| |
Company
Roster
|
|
Total
Insiders : |
45 |
|
|
|
Total
Direct Shares :
|
5,306,219 |
|
|
Total
Indirect Shares :
|
29,910,426 |
| |
%
Held by Insiders:
|
57.49% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Schwartz Brian |
Interim Chief Medical Officer, Director |
2024-01-29 |
15,205 |
2021-06-15 |
0 |
| Mcbarron Paul |
See Remarks, Director |
2023-12-21 |
33,378 |
2006-03-27 |
0 |
| Rombotis Spiro |
President and CEO, Director |
2023-12-21 |
68,658 |
2006-03-27 |
0 |
| Henney Christopher S |
Director |
2023-06-30 |
39,415 |
2021-06-15 |
0 |
| Ferguson Kenneth M. |
Director |
2023-06-30 |
44,952 |
2022-06-14 |
0 |
| Spiegel Robert J. |
Director |
2023-06-30 |
39,415 |
2021-06-15 |
0 |
| Barker Sam L |
Director |
2023-06-30 |
40,415 |
2014-11-20 |
0 |
| Walker Karin L |
Director |
2023-06-30 |
40,602 |
2021-06-15 |
0 |
| Kirschbaum Mark |
Chief Medical Officer |
2023-01-31 |
31,200 |
2023-01-31 |
0 |
| Sems Lloyd |
Director |
2022-06-14 |
18,196 |
2013-05-21 |
33,333 |
| Hradsky Gregory T. |
Director |
2021-06-15 |
2,374 |
|
0 |
| Dart Kenneth Bryan |
10% Owner |
2017-07-19 |
2,167,261 |
|
0 |
| Chiao Judy |
V.P., Clin. Dev. & Reg. Aff. |
2014-12-06 |
58,008 |
2006-03-27 |
0 |
| Sosnowski Robert Edward |
VP, Marketing & Sales |
2011-12-06 |
28,000 |
2010-05-04 |
0 |
| Bacopoulos Nicholas G |
Director |
2008-09-04 |
2,500 |
|
0 |
| Uprichard David C |
Director |
2008-06-05 |
25,306 |
2006-03-27 |
0 |
| Reyes Gregory |
Senior VP, Research |
2008-03-20 |
3,000 |
2008-03-20 |
0 |
| Womelsdorf Dr John Francis |
VP, Business Development |
2008-03-18 |
2,100 |
2008-03-18 |
0 |
| Deleage Jean |
Nolonger Director or 10% Owner |
2006-12-01 |
0 |
2006-12-01 |
0 |
| Banham John Michael Middlecott |
Director |
2006-09-07 |
36,847 |
2006-03-27 |
0 |
| Jackson Robert |
S.V.P. & Chief Scientific Offi |
2006-03-27 |
64,841 |
2006-03-27 |
0 |
| Williams Robert Michael |
Director |
2004-12-15 |
45,700 |
|
0 |
| Langecker Peter |
Director |
2004-06-22 |
0 |
2005-02-04 |
5,000 |
| Berenson Ronald J |
President & C.E.O., Director |
2004-04-07 |
430,939 |
2004-04-07 |
38,358 |
| Arch Venture Fund III L P |
10% Owner |
2004-03-19 |
1,140,487 |
2004-03-19 |
913,784 |
| Bybee Clinton |
10% Owner |
2004-03-19 |
0 |
2004-03-19 |
2,054,271 |
| Arch Venture Partners V Lp |
10% Owner |
2004-03-19 |
0 |
2004-03-19 |
1,333,934 |
| Healthcare Focus Fund Lp |
10% Owner |
2004-03-19 |
369,401 |
2004-03-19 |
1,684,870 |
| Arch V Entrepreneurs Fund Lp |
10% Owner |
2004-03-19 |
1,428 |
2004-03-19 |
2,052,847 |
| Nelsen Robert |
Director, 10% Owner |
2004-03-19 |
0 |
2004-03-19 |
2,054,271 |
| Arch Management Partners Ii Lp |
10% Owner |
2004-03-19 |
0 |
2004-03-19 |
1,860,824 |
| Arch Venture Fund V Lp |
10% Owner |
2004-03-19 |
349,508 |
2004-03-19 |
1,704,763 |
| Crandell Keith |
10% Owner |
2004-03-19 |
0 |
2004-03-19 |
2,054,271 |
| Arch Venture Partners Llc |
10% Owner |
2004-03-19 |
0 |
2004-03-19 |
913,784 |
| Lazarus Steven |
10% Owner |
2004-03-19 |
0 |
2004-03-19 |
2,054,271 |
| Curry Robert E |
Director |
2004-03-19 |
0 |
2004-03-19 |
960,964 |
| Arch Venture Fund Ii Lp |
10% Owner |
2004-03-19 |
193,447 |
2004-03-19 |
1,860,824 |
| Wertheimer Stephen |
Director |
2004-03-19 |
0 |
2004-03-19 |
574,363 |
| Cordova L Kathi |
Officer |
2004-03-16 |
13,636 |
|
0 |
| Alta California Management Partners Lp |
No longer 10% holder |
2004-03-16 |
0 |
2004-03-19 |
1,142,400 |
| Tang Capital Partners Lp |
10% Owner |
|
0 |
2017-02-23 |
559,900 |
| Deerfield Special Situations Fund International Lt |
10% Owner |
|
0 |
2008-11-19 |
881,743 |
| Morgan Stanley |
10% Owner |
|
0 |
2009-11-10 |
2,276,852 |
| Wheeler Kurt |
10% Owner |
|
0 |
2004-03-16 |
87,899 |
| Marxe Austin W & Greenhouse David M |
10% Owner |
|
0 |
2011-09-23 |
2,806,900 |
|
