| |
Company
Roster
|
|
Total
Insiders : |
35 |
|
|
|
Total
Direct Shares :
|
71,786,149 |
|
|
Total
Indirect Shares :
|
5,934,635 |
| |
%
Held by Insiders:
|
33.36% |
|
|
|
|
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Advani Vijay Chandur |
EVP - Global Advisory Services |
2013-05-02 |
40,682 |
2013-05-02 |
66,824 |
| Barker Peter K |
Director |
2013-03-13 |
3,172 |
|
0 |
| Yang Geoffrey Y |
Director |
2013-03-13 |
2,341 |
2011-03-15 |
0 |
| Lewis Kenneth A |
EVP and CFO |
2013-03-11 |
37,049 |
2013-03-11 |
3,687 |
| Lusk John M |
EVP-Investment Management |
2013-02-15 |
21,756 |
2013-02-15 |
20,038 |
| Johnson Gregory E |
CEO and President, Director |
2012-12-28 |
588,716 |
2013-02-15 |
859,257 |
| Johnson Rupert H Jr |
Vice Chairman, Director, 10% Owner |
2012-12-19 |
34,980,015 |
2013-05-16 |
412,702 |
| Tyle Craig Steven |
EVP and General Counsel |
2012-11-30 |
33,078 |
2005-09-19 |
0 |
| Yun William Young |
EVP-Alternative Strategies |
2012-11-30 |
57,773 |
2012-11-30 |
5,931 |
| Bolt Jennifer J |
EVP & Chief Operating Officer |
2012-11-28 |
531,903 |
2012-11-28 |
924,360 |
| Johnson Charles B |
Chairman of the Board, Director, 10% Owner |
2012-11-01 |
32,560,172 |
2012-12-05 |
2,385,326 |
| Tatlock Anne M |
Director |
2012-08-17 |
168,860 |
2009-02-10 |
57,899 |
| Hardiman Joseph R |
Director |
2012-03-14 |
7,404 |
2006-01-26 |
0 |
| Stein Laura |
Director |
2012-03-14 |
3,047 |
2006-01-26 |
0 |
| Pigott Mark C |
Director |
2011-03-15 |
857 |
2011-03-15 |
0 |
| Alexander Penelope S |
Vice-President, HR - US |
2011-02-16 |
7,791 |
2011-02-16 |
23,099 |
| Gray Maria |
Vice President and Secretary |
2011-02-10 |
2,540 |
|
0 |
| Gibson Holly E |
Vice President, Corp Comm |
2010-12-15 |
5,068 |
2010-12-15 |
558 |
| Ikeda Donna S |
VP - HR International |
2010-12-01 |
12,565 |
2010-12-01 |
1,022 |
| Frisbie Norman Rickard Jr |
SVP & Chief Admin Officer |
2010-12-01 |
17,336 |
2010-12-01 |
454 |
| Kratter Leslie M |
SVP & Assistant Secretary |
2010-08-31 |
26,316 |
2008-08-27 |
0 |
| Simpson Murray |
Executive Vice President |
2009-06-09 |
15,371 |
2009-06-09 |
101 |
| Joffe Robert D |
Director |
2009-02-10 |
6,848 |
2003-12-11 |
0 |
| Woodworth Louis E |
Director |
2009-01-20 |
1,028,751 |
2009-01-20 |
603,088 |
| Green Barbara J |
VP, Dep Gen Counsel & Sec |
2007-05-03 |
11,926 |
2007-05-03 |
449 |
| Ratnathicam Sanchayan |
Director |
2007-01-25 |
4,952 |
2003-12-11 |
0 |
| Burns Harmon E |
Vice Chariman, Director |
2006-10-31 |
830,970 |
2006-10-31 |
568,623 |
| Baio James R |
EVP, CFO and Treasurer |
2006-09-29 |
23,609 |
2006-09-29 |
448 |
| Sacerdote Peter M |
Director |
2006-01-26 |
29,319 |
2003-12-11 |
0 |
| Sims Charles R |
Vice President |
2005-01-31 |
33,709 |
2003-07-31 |
0 |
| Kean Thomas H |
Director |
2005-01-25 |
10,030 |
2003-12-11 |
0 |
| Crocker Charles |
Director |
2005-01-25 |
8,660 |
2003-12-11 |
0 |
| Armacost Samuel H |
Director |
2004-12-21 |
2,000 |
|
0 |
| Flanagan Martin L |
President and Co-CEO |
2004-12-15 |
664,146 |
2004-12-15 |
769 |
| Mccarthy James A |
Director |
2004-01-29 |
7,417 |
2003-12-11 |
0 |
|
0.64 (0.38%) 
