| |
Company
Roster
|
|
Total
Insiders : |
10 |
|
|
|
Total
Direct Shares :
|
120,174 |
|
|
Total
Indirect Shares :
|
36,566 |
| |
%
Held by Insiders:
|
0.63% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Stone Bradford S |
CFO, VP & TREASURER, AFFILIATED PERSON OF INV. ADV. |
2018-12-20 |
26,677 |
2013-04-17 |
4,198 |
| Chadwick Robert E |
CEO, President, AFFILIATED PERSON OF INV. ADV., Director |
2018-12-18 |
20,000 |
2013-04-17 |
4,198 |
| Crumrine Donald F |
Affiliated Person of Adviser |
2015-11-30 |
12,050 |
2013-04-17 |
4,198 |
| Ettinger Robert M |
Affiliated Person of Adviser |
2015-11-30 |
42,011 |
2013-04-17 |
4,198 |
| Conwell Chad |
CCO, VP and Secretary |
2015-06-29 |
2,500 |
2013-04-17 |
4,198 |
| Hogan Karen Hanovice |
Director |
2014-07-31 |
1,150 |
2014-07-31 |
0 |
| Wulf Robert F |
Director |
2014-02-05 |
8,088 |
2016-03-17 |
15,576 |
| Gust Morgan |
Director |
2013-09-16 |
1,500 |
2013-09-16 |
0 |
| Gale David |
Director |
2013-05-23 |
2,000 |
2013-05-23 |
0 |
| Flaherty & Grumrine Inc |
|
2013-04-17 |
4,198 |
|
0 |
|
0.12 (0.67%) 
