| |
Company
Roster
|
|
Total
Insiders : |
62 |
|
|
|
Total
Direct Shares :
|
17,814,352 |
|
|
Total
Indirect Shares :
|
5,026,775 |
| |
%
Held by Insiders:
|
33.93% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Olsoff Jonathan |
EVP, Worldwide General Counsel |
2019-10-03 |
0 |
|
0 |
| Goss Michael F |
EVP, Chief Financial Officer |
2019-10-03 |
0 |
2016-05-11 |
0 |
| Bright Jill |
EVP of HR and Administration |
2019-10-03 |
0 |
2019-03-05 |
0 |
| Levine Jane |
EVP, Chief Compliance Counsel |
2019-10-03 |
0 |
|
0 |
| Weibling Dennis M |
Director |
2019-10-03 |
0 |
2019-08-16 |
0 |
| Bibliowicz Jessica M |
Director |
2019-10-03 |
0 |
|
0 |
| Conroy Kevin C. |
Director |
2019-10-03 |
0 |
2015-08-13 |
0 |
| Carlotti Valentino |
EVP, Global Head of Bus. Dev. |
2019-10-03 |
0 |
2018-10-30 |
0 |
| De Sole Domenico |
Director |
2019-10-03 |
0 |
2014-03-17 |
0 |
| Wilson Harry James |
Director |
2019-10-03 |
0 |
|
0 |
| Smith Jr. Thomas S. |
President and CEO, Director |
2019-10-03 |
0 |
2019-10-03 |
0 |
| Hartington Lord |
Director |
2019-10-03 |
0 |
|
0 |
| Bidfair Usa Llc |
|
2019-06-16 |
826,399 |
|
0 |
| Delaney Kevin M |
SVP, Corp. Controller & CAO |
2019-03-06 |
0 |
2008-02-10 |
0 |
| Goodman David |
EVP, Digital Dev & Marketing |
2019-03-05 |
24,730 |
2016-06-01 |
0 |
| Chinn Adam |
EVP, Chief Operating Officer |
2018-03-05 |
69,382 |
2018-03-05 |
0 |
| Reza Olivier |
Director |
2018-03-05 |
0 |
2018-03-07 |
0 |
| Taikang Life Insurance Co., Ltd. |
10% Owner |
2017-11-15 |
7,939,661 |
2017-11-15 |
0 |
| Taikang Life Insurance Co., Ltd. |
10% Owner |
2016-11-09 |
7,939,661 |
|
0 |
| Nadler Lisa |
SVP, Worldwide Head of HR |
2016-09-01 |
1,491 |
2016-09-01 |
0 |
| Ulmer David |
SVP Chief Tech & Strat Off |
2015-06-16 |
20,535 |
2007-06-01 |
0 |
| Ching Kevin |
CEO, Asia |
2015-06-03 |
30,000 |
|
0 |
| Meyer Daniel Harris |
Director |
2015-06-01 |
8,642 |
2015-06-01 |
0 |
| Angelo John M |
Director |
2015-05-28 |
169,450 |
2015-05-28 |
7,800 |
| Gioia Lauren |
Officer |
2015-05-07 |
2,724 |
|
0 |
| Prasens Jan |
Managing Director, SFS |
2015-03-06 |
2,593 |
|
0 |
| Zuckerman Mitchell |
EVP,Global Auction Transaction |
2015-03-06 |
14,805 |
2004-08-17 |
0 |
| Alexander Susan |
EVP & WW Head of HR |
2015-03-05 |
28,193 |
2005-03-31 |
0 |
| Gangotena Alfredo |
Chief Marketing Officer |
2015-03-05 |
1,205 |
2015-03-05 |
0 |
| Ruprecht William F |
Director CEO & President |
2015-03-05 |
203,027 |
2008-11-24 |
89,261 |
| Klemann Gilbert L Ii |
EVP, General Consl. & Secrty. |
2015-03-05 |
28,703 |
|
0 |
| Vinciguerra Bruno |
EVP, COO |
2015-03-05 |
45,033 |
2007-02-09 |
0 |
| Mcclymont Patrick |
Chief Financial Officer |
2015-03-05 |
3,448 |
2013-11-14 |
0 |
| Ten Holder Maarten |
Managing Director, NA & SA |
2015-03-05 |
34,540 |
|
0 |
| Sovern Michael I |
Chairman of the Board, Director |
2014-02-15 |
26,705 |
2006-09-13 |
0 |
| Dodge Steven B |
Director |
2014-02-15 |
27,193 |
2012-05-08 |
8,545 |
| Middleton Amelia |
SVP,Global Strategic Marketing |
2013-12-11 |
0 |
|
0 |
| Taylor Diana L |
Director |
2013-11-14 |
0 |
2009-05-13 |
0 |
| Blakenham Michael |
Director |
2013-05-08 |
35,276 |
2013-05-08 |
0 |
| Sheridan William S |
EVP & CFO |
2013-03-15 |
30,837 |
2009-12-15 |
105,891 |
| Phillips Diana |
EVP & WW Director of Press |
2012-07-02 |
8,077 |
2005-09-06 |
0 |
| Stewart Donald M |
Director |
2012-05-08 |
20,065 |
2012-05-08 |
0 |
| Murdoch James R. |
Director |
2012-05-08 |
4,049 |
2012-05-08 |
0 |
| Van Maris Van Dyk Patrick |
Managing Director, Europe |
2012-03-16 |
8,644 |
|
0 |
| Woodhead Robin |
EVP & Chairman Soth. Intl., Director |
2011-03-15 |
40,794 |
2004-12-16 |
0 |
| Buckley Richard |
EVP, Global Client Development |
2009-02-10 |
33,922 |
2004-09-16 |
0 |
| Bailey George |
Mang. Dir. Sothebys Europe |
2008-06-16 |
40,131 |
2005-08-24 |
1,400 |
| Wickstrom Daryl |
Mang. Dir. Global Auction Div. |
2008-03-31 |
39,195 |
2005-03-31 |
0 |
| Pillsbury Donaldson C |
Chairman, NA & SA |
2008-02-10 |
31,874 |
2003-08-19 |
0 |
| Jackson Ann |
Officer |
2007-02-27 |
6,213 |
|
0 |
| Gillis Mike |
SVP, Controller, CAO |
2007-02-09 |
6,000 |
2006-03-10 |
0 |
| Miro Jeffrey H |
Director |
2006-05-08 |
26,027 |
2006-05-08 |
0 |
| Taubman Alfred A |
10% Owner |
2005-09-07 |
0 |
2005-09-07 |
4,798,557 |
| Rockefeller Sharon Percy |
Director |
2005-05-12 |
18,994 |
2003-08-01 |
0 |
| Taubman Robert S |
Director |
2004-11-29 |
0 |
2010-03-10 |
15,321 |
| Black Conrad M |
Director |
2004-05-07 |
16,134 |
2003-08-01 |
0 |
| Third Point Llc |
10% Owner |
|
0 |
2019-10-03 |
0 |
| Cheung Linus W.l. Cheung |
|
|
0 |
|
0 |
| Cornell Mark |
|
|
0 |
|
0 |
| Cahill John |
|
|
0 |
|
0 |
| Simms Marsha |
|
|
0 |
|
0 |
| Citron Kenneth |
|
|
0 |
|
0 |
|
