| |
Company
Roster
|
|
Total
Insiders : |
22 |
|
|
|
Total
Direct Shares :
|
26,772,764 |
|
|
Total
Indirect Shares :
|
478,473 |
| |
%
Held by Insiders:
|
61.8% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Deliargyris Efthymios |
Chief Medical Officer |
2024-04-02 |
409,433 |
2020-04-12 |
0 |
| Chan Phillip P. |
Chief Executive Officer, Director |
2024-04-02 |
1,164,704 |
2012-09-04 |
0 |
| Bloch Kathleen P. |
Chief Financial Officer |
2024-04-02 |
532,941 |
2023-05-25 |
47,000 |
| Capponi Vincent |
President and COO |
2024-04-02 |
665,134 |
|
0 |
| Kim Jiny |
Director |
2023-12-13 |
77,819 |
2022-04-05 |
0 |
| Sobel Alan D. |
Director |
2023-12-13 |
101,857 |
2023-12-13 |
2,000 |
| Jones Edward Raymond |
Director |
2023-12-13 |
88,834 |
2015-04-08 |
0 |
| Bator Michael G. |
Director |
2023-12-13 |
125,394 |
2016-06-02 |
0 |
| Damico Alex |
Officer |
2023-08-07 |
210,000 |
|
0 |
| Kraus Al |
Director |
2023-02-06 |
142,046 |
|
0 |
| Mortensen Eric R. |
Chief Medical Officer |
2019-08-14 |
148,932 |
2017-06-09 |
0 |
| Njtc Investment Fund, Lp |
10% Owner |
2015-12-30 |
2,554,999 |
2014-08-15 |
0 |
| Bartlett Robert Hawes |
Chief Medical Officer |
2015-04-08 |
30,000 |
2015-04-08 |
0 |
| Shipley Robert |
10% Owner |
2014-10-09 |
2,773,059 |
2014-10-09 |
199,760 |
| Gunton James T. |
Director, 10% Owner |
2013-04-04 |
0 |
2015-04-08 |
55,000 |
| Lamadrid David |
Chief Financial Officer |
2011-09-06 |
7,837,500 |
|
0 |
| Chassman Margie |
10% Owner |
2006-10-28 |
4,795,000 |
|
0 |
| Berger Ronald |
See Remarks |
2006-08-11 |
0 |
2007-08-27 |
6,500 |
| Bowes Joseph G |
President, Secretary, CEO, CFO, Director, 10% Owner |
2006-07-06 |
0 |
2004-11-23 |
1,000 |
| Winchester James F |
Officer |
2006-06-30 |
52,519 |
|
0 |
| Rubin Joseph |
Director |
2006-06-30 |
68,609 |
2006-10-25 |
167,213 |
| Montiel Guillermina |
10% Owner |
2006-06-30 |
4,993,984 |
|
0 |
|
0.06 (7.4%) 
