |
449 |
| Ratnathicam Sanchayan |
Director |
2007-01-25 |
4,952 |
2003-12-11 |
0 |
| Burns Harmon E |
Vice Chariman, Director |
2006-10-31 |
830,970 |
2006-10-31 |
568,623 |
| Baio James R |
EVP, CFO and Treasurer |
2006-09-29 |
23,609 |
2006-09-29 |
448 |
| Sacerdote Peter M |
Director |
2006-01-26 |
29,319 |
2003-12-11 |
0 |
| Sims Charles R |
Vice President |
2005-01-31 |
33,709 |
2003-07-31 |
0 |
| Crocker Charles |
Director |
2005-01-25 |
8,660 |
2003-12-11 |
0 |
| Kean Thomas H |
Director |
2005-01-25 |
10,030 |
2003-12-11 |
0 |
| Armacost Samuel H |
Director |
2004-12-21 |
2,000 |
|
0 |
| Flanagan Martin L |
President and Co-CEO |
2004-12-15 |
664,146 |
2004-12-15 |
769 |
| Mccarthy James A |
Director |
2004-01-29 |
7,417 |
2003-12-11 |
0 |
|
0.47 (1.85%) 
