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Capital Southwest Corp (CSWC)  
$25.79 0.39 (1.49%) as of 4:30 Thu 5/2


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  Company Roster

Total Insiders  : 31  
Total Direct Shares :
3,503,726
Total Indirect Shares :
2,774,234
 
% Held by Insiders:
18.82%
 
21 other people own 
 $9,104,051 Kelley Douglas M.
 $2,195,941 Weinstein Joshua S.
 $5,574,947 Diehl Bowen S
 $6,051,340 Thomas William R
 $8,819,535 Sarner Michael Scott
 $9,097,603 Martin Gary L
 $11,484,081 Rothenberg Michael
 $38,033,596  
 
Filer's Name Relation Direct Date   Direct Shares Indirect Date Indirect Shares
   Rogers-Windsor Ramona Lynn Director 2023-12-21 11,664 2021-06-30 0
   Diehl Bowen S President and CEO, Director 2023-11-15 234,639 2023-11-15 374,481
   Sarner Michael Scott Chief Financial Officer 2023-11-15 352,757 2015-11-10 0
   Weinstein Joshua S. Senior Managing Director 2023-11-15 216,167 2023-11-15 1,550
   Brooks David R Director 2023-08-10 36,661 2014-01-31 0
   Furst Jack D Director 2023-08-10 43,665 2023-08-10 39,000
   Battist Christine Director 2023-08-10 8,248 2023-08-10 5,171
   Thomas William R Iii Director 2023-08-10 12,878 2023-08-10 583,939
   Morgan Thomas Duane Director 2021-08-31 4,776 2021-08-31 20,045
   Wilson John H Director 2018-03-23 20,000 2006-02-01 0
   Kelley Douglas M. Sr. VP, Managing Director 2017-11-21 85,147 0
   Ashbaugh William M Sr. VP, Managing Director 2017-11-15 48,068 2015-11-10 10,345
   Rothenberg Michael 10% Owner 2017-08-28 1,474,742 2017-08-28 1,573,594
   Armes Joseph B Director 2017-07-31 31,000 2017-03-03 1,000
   Ligon Samuel B Director 2015-03-02 12,900 0
   Schwertner Ray D. Vice President 2014-09-18 8,600 0
   Tacke Kelly SVP and CFO 2014-08-28 47,000 2014-01-20 0
   Neblett Glenn Vice President 2014-03-03 15,988 2012-01-16 0
   Martin Gary L Director 2014-02-19 445,292 2008-12-03 5,300
   Morris Tracy L. CFO 2013-03-05 200 2012-01-16 0
   Gohlke Henry James Vice President 2013-01-22 2,500 0
   Shedd Christopher Scott Vice President 2013-01-22 750 2013-01-22 0
   Golden Matthew Bailey Vice President 2013-01-22 750 2015-06-05 3,959
   Strup Richard F. Director 2012-10-31 500 0
   Peterson Jeffrey G Vice President 2012-06-22 0 2008-12-03 791
   Bela Marquez D Vice President 2012-05-21 0 2012-01-16 0
   Henderson Graeme W Director 2009-09-23 12,000 2005-12-05 0
   Thomas William R Director, 10% Owner 2007-08-17 341,975 2006-07-17 37,974
   Hodgson Susan K Secretary-Treasurer 2007-05-17 1,059 2007-11-02 1,098
   Hamner Patrick F Senior Vice President (I) 2006-06-09 33,800 2006-11-01 10,259
   Burton Donald W Director 0 2011-12-30 105,728
31 Records found