| |
Company
Roster
|
|
Total
Insiders : |
50 |
|
|
|
Total
Direct Shares :
|
23,031,267 |
|
|
Total
Indirect Shares :
|
127,979,579 |
| |
%
Held by Insiders:
|
152.07% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Shivaram Sachin M |
Director |
2023-11-16 |
64,512 |
2022-11-02 |
0 |
| Wagner Thomas A. |
Director |
2023-09-06 |
83,683 |
2011-05-06 |
0 |
| Kennedy Hayes M. |
Chief Human Resources Officer |
2023-08-21 |
32,725 |
2023-08-21 |
7,284 |
| Press Jeanette A. |
Director |
2023-08-21 |
13,813 |
2023-03-22 |
0 |
| Wood Cary B |
Director |
2023-08-18 |
111,320 |
2016-05-18 |
0 |
| Blashford Eric B. |
President and CEO |
2023-08-17 |
424,372 |
2023-08-17 |
24,675 |
| Schueller Daniel E. |
Pres., Broadwind Heavy Fab. |
2023-08-16 |
137,382 |
2023-08-16 |
13,323 |
| Mayo Gilbert W. Jr. |
Pres., Broadwind Ind. Solution |
2023-05-25 |
86,109 |
2023-05-25 |
15,895 |
| Hanna Wayne W. |
Pres., Brad Foote Gear Works |
2023-05-25 |
81,875 |
2023-05-25 |
8,992 |
| Christman Philip J |
Director |
2023-05-25 |
92,178 |
2018-10-22 |
0 |
| Reiland David P |
Director |
2023-05-25 |
163,160 |
2009-06-09 |
0 |
| Ciccone Thomas A |
VP and CFO |
2023-05-25 |
50,278 |
2023-05-25 |
9,129 |
| Kushner Stephanie K |
Director |
2022-04-25 |
434,921 |
2020-05-01 |
19,068 |
| Bonfigt Jason Lee |
VP, CFO and Treasurer |
2021-05-07 |
123,146 |
2021-05-07 |
14,248 |
| Fox Terence P |
Director |
2021-05-07 |
321,588 |
2021-05-07 |
200,000 |
| Jensen Erik W. |
VP & Chief Human Capital Off. |
2018-02-22 |
38,455 |
2018-02-22 |
1,493 |
| Reisinger Joseph V. |
VP, Business Development |
2018-02-22 |
36,469 |
2018-02-22 |
2,340 |
| Lisboa Persio V |
Director |
2017-04-27 |
13,727 |
2016-05-18 |
0 |
| Fell David W. |
VP, General Counsel and Secy |
2017-02-22 |
39,260 |
2017-02-22 |
3,811 |
| Rogowski Robert R |
VP and Corporate Controller |
2016-06-14 |
33,813 |
2016-06-14 |
3,863 |
| Beynon Charles H. |
Director |
2016-04-26 |
42,925 |
2008-04-24 |
0 |
| Duprey Peter C. |
President and CEO, Director |
2015-05-06 |
321,175 |
2015-05-06 |
5,520 |
| Fejes William Theodore Jr |
Director |
2015-02-23 |
14,356 |
2009-03-19 |
0 |
| Awm Investment Company, Inc. |
10% Owner |
2015-01-21 |
0 |
2016-03-18 |
1,477,722 |
| Collins Jesse E. Jr. |
Executive VP and COO |
2013-11-06 |
18,344 |
2013-11-06 |
5,915 |
| Rubin Jonathan David |
VP and General Counsel |
2013-01-18 |
19,200 |
2013-01-18 |
2,627 |
| Drecoll John Cameron |
10% Owner |
2011-01-06 |
10,694,629 |
2007-10-19 |
0 |
| Johnson Kevin Edward |
Corp. Cont. & Chief Acct. Off |
2010-10-17 |
19,863 |
|
0 |
| Tontine Associates, Llc |
10% Owner |
2010-05-17 |
0 |
2013-10-11 |
1,446,201 |
| Lindstrom James M |
Director |
2010-05-05 |
9,319 |
2009-06-09 |
0 |
| Moller Lars |
President-Technology and Intl |
2010-04-29 |
90,640 |
2007-12-13 |
0 |
| Paxton Robert |
Former SVP of Human Resources |
2010-04-29 |
64,619 |
2008-10-17 |
0 |
| Tontine Asset Associates, L.l.c. |
10% Owner |
2010-02-01 |
0 |
2010-02-01 |
39,963,635 |
| Naab Donald C. |
Officer |
2009-06-22 |
27,861 |
|
0 |
| Graham Stephen E K |
Officer |
2009-04-30 |
7,000 |
|
0 |
| Huntington Steven A |
Chief Financial Officer |
2007-12-13 |
5,000 |
2007-12-13 |
0 |
| Gadow Matthew J |
Exec VP of Strategic Planning |
2007-12-13 |
5,000 |
2007-12-13 |
0 |
| Tontine Management Llc |
10% Owner |
2007-11-01 |
0 |
2007-11-01 |
29,076,239 |
| Brickner Raymond L Iii |
President, Director |
2007-11-01 |
3,259,833 |
2007-11-01 |
1,000,000 |
| Wergin Daniel P |
Director |
2007-11-01 |
2,500,000 |
2007-11-01 |
1,500,000 |
| Allie Christopher C |
Director |
2007-08-29 |
1,697,717 |
2007-08-29 |
880,000 |
| Tontine Capital Overseas Gp, Llc |
10% Owner |
2007-08-28 |
0 |
2007-08-28 |
2,973,333 |
| Brumbelow David Randall |
Officer |
2007-01-15 |
1,000 |
|
0 |
| Fairchild Samuel W |
CEO, Director |
2006-12-11 |
400,000 |
2006-10-11 |
0 |
| Rath Deborah D |
Director, 10% Owner |
1996-07-31 |
350,000 |
|
0 |
| Russo Terri |
Officer, Director, 10% Owner |
1996-07-31 |
600,000 |
|
0 |
| Rath Johann |
Officer, Director, 10% Owner |
1996-07-31 |
500,000 |
|
0 |
| Marxe Austin W & Greenhouse David M |
10% Owner |
|
0 |
2015-01-09 |
1,926,572 |
| Tontine 25 Overseas Master Fund, L.p. |
10% Owner |
|
0 |
2010-05-17 |
20,031,027 |
| Tontine Capital Management Llc |
10% Owner |
|
0 |
2007-10-19 |
27,366,667 |
|
0.05 (2.24%) 
