| |
Company
Roster
|
|
Total
Insiders : |
29 |
|
|
|
Total
Direct Shares :
|
7,097,180 |
|
|
Total
Indirect Shares :
|
7,602,026 |
| |
%
Held by Insiders:
|
12.98% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Rafield Lori F Phd |
Interim CEO, Director |
2015-02-05 |
227,932 |
2013-08-06 |
0 |
| Viret Jean-Frederic |
Chief Financial Officer |
2014-04-28 |
4,648 |
2013-03-27 |
0 |
| Zychlinsky Bulaevsky Emilia |
Chief Technical Officer |
2013-12-04 |
22,500 |
2013-03-27 |
0 |
| Burrill Steven |
10% Owner |
2013-10-30 |
49,917 |
2011-01-21 |
0 |
| Richey Robert Michael |
Chief Business Officer |
2013-09-03 |
111,542 |
2012-12-12 |
0 |
| Patrick Charles W |
Director |
2013-08-06 |
6,500 |
2013-08-06 |
0 |
| Olukotun Adeoye Y |
Director |
2013-08-06 |
5,958 |
2013-08-06 |
0 |
| Drexler Karen |
Director |
2013-08-06 |
6,500 |
2013-08-06 |
0 |
| Galligan Andrew H |
Director |
2013-08-06 |
6,500 |
2013-08-06 |
0 |
| Panek James P |
Director |
2013-08-06 |
25,678 |
2007-11-19 |
0 |
| Ward Brian E. |
President and CEO, Director |
2012-08-31 |
110,000 |
2012-08-31 |
0 |
| Foster David J |
Exe. VP, CFO and Secretary |
2010-07-28 |
375,074 |
2010-07-28 |
0 |
| Plewman Patrick |
President and CEO, Director |
2010-07-28 |
444,627 |
2010-07-28 |
0 |
| Alfano Bernard M. (dino) |
Executive VP and CCO |
2010-07-28 |
124,298 |
2010-07-28 |
0 |
| Wolfert Robert L |
Executive VP and CSO |
2010-07-28 |
166,734 |
2010-07-28 |
0 |
| Soboleski Mitchell Joseph |
Former 10% owner |
2009-10-19 |
2,729,610 |
|
0 |
| Bronson Steven N |
10% Owner |
2009-08-21 |
1,822,000 |
|
0 |
| Destefano Paul |
Director |
2008-05-19 |
100,000 |
|
0 |
| Gruber & Mcbaine Capital Management Llc |
10% Owner |
2008-01-24 |
661,219 |
2008-01-24 |
3,588,650 |
| Pfeffer Matthew J |
SENIOR VICE PRESIDENT AND CFO |
2007-12-04 |
20,000 |
2007-11-15 |
0 |
| Whitehead Piers C |
VICE PRESIDENT |
2007-12-04 |
30,323 |
2007-11-15 |
0 |
| Caudill Randall L W |
Chairman of the Board, Director |
2007-11-16 |
22,000 |
2007-11-16 |
0 |
| Gurwith Marc J |
SENIOR VICE PRESIDENT |
2007-11-15 |
23,620 |
2003-08-08 |
0 |
| Johnson Alexander L |
|
|
0 |
|
0 |
| Bock Louis C |
Director |
|
0 |
2010-07-28 |
3,872,851 |
| Baker Julian |
10% Owner |
|
0 |
2012-01-27 |
0 |
| Hutt Pollard Elizabeth Ann |
|
|
0 |
|
0 |
| Baker Felix |
10% Owner |
|
0 |
2010-07-28 |
140,525 |
| Fang Kenneth C. |
|
|
0 |
|
0 |
|
