| |
Company
Roster
|
|
Total
Insiders : |
37 |
|
|
|
Total
Direct Shares :
|
34,291,220 |
|
|
Total
Indirect Shares :
|
63,833,122 |
| |
%
Held by Insiders:
|
6.01% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Arman Arvin Cyrus |
President |
2023-02-13 |
1,081,334 |
2022-09-20 |
0 |
| Migliarese Antonio |
CFO |
2022-11-30 |
183,207 |
2021-08-06 |
0 |
| Kelly Scott A. |
CMO |
2022-11-30 |
2,184,037 |
2022-11-30 |
782,408 |
| Ray Nitya G. |
Chief Technology Officer |
2022-11-15 |
500,090 |
2020-09-30 |
0 |
| Recknor Chris P |
See Remarks |
2022-04-15 |
716,746 |
|
0 |
| Urbach Tanya Durkee |
Director |
2021-11-24 |
162,113 |
|
0 |
| Naydenov Jordan G |
Director |
2021-09-23 |
7,990,211 |
2009-07-01 |
0 |
| Pourhassan Nader |
President & CEO, Director |
2021-08-06 |
1,850,688 |
2021-08-06 |
15,570 |
| Gardiner Gordon A |
Director |
2021-07-01 |
1,000 |
|
0 |
| Mulholland Michael D |
Chief Financial Officer |
2020-12-22 |
284,081 |
2013-10-11 |
0 |
| Colachis Arian |
GC and Corporate Secretary |
2020-10-23 |
80,000 |
2020-09-30 |
0 |
| Rahman Mahboob U |
Chief Scientific Officer |
2020-10-16 |
200,000 |
2020-10-16 |
0 |
| Klump Michael A |
Director |
2019-05-08 |
187,500 |
2019-05-08 |
100,000 |
| Welch David F |
Director |
2019-05-08 |
0 |
2020-04-01 |
12,515,619 |
| Gould Gregory A |
Director |
2018-11-16 |
19,176 |
|
0 |
| Caracciolo Anthony |
Director |
2018-11-16 |
62,136 |
2018-11-16 |
26,000 |
| Pestell Richard Md |
Chief Medical Officer, Director |
2018-11-16 |
8,342,000 |
2018-11-16 |
21,124,440 |
| Nobel Michael |
Director |
2013-05-31 |
5,625 |
2013-02-28 |
0 |
| Green Allan M |
Director |
2013-02-28 |
2,500 |
2013-02-28 |
0 |
| Tropp Ronald J |
Director |
2012-11-30 |
8,551 |
2012-05-21 |
0 |
| Dembow George F |
Director |
2012-11-30 |
250,767 |
2008-05-19 |
0 |
| Allen Allen D |
Chief Executive Officer, Director, 10% Owner |
2009-11-13 |
1,403,515 |
2003-10-28 |
2,123,515 |
| Utek Corp |
10% Owner |
2009-09-30 |
1,628,142 |
|
0 |
| Allen Corrine |
Chief Financial Officer, Director, 10% Owner |
2008-02-21 |
1,119,071 |
2010-09-15 |
1,038,071 |
| Leong Jonathan R |
Director |
2006-05-15 |
24,000 |
|
0 |
| Cytodyn Of New Mexico Inc |
10% Owner |
2003-10-28 |
5,362,640 |
|
0 |
| Mcmahon Brian J |
Officer |
2003-10-28 |
33,614 |
|
0 |
| Strickland Daniel M |
Director |
2003-10-28 |
8,476 |
|
0 |
| Underwood Lawrence M |
10% Owner |
2003-09-02 |
200,000 |
|
0 |
| Bates Barry A |
10% Owner |
2003-09-02 |
200,000 |
|
0 |
| Monfort Richard L |
10% Owner |
2003-09-02 |
200,000 |
|
0 |
| Blok Tyler |
Officer |
|
0 |
2023-08-15 |
250 |
| Trauger Richard |
|
|
0 |
|
0 |
| Alpha Venture Capital Partners, L.p. |
10% Owner |
|
0 |
2015-06-24 |
7,474,509 |
| Van Ness Kenneth |
CEO & President, Director, 10% Owner |
|
0 |
2011-04-20 |
1,929,041 |
| Dockery Carl |
Director |
|
0 |
2019-06-12 |
9,484,825 |
| Patel Samir Rashmikant |
Director |
|
0 |
2020-04-17 |
7,218,874 |
|
0.01 (4.6%) 
