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Caterpillar Inc (CAT)  
$357.61 2.95 (0.83%) as of 4:30 Mon 4/22


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  Company Roster

Total Insiders  : 91  
Total Direct Shares :
4,677,573
Total Indirect Shares :
640,555
 
% Held by Insiders:
0.86%
 
79 other people own 
 $773,081,656 Vittecoq Gerard R
 $46,089,850 Thompson Richard L
 $47,361,511 Wunning Steven H
 $48,683,595 Barton Glen A
 $49,505,740 Oberhelman Douglas R
 $74,927,520 Shaheen Gerald L
 $77,464,048 Levenick Stuart L
 $91,536,716 Owens James W
 $94,501,661 Gallardo Juan
 $98,897,046 Magowan Peter A
 $112,864,577 Umpleby Iii Donald J
 $157,832,962  
 
Filer's Name Relation Direct Date   Direct Shares Indirect Date Indirect Shares
   Owens Derek CLO & General Counsel 2024-04-01 4,108 0
   Bonfield Andrew R J Chief Financial Officer 2024-03-07 65,142 2018-09-07 0
   Kaiser Jason Group President 2024-03-04 6,244 2024-03-04 361
   Creed Joseph E Chief Operating Officer 2024-03-04 12,937 2024-03-04 11,175
   Umpleby Iii Donald J Chief Executive Officer, Director 2024-03-04 441,355 2024-03-04 96,049
   De Lange Bob Group President 2024-03-04 70,771 2017-02-21 0
   Johnson Cheryl H Chief Human Resources Officer 2024-03-04 21,452 2024-03-04 232
   Fassino Anthony D. Group President 2024-03-04 33,120 2024-03-04 1,426
   Johnson Denise C Group President 2024-03-04 35,525 2020-08-06 0
   Schaupp William E Chief Accounting Officer 2024-03-04 1,684 0
   Maclennan David Director 2024-02-23 5,238 2021-05-03 0
   Wilkins Rayford Jr Director 2023-06-14 6,883 2017-05-08 0
   Calhoun David L Director 2023-06-14 49,815 2020-03-02 25,000
   Reed Debra L Director 2023-06-14 11,520 0
   Schwab Susan C Director 2023-06-14 23,106 2009-07-31 0
   Dickinson Daniel M Director 2023-06-14 5,745 0
   Marks Judith Fran Director 2023-06-14 698 2023-06-14 0
   Ayotte Kelly Director 2023-06-14 6,113 2017-08-14 0
   Johnson Gerald Director 2023-06-14 2,101 2021-03-25 0
   Fish James C Jr Director 2023-06-14 4,898 0
   Long Suzette M CLO/General Counsel 2023-06-07 13,890 2023-06-07 86
   Rust Edward B Jr Director 2022-06-08 47,382 2003-12-03 0
   White Miles D Director 2022-03-01 8,382 2011-02-03 0
   Marvel Gary Michael Chief Accounting Officer 2022-02-16 0 2022-02-16 1,641
   Gallardo Juan Director 2021-03-02 276,550 2003-06-30 0
   Osborn William A Director 2021-03-01 54,199 2005-02-01 0
   Ainsworth William P Group Pres. thru 12/31/2020, Retired 2021-01-21 63,501 2021-01-21 4,346
   Younessi Ramin Group President 2020-11-02 16,177 2019-01-02 0
   Muilenburg Dennis A Director 2019-03-04 12,966 2012-03-05 0
   Copeland Jananne A. Chief Accounting Officer 2019-02-12 4,449 2019-02-12 4,446
   Pellette Thomas A Group President 2019-02-12 10,661 2019-02-12 32,880
   Halverson Bradley M Group President & CFO 2018-02-13 14,285 2018-02-13 21,510
   Charter Robert B Group President 2018-02-13 31,900 0
   Buda James B Executive Vice President 2017-05-01 43,290 2017-05-01 2,206
   Huntsman Jon M Jr Director 2017-03-06 6,898 2013-03-04 0
   Oberhelman Douglas R Chairman of the Board 2017-01-20 209,523 2017-01-20 73,711
   Bozeman David P Senior Vice President 2016-05-02 24,260 2016-05-02 1,298
   Greene Jesse J Jr Director 2016-03-07 13,600 0
   Rapp Edward J Group President 2015-05-02 70,315 2015-05-02 2,475
   Wunning Steven H Group President 2014-09-09 136,136 2012-05-01 1,161
   Levenick Stuart L Group President 2014-07-18 255,968 2004-01-20 0
   Magowan Peter A Director 2014-03-27 315,608 2007-04-04 2,800
   Powell Charles D Director 2013-12-31 17,691 2003-06-30 0
   Goode David R Director 2013-03-04 17,526 2011-10-27 40,581
   Smith Joshua T Director 2013-03-04 15,957 2004-05-07 0
   Vittecoq Gerard R Group President 2013-03-01 128,883 2005-01-24 0
   Fife Eugene V Director 2012-12-31 37,784 2012-12-31 3,000
   Lavin Richard P Group President 2012-12-17 82,609 2012-12-17 405
   Brazil John R Director 2011-05-05 11,389 2003-07-23 0
   Owens James W Director 2010-09-13 264,259 2010-09-13 181,177
   Burritt David B V.P./Chief Financial Officer 2010-03-02 25,562 2010-03-02 13,314
   Dillon John T Director 2010-02-04 31,429 2007-03-27 0
   Blount W Frank Director 2010-02-03 18,033 2004-11-03 0
   Fosler Gail D Director 2009-08-05 8,515 2007-11-28 0
   Parker Gordon R Director 2006-04-04 27,866 2005-04-08 0
   Shaheen Gerald L Group President 2006-03-01 216,616 2003-07-31 0
   Adams Kent M Vice President 2006-02-03 17,430 2005-02-01 0
   Curfman Christopher C Vice President 2006-02-03 21,474 0
   Heller John S Vice President 2006-02-03 25,210 2004-09-29 0
   Mayo William D Vice President 2006-02-02 12,488 0
   Williams Robert T Vice President 2006-02-02 49,915 2006-02-02 400
   Bussell Rodney L Vice President 2006-02-01 40,720 2006-02-01 20,000
   Fisher Steven L Vice President 2006-01-31 15,390 2005-12-01 680
   Murphy Daniel M Vice President 2006-01-31 36,571 2004-08-02 0
   Bell Mary H Vice President 2006-01-31 12,235 0
   Schena Christiano V Vice President 2006-01-31 44,349 2003-07-30 0
   Pflederer Mark R Vice President 2006-01-31 12,563 0
   Palmer Gerald Vice President 2006-01-26 19,342 2006-01-26 15,467
   Stroup Gary A Vice President 2006-01-26 85,592 2003-07-18 0
   Bahaj Ali M Vice President 2006-01-06 43,481 2006-01-06 390
   Parker James J Vice President 2005-12-27 20,478 2003-07-18 0
   Fellin Paolo Vice President 2005-12-22 21,245 2004-09-29 0
   Western Donald G Vice President 2005-12-15 45,247 2005-12-15 16,998
   Banwart Sidney C Vice President 2005-12-13 65,458 2005-12-13 3,296
   Springer William F Vice President 2005-12-07 26,014 2003-08-12 0
   Waters James D Jr Officer 2005-12-01 13,172 0
   Gales Thomas A Vice President 2005-11-30 36,318 2005-11-30 25,096
   Rohner William J Vice President 2005-11-22 15,006 2005-08-10 0
   Macier Robert R Vice President 2005-11-14 76,394 2003-07-23 0
   Haefeli Hans A Vice President 2005-11-01 13,541 0
   Gosselin Stephen A Vice President 2005-10-31 17,135 2005-10-31 790
   Beeler Rodney C Vice President 2005-07-27 13,510 2004-07-28 0
   Colgan Kevin E Treasurer 2005-06-06 32,080 2004-06-07 0
   Beard James S Vice President 2005-02-17 25,138 2003-08-15 0
   Baunton Michael J Vice President 2005-02-07 18,490 2003-08-29 0
   Benson Richard A Vice President 2005-01-12 63,123 2003-08-11 0
   Mcpheeters F Lynn V.P./Chief Financial Officer 2004-12-15 47,696 2004-12-15 8,066
   Ings Donald M Vice President 2004-01-20 54,886 2003-07-28 0
   Thompson Richard L Group President 2004-01-20 132,439 2004-01-20 25,039
   West Sherril K Vice President 2004-01-20 22,494 2004-01-20 3,053
   Barton Glen A Chairman of the Board, CEO, Director 2003-12-12 138,435 2003-07-18 0
91 Records found