| |
Company
Roster
|
|
Total
Insiders : |
42 |
|
|
|
Total
Direct Shares :
|
12,776,659 |
|
|
Total
Indirect Shares :
|
560,020 |
| |
%
Held by Insiders:
|
824.3% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Roseborough Lorne Mark |
CEO, Director |
2013-08-21 |
541,338 |
|
0 |
| Moretti John M |
10% Owner |
2013-03-25 |
0 |
|
0 |
| Ng John |
CFO |
2013-03-18 |
160,627 |
2013-02-19 |
0 |
| Li Xinneng |
VP |
2012-08-24 |
142,857 |
2012-08-24 |
0 |
| Hunsberger Joseph Leo |
Vice President Operations |
2012-08-22 |
142,857 |
2012-08-22 |
0 |
| Hoover Dale E |
VP & CFO |
2012-08-22 |
200,000 |
2012-08-22 |
0 |
| Giesbrecht Daniel |
VP Business development |
2012-08-22 |
142,857 |
2012-08-22 |
0 |
| Mimeault Denis |
Director |
2012-08-03 |
25,000 |
|
0 |
| Betham Terrence John |
Director |
2012-08-03 |
25,000 |
2012-08-03 |
0 |
| Lail Christopher T |
Chief Financial Officer |
2012-03-27 |
295,322 |
|
0 |
| Steckel William |
Director |
2012-03-27 |
108,631 |
2008-06-25 |
0 |
| Fitzgerald Jonathan W |
Director |
2012-03-27 |
50,000 |
2010-01-25 |
0 |
| Sun Kang |
Director |
2012-03-27 |
86,112 |
2010-01-25 |
0 |
| Dynamic Worldwide Solar Energy, Llc |
10% Owner |
2011-04-04 |
386,400 |
2011-01-28 |
0 |
| Green Richard C Jr |
Director |
2011-01-21 |
36,112 |
2010-01-25 |
0 |
| Weiss Robert E |
Chief Technology Officer |
2011-01-21 |
119,441 |
|
0 |
| Lacey Peter Alan |
Interim CEO, Director, 10% Owner |
2011-01-21 |
40,556 |
2012-11-08 |
0 |
| Forkin Patrick J. |
Sr. VP Corporate Development |
2010-10-20 |
20,964 |
|
0 |
| Ryde Magnus |
Chief Executive Officer, Director |
2010-10-11 |
60 |
2010-10-11 |
0 |
| Maher Francis J Iii |
Director |
2010-01-25 |
100,000 |
2010-01-25 |
0 |
| Tonsoo Robert |
Director |
2010-01-25 |
100,000 |
2010-01-25 |
0 |
| Graves Randolph Jr |
Director |
2009-06-26 |
84,000 |
2005-07-01 |
0 |
| Schecter Scott M |
Director |
2009-06-26 |
70,000 |
2008-01-02 |
0 |
| Morad Ratson |
President, Chief Operating Officer |
2009-06-26 |
376,500 |
2008-04-07 |
0 |
| Nevins Richard |
Director |
2009-06-26 |
77,000 |
|
0 |
| Aldrich Robert G |
Chairman & CEO, Director |
2009-06-26 |
250,000 |
2009-06-26 |
20,000 |
| Flannery Kevin S |
Director |
2009-06-26 |
114,000 |
2007-10-26 |
0 |
| Conway Richard F |
10% Owner |
2009-06-15 |
2,803,663 |
2009-06-15 |
475,020 |
| Gelbaum Monica Chavez |
Co-Trustee, 10% Owner |
2008-04-08 |
3,275,670 |
2007-10-05 |
0 |
| Aragon Steven |
Vice-President Engineering |
2008-04-02 |
42,937 |
2005-08-16 |
0 |
| Schuyler Terence W |
VP - Sales & Marketing |
2008-04-02 |
44,875 |
2005-12-15 |
0 |
| Deluca Stephan J |
Chief Executive Officer, Director |
2008-02-04 |
202,500 |
|
0 |
| Lovell Kelly A |
Director |
2008-01-02 |
10,300 |
2008-01-02 |
0 |
| Mccaffrey John J Jr |
VP Manufacturing |
2007-12-11 |
59,500 |
2006-01-31 |
0 |
| Englander Israel A |
May be deemed as group member. |
2007-06-12 |
1,500,000 |
2007-06-12 |
0 |
| Venkatesh Raja H |
Officer |
2007-05-09 |
50,000 |
|
0 |
| Aanderud Stephen A |
Former Chief Financial Officer |
2006-11-15 |
35,700 |
|
0 |
| Polich Thomas A |
GENL COUNSEL & ASST SECRETARY |
2006-06-22 |
21,200 |
|
0 |
| Tuttle John R |
President CEO, Chairman, Director, 10% Owner |
2006-06-19 |
416,680 |
2004-02-04 |
65,000 |
| Helfgott Don |
10% Owner |
2005-08-05 |
518,000 |
2005-08-05 |
0 |
| Paulson Jacqueline M |
See Footnote (1), 10% Owner |
2005-07-11 |
0 |
2005-08-11 |
0 |
| Lynch J Peter |
Officer |
2004-02-04 |
100,000 |
|
0 |
|
