|
Company
Roster
|
Total
Insiders : |
75 |
|
|
Total
Direct Shares :
|
21,079,496 |
|
Total
Indirect Shares :
|
101,720,641 |
|
%
Held by Insiders:
|
2.38% |
|
|
|
Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Goldstein Jeffrey A |
Director |
2024-04-01 |
36,833 |
2014-07-01 |
0 |
Robinson Elizabeth |
Director |
2024-04-01 |
4,188 |
2019-02-01 |
0 |
Echevarria Joseph |
Director |
2024-04-01 |
55,696 |
2015-04-01 |
0 |
Izzo Ralph |
Director |
2024-04-01 |
11,986 |
2020-10-01 |
0 |
Koffey Jayee |
Sr. Exec. Vice President |
2024-02-28 |
45,055 |
|
0 |
Mcdonogh Dermot |
Chief Financial Officer |
2024-02-28 |
290,516 |
2022-12-01 |
0 |
Vince Robin A. |
President & CEO, Director |
2024-02-23 |
248,616 |
2020-11-02 |
0 |
Regelman Roman |
Sr. Executive Vice President |
2024-02-23 |
151,464 |
2019-02-11 |
0 |
Santhanakrishnan Senthilkumar |
Senior Exec VP |
2024-02-23 |
160,364 |
2019-09-03 |
0 |
Smits Hanneke |
Sr. Exec. Vice President |
2024-02-23 |
188,930 |
|
0 |
Keating Catherine |
Sr. Exec. Vice President |
2024-02-23 |
132,420 |
|
0 |
Mccarthy J Kevin |
SEVP & General Counsel |
2024-02-23 |
140,404 |
|
0 |
Kurimsky Kurtis R. |
Corporate Controller |
2024-02-15 |
30,561 |
|
0 |
Oconnor Sandie |
Director |
2023-10-02 |
4,896 |
2022-02-01 |
0 |
Anderson Jolen |
Senior Exec VP |
2023-07-30 |
83,422 |
2019-10-01 |
0 |
Portney Emily Hope |
Sr. Executive Vice President |
2023-03-08 |
214,464 |
|
0 |
Kablawi Hani A. |
Sr. Executive Vice President |
2023-02-26 |
185,045 |
2022-02-26 |
3 |
Shah Akash |
Sr Executive Vice President |
2023-02-24 |
79,082 |
2019-02-11 |
0 |
Engle Bridget E. |
Sr. Exec. Vice President |
2023-02-24 |
132,830 |
2017-09-01 |
0 |
Gibbons Thomas P |
Former CEO |
2022-10-31 |
205,705 |
2022-08-08 |
0 |
La Salla Francis J. |
Sr. Executive Vice President |
2022-02-18 |
85,447 |
2018-02-16 |
0 |
Scott Samuel C III |
Director |
2022-02-11 |
21,711 |
2007-07-01 |
0 |
Landau Jeffrey D |
Sr. Exec Vice President |
2022-02-11 |
27,937 |
|
0 |
Morgan Jennifer B. |
Director |
2021-02-01 |
5,922 |
2018-02-01 |
0 |
Harris Mitchell E. |
Sr. Executive Vice President |
2020-07-22 |
145,425 |
|
0 |
Santomassimo Michael P. |
Sr. Exec.VP & CFO |
2020-02-26 |
108,540 |
2018-01-13 |
0 |
Owens Lester |
Sr. Executive Vice President |
2020-02-12 |
100,880 |
2019-02-12 |
0 |
Black Steven D |
Director |
2019-10-01 |
3,865 |
2018-07-02 |
0 |
Hinshaw John M |
Director |
2019-10-01 |
15,810 |
2015-02-02 |
0 |
Daley William M |
Vice Chairman |
2019-07-18 |
5,700 |
2019-07-18 |
5,650 |
Wiener James S |
Chief Risk Officer |
2019-02-26 |
110,714 |
2015-02-20 |
0 |
Herena Monique |
Sr. Executive Vice President |
2019-02-26 |
127,538 |
2014-05-01 |
0 |
Scharf Charles W |
Chairman & CEO, Director |
2019-02-15 |
304,118 |
2019-02-15 |
525 |
Shulman Douglas H. |
Sr. Executive Vice President |
2018-02-20 |
36,428 |
2018-02-16 |
0 |
Shea Brian T |
Vice Chairman |
2017-11-03 |
181,815 |
|
0 |
Hassell Gerald L |
Chairman of the Board, Director |
2017-11-01 |
857,899 |
2017-11-01 |
66,604 |
Donofrio Nicholas M |
Director |
2017-08-15 |
28,873 |
2007-07-01 |
0 |
Neal Michelle M. |
Managing Director |
2017-08-14 |
77,068 |
2017-08-14 |
251 |
Rein Catherin A |
Director |
2017-02-10 |
98,143 |
2007-07-01 |
0 |
Peetz Karen B |
President |
2016-11-10 |
157,011 |
2011-02-24 |
12,823 |
Von Schack Wesley W |
Director |
2016-04-01 |
92,724 |
2016-04-01 |
24,784 |
Arledge Curtis |
Vice Chairman |
2016-02-21 |
717,051 |
2010-11-01 |
0 |
Richardson William C |
Director |
2016-02-12 |
29,240 |
2007-08-03 |
0 |
Brueckner Richard F |
Sr. Executive Vice President |
2015-08-05 |
152,663 |
2015-08-05 |
83 |
Park John A. |
Controller |
2015-02-23 |
39,316 |
|
0 |
Kowalski Michael Joseph |
Director |
2015-02-13 |
40,486 |
2007-07-01 |
0 |
Rogan Brian G |
Vice Chairman |
2014-11-03 |
579,289 |
2014-11-03 |
3,293 |
Grupp Ronald Scott |
S-8 shares |
2014-08-14 |
10,000,000 |
2014-08-14 |
0 |
Kelly Edmund F |
Director |
2014-04-23 |
4,434 |
2007-07-01 |
0 |
Bruch Ruth E |
Director |
2014-04-23 |
2,431 |
2007-07-02 |
0 |
Nordenberg Mark A |
Director |
2014-03-06 |
1,519 |
2007-07-01 |
0 |
Keaney Timothy F |
Vice Chairman |
2014-02-24 |
264,740 |
2014-02-24 |
12,704 |
Sherburne Jane Cecile |
SEVP & General Counsel |
2014-02-24 |
129,042 |
2010-05-03 |
0 |
Palermo James P |
Vice Chairman |
2013-03-16 |
207,044 |
2013-03-16 |
101,198 |
Peters Lisa B |
Sr. Executive Vice President |
2013-02-23 |
194,201 |
2013-02-23 |
7,038 |
Woetzel Kurt D |
Sr. Executive Vice President |
2013-02-23 |
194,021 |
2013-02-23 |
20,297 |
Certosimo Arthur |
Sr. Executive Vice President |
2013-02-23 |
171,332 |
2013-02-23 |
9,115 |
Kelly Robert P |
Former Chairman,CEO & Director |
2011-09-08 |
558,369 |
2011-09-08 |
158,451 |
Mehrabian Robert |
Director |
2011-01-03 |
53,056 |
2011-01-03 |
6,000 |
Elliott Steven G |
Senior Vice Chairman |
2010-12-14 |
626,349 |
2010-12-14 |
11,098 |
Little Jonathan |
Sr. Executive Vice President |
2010-07-01 |
159,158 |
2007-07-01 |
0 |
Krasik Carl |
Sr. Executive Vice President |
2010-07-01 |
88,695 |
2010-07-01 |
3,365 |
Lamere David F |
Vice Chairman |
2010-03-16 |
208,697 |
2010-03-16 |
82,887 |
O Hanley Ronald P |
Vice Chairman |
2010-03-16 |
509,455 |
2009-10-28 |
0 |
Monks Donald R |
Vice Chairman |
2009-12-04 |
484,718 |
2009-12-04 |
17,318 |
Berntsen Torry |
Sr. Executive Vice President |
2009-05-20 |
88,844 |
2009-05-20 |
2,062 |
Surma John P |
Director |
2009-01-02 |
4,879 |
2007-07-02 |
0 |
Biondi Frank |
Director |
2008-08-01 |
36,319 |
2007-08-03 |
0 |
Renyi Thomas A |
Executive Chairman, Director |
2008-07-31 |
131,855 |
2008-07-31 |
434,583 |
Hughey Michael K |
Controller |
2008-04-24 |
0 |
2008-04-24 |
712 |
Van Saun Bruce W |
Vice Chairman & CFO |
2008-03-31 |
350,466 |
2008-03-31 |
2,435 |
Luke John A Jr |
Director |
2007-07-01 |
27,702 |
2007-07-01 |
0 |
Kogan Richard J |
Director |
2007-07-01 |
28,080 |
2007-07-01 |
0 |
Trian Fund Management, L.p. |
Director |
|
0 |
2019-05-03 |
12,606,465 |
Buffett Warren E |
10% Owner |
|
0 |
2020-04-08 |
88,130,897 |
|