|
Company
Roster
|
Total
Insiders : |
109 |
|
|
Total
Direct Shares :
|
11,211,413 |
|
Total
Indirect Shares :
|
56,565,808 |
|
%
Held by Insiders:
|
38.63% |
|
|
|
Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Dillon Hoby B |
|
|
0 |
|
0 |
Frank C William |
Former Executive Officer |
2005-07-07 |
71,048 |
|
0 |
Rogers David Lynn |
Former Executive Officer |
2008-04-07 |
6,000 |
|
0 |
Lee Robert B Jr |
Senior VP - Operations |
2010-11-30 |
60,697 |
|
0 |
Shields Thomas H Jr |
Senior VP - Human Resources |
2010-11-30 |
5,838 |
|
0 |
Trawick William T |
Director |
2012-05-24 |
9,561 |
|
0 |
De La Fuente Reymundo Jr |
Senior VP - Credit |
2012-07-12 |
53,507 |
|
0 |
Atnip David R |
Senior VP/Treasurer |
2013-04-15 |
51,200 |
|
0 |
Harwood Clinton W |
SVP - Information Technology |
2013-12-03 |
88,728 |
|
0 |
Broussard Walter M |
Senior VP - Store Operations |
2013-12-09 |
47,202 |
|
0 |
Moylan Deana |
Vice Pres. - Human Resources |
2015-08-26 |
10,552 |
|
0 |
Bell Robert Frederick |
VP, General Counsel and Sec. |
2015-12-03 |
14,792 |
|
0 |
Welch Don |
Vice President - Real Estate |
2015-12-09 |
13,033 |
|
0 |
Harriet & Warren Stephens Family Foundation |
10% Owner |
2016-09-16 |
11,000 |
|
0 |
Trahan David W |
President- Retail |
2016-12-08 |
139,134 |
|
0 |
Piper Jamie |
V.P. - Chief Marketing Officer |
2018-02-23 |
41,158 |
|
0 |
Snape Kelly Malson |
Director |
2018-05-31 |
28,383 |
|
0 |
Paula W. & John P. Calhoun Family Trust Uid 6/29/2 |
10% Owner |
2018-12-28 |
0 |
|
0 |
Was Family Trust One Uid 3/31/2009 |
10% Owner |
2019-05-01 |
0 |
|
0 |
Laura Whitaker Stephens Family Trust One |
10% Owner |
2019-05-01 |
143,334 |
|
0 |
John Calhoun Stephens Family Trust One |
10% Owner |
2019-05-01 |
143,333 |
|
0 |
Was Family Trust Five |
10% Owner |
2022-03-14 |
0 |
|
0 |
Warren Miles Amerine Stephens Family Trust One |
10% Owner |
2022-07-25 |
0 |
|
0 |
Nelson Ryan Robert |
Chief Accounting Officer |
2022-11-19 |
15,184 |
|
0 |
Daly Brian |
Chief Human Resources Officer |
2023-02-06 |
65,354 |
|
0 |
Fenton Thomas John |
Chief Credit Officer |
2024-02-01 |
52,990 |
|
0 |
Stephens Jackson T |
10% Owner |
|
0 |
2003-11-24 |
416,210 |
Thompson Scott L |
Director |
2015-05-29 |
44,184 |
2004-06-10 |
0 |
Wright Theodore M |
Director |
2015-12-15 |
20,000 |
2005-12-09 |
0 |
Stephens Bess C |
10% Owner |
|
0 |
2008-02-01 |
1,843,742 |
Stephens Pamela Diane Trust One Uid 4/10/92 |
10% Owner |
|
0 |
2008-02-01 |
1,182,864 |
Wr Stephens Jr Childrens Trust |
10% Owner |
|
0 |
2008-02-01 |
202,774 |
Stephens Bess C Trust Uid 1/4/85 |
10% Owner |
|
0 |
2008-02-01 |
208,105 |
Mam International Holdings Inc |
10% Owner |
|
0 |
2008-02-01 |
250,331 |
Wr Stephens III Trust |
10% Owner |
|
0 |
2008-02-01 |
155,489 |
Arden Jewell Stephens Trust |
10% Owner |
|
0 |
2008-02-01 |
155,489 |
Stephens Group Inc |
10% Owner |
2007-04-27 |
0 |
2008-02-01 |
0 |
Gash C Ray |
10% Owner |
2008-02-01 |
1,699 |
2008-02-01 |
64,888 |
Stephens Carol |
10% Owner |
2021-07-12 |
5,428 |
2008-02-01 |
2,871,544 |
Frank Thomas J Sr |
Chairman / CEO, Director |
2008-09-18 |
408,500 |
2008-09-18 |
300,279 |
Poppe Michael J |
Pres.&COO-Credit/Collections |
2016-08-26 |
158,167 |
2008-12-01 |
0 |
Brailsford Marvin D |
Director |
2013-04-08 |
13,002 |
2008-12-03 |
0 |
Stephens Jackson T Trust No One Uid |
10% Owner |
|
0 |
2009-09-16 |
0 |
Frank Timothy Lawrence |
CEO and President, Director |
2009-10-22 |
105,572 |
2010-11-30 |
211,931 |
Nylin William C Jr |
Chairman, Director |
2010-11-30 |
39,623 |
2010-11-30 |
258,054 |
Martin Bob L |
Director |
2023-05-25 |
163,227 |
2010-11-30 |
15,245 |
Stephens Laura Whitaker Trust Uid 12/28/90 |
10% Owner |
2020-10-01 |
0 |
2010-12-03 |
6,352 |
Stephens John Calhoun Trust Uid 12/1/87 |
10% Owner |
2020-10-01 |
0 |
2010-12-03 |
6,352 |
Stephens Warren Miles Amerine Trust Uid 9/10/86 |
10% Owner |
2020-10-01 |
0 |
2010-12-03 |
6,352 |
Was Conns Annuity Trust One |
10% Owner |
2017-09-08 |
0 |
2011-12-02 |
206,116 |
Taylor Brian E. |
CFO/Vice President/Treasurer |
2014-06-03 |
32,913 |
2012-04-23 |
0 |
Schofman David |
Director |
2023-05-25 |
87,243 |
2012-05-30 |
0 |
Stephens Inc /ar/ |
10% Owner |
2013-10-31 |
82,430 |
2012-12-12 |
82,430 |
Warren A Stephens Grantors Trust |
10% Owner |
2018-12-31 |
0 |
2012-12-12 |
100,350 |
John Calhoun Stephens 1995 Trust |
10% Owner |
2020-10-01 |
0 |
2012-12-12 |
56,633 |
Warren M A Stephens 1995 Trust |
10% Owner |
2020-10-01 |
0 |
2012-12-12 |
56,633 |
Laura Whitaker Stephens 1995 Trust |
10% Owner |
2020-10-01 |
0 |
2012-12-12 |
56,633 |
Grandchilds Trust Two |
10% Owner |
|
0 |
2012-12-31 |
0 |
Stephens Caroline A. |
10% Owner |
2013-10-31 |
472,594 |
2012-12-31 |
472,594 |
Sg-1890, Llc |
10% Owner |
2013-06-12 |
4,305,343 |
2013-03-28 |
5,305,343 |
Stephens Group, Llc |
10% Owner |
2013-06-12 |
0 |
2013-06-12 |
4,305,343 |
Dubois David |
Senior Vice President - Credit |
2014-07-08 |
3,878 |
2013-07-08 |
0 |
Stephens Warren & Harriet Childrens Trust Uid 9/30 |
10% Owner |
2018-04-02 |
0 |
2013-07-26 |
841,038 |
Stephens Harriet Calhoun Trust Uid 3/22/84 |
10% Owner |
2021-06-11 |
265,355 |
2013-07-26 |
652,617 |
Stephens Warran A Trust Uid 9/30/87 |
10% Owner |
2023-12-26 |
446,605 |
2013-07-26 |
1,877,623 |
Campbell Elizabeth Stephens |
10% Owner |
|
0 |
2014-04-14 |
4,359,506 |
Jacoby Jon E M |
Director |
2014-05-27 |
476,924 |
2014-05-27 |
4,513,398 |
Saunders William E Jr |
Director |
2023-05-25 |
100,011 |
2014-08-01 |
0 |
Renaud Todd |
Vice President - CIO |
2021-06-04 |
45,053 |
2014-08-26 |
0 |
Luxor Spectrum Offshore Ltd |
10% Owner |
|
0 |
2014-09-08 |
4,560,516 |
Haley Mark |
VP & Chief Accounting Officer |
2016-12-01 |
30,248 |
2014-10-14 |
0 |
Lcg Holdings Llc |
10% Owner |
2014-09-26 |
0 |
2015-06-03 |
606,936 |
Moran Thomas R |
EVP and CFO |
2016-05-25 |
36,515 |
2015-07-27 |
0 |
Miller Norman |
President and CEO, Director |
2024-05-01 |
1,079,792 |
2015-09-07 |
0 |
Anchorage Advisors Management, Llc |
Director, 10% Owner |
2016-02-08 |
0 |
2016-02-08 |
4,553,958 |
Luxor Capital Group, Lp |
10% Owner |
2015-06-01 |
0 |
2016-02-23 |
0 |
Shein Oded |
Director |
2023-05-25 |
74,176 |
2016-03-22 |
0 |
Haworth James H |
Director |
2023-05-25 |
72,024 |
2016-03-22 |
0 |
Thebes Partners Offshore, Ltd. |
10% Owner |
2016-06-02 |
0 |
2016-06-06 |
1,381,103 |
Wright Lee A. |
COO |
2020-06-22 |
247,486 |
2016-06-22 |
0 |
Prior Mark A |
General Counsel and Sec. |
2024-02-01 |
99,045 |
2016-07-14 |
0 |
Bchara George L |
EVP & CFO |
2023-11-17 |
148,777 |
2016-12-14 |
0 |
Gaines Coleman R |
President & COO |
2018-05-30 |
55,749 |
2017-02-01 |
0 |
Anchorage Capital Master Offshore, Ltd |
|
2015-03-06 |
0 |
2017-12-18 |
2,953,958 |
Combs Eddie |
Chief Marketing Officer |
2021-02-06 |
25,333 |
2018-05-29 |
0 |
Davis John |
President,Credit & Collections |
2020-03-24 |
78,286 |
2018-12-01 |
0 |
Lastinger Rodney |
President of Retail |
2024-02-01 |
104,854 |
2019-06-03 |
0 |
Was Family Trust Three |
10% Owner |
2020-12-28 |
0 |
2020-01-28 |
0 |
Gove Sue |
Director |
2022-05-26 |
28,051 |
2020-05-29 |
0 |
Stephens Laura Whitaker |
10% Owner |
2020-10-01 |
0 |
2020-10-01 |
472,892 |
Stephens Harriet C |
10% Owner |
|
0 |
2021-06-11 |
2,305,982 |
Stephens Warren A |
10% Owner |
2008-09-26 |
378 |
2021-06-11 |
2,305,982 |
Bradbury Curtis F Jr |
10% Owner |
2016-01-08 |
234,972 |
2021-06-11 |
195,779 |
Stephens Warren Miles |
10% Owner |
2020-10-01 |
0 |
2021-06-11 |
834,963 |
Stephens John Calhoun |
10% Owner |
2020-10-01 |
0 |
2021-06-11 |
834,962 |
W.r. Stephens, Iii 2012 Trust |
10% Owner |
2021-07-12 |
21,684 |
2021-06-16 |
0 |
Snow Lake Holdings, Inc. |
10% Owner |
2021-07-12 |
23,807 |
2021-06-16 |
0 |
Elizabeth S. Campbell Trust A |
10% Owner |
2021-07-12 |
22,661 |
2021-06-16 |
0 |
Elizabeth Chisum Campbell 2012 Trust |
10% Owner |
2021-07-12 |
21,227 |
2021-06-16 |
0 |
Arden Jewell Stephens 2012 Trust |
10% Owner |
2021-07-12 |
21,684 |
2021-06-16 |
0 |
Craig Dobbs Campbell, Jr. 2012 Trust |
10% Owner |
2021-07-12 |
21,227 |
2021-06-16 |
0 |
Susan Stephens Campbell 2012 Trust |
10% Owner |
2021-07-12 |
21,227 |
2021-06-16 |
0 |
Holt Chandra R |
CEO and President, Director |
2022-08-09 |
237,024 |
2021-08-09 |
0 |
Paula W. & John P. Calhoun Family Trust - Wmas |
10% Owner |
2022-12-22 |
0 |
2022-12-22 |
0 |
Santo Timothy P |
Chief Financial Officer |
2024-04-24 |
38,214 |
2023-04-24 |
0 |
Hartje Karen |
Director |
2023-05-25 |
28,217 |
2023-05-25 |
0 |
Gugino Ann B |
Director |
2023-06-06 |
28,869 |
2023-06-06 |
0 |
Stephens Wilton R Jr |
10% Owner |
2008-02-01 |
378 |
2023-07-19 |
4,290,366 |
Martin Douglas H |
Director, 10% Owner |
2018-05-31 |
1,633 |
2024-04-24 |
226,153 |
|