| |
Company
Roster
|
|
Total
Insiders : |
31 |
|
|
|
Total
Direct Shares :
|
18,185,741 |
|
|
Total
Indirect Shares :
|
10,928,265 |
| |
%
Held by Insiders:
|
89.98% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Bergmann Anthony |
|
2023-10-23 |
2,381 |
2016-03-16 |
0 |
| Musket David B |
|
2023-10-12 |
31,536 |
2023-10-12 |
7,096 |
| Collier Earl M Jr |
|
2023-10-10 |
26,856 |
2022-03-08 |
0 |
| Auwaerter Paul Gisbert |
|
2023-10-06 |
5,000 |
2023-10-06 |
0 |
| Litvack Frank |
|
2023-08-14 |
133,269 |
2009-09-24 |
200,000 |
| Marban Linda |
|
2023-05-12 |
198,604 |
2020-07-27 |
309,915 |
| Avat Xavier |
Former CBO |
2023-04-17 |
0 |
|
0 |
| Manzo Louis |
|
2023-02-21 |
62,147 |
2020-09-24 |
63,815 |
| Dunbar George W Jr |
|
2023-02-14 |
10,556 |
2022-03-29 |
0 |
| Krasney Karen |
|
2022-11-03 |
20,047 |
2015-01-21 |
0 |
| Smith Rachel |
Vice President of R&D |
2017-12-22 |
18,504 |
2017-12-22 |
0 |
| Cedars Sinai Medical Center |
10% Owner |
2017-05-09 |
4,049,959 |
|
0 |
| Marban Eduardo |
10% Owner |
2016-10-25 |
3,108,354 |
2016-10-25 |
199,509 |
| Edward St. John, Llc |
10% Owner |
2016-03-16 |
54,602 |
2016-03-16 |
4,278,917 |
| Grasmick Louis J |
Director |
2016-03-16 |
77,015 |
2016-03-16 |
1,059,740 |
| Gershell Leland |
CHIEF FINANCIAL OFFICER |
2016-03-16 |
2,100 |
2016-03-16 |
0 |
| Kazam Joshoa A |
Director |
2015-01-21 |
38,084 |
2015-01-21 |
18,896 |
| Brewer Richard B |
Executive Chairman, Director |
2012-03-30 |
125,000 |
2012-03-30 |
0 |
| Lieu Hsiao |
Executive VP, Clinical Dev. |
2012-03-30 |
12,600 |
2012-03-30 |
0 |
| Evans Daron |
Chief Financial Officer |
2009-07-07 |
14,152 |
2009-07-07 |
9,600 |
| Kash Peter M |
Director |
2009-07-07 |
1,596,208 |
2009-07-07 |
662,119 |
| Tanen David M |
Director |
2008-12-16 |
1,520,705 |
2008-12-16 |
137,941 |
| Strumph Peter M |
Chief Executive Officer, Director |
2008-12-12 |
7,580 |
2008-12-12 |
400 |
| Schafer Gregory W |
Director |
2008-04-15 |
100 |
2008-04-15 |
0 |
| Granadillo Pedro P |
Director |
2007-10-16 |
27,588 |
|
0 |
| Kash Peter Morgan |
Director |
2007-09-17 |
1,491,794 |
2007-09-17 |
662,119 |
| Fountainhead Capital Partners Ltd |
10% Owner |
2006-08-11 |
5,551,000 |
|
0 |
| Ascheim Deborah |
|
|
0 |
|
0 |
| Hamer Andrew Warwick |
|
|
0 |
|
0 |
| Belldegrun Arie |
Director |
|
0 |
2009-09-24 |
711,420 |
| Jacobs Joseph |
10% Owner |
|
0 |
2007-09-17 |
2,606,778 |
|
