| |
Company
Roster
|
|
Total
Insiders : |
12 |
|
|
|
Total
Direct Shares :
|
300,158 |
|
|
Total
Indirect Shares :
|
768,051 |
| |
%
Held by Insiders:
|
2.43% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Smernoff Chris |
Chief Financial Officer |
2023-12-29 |
20,537 |
2018-12-11 |
0 |
| Herlihy John |
Chief Operating Officer |
2023-12-29 |
35,593 |
2018-12-11 |
0 |
| Mcbride Mary E |
Director |
2023-09-13 |
19,195 |
2021-09-14 |
0 |
| Simon Ronald I |
Director |
2023-09-13 |
21,991 |
2023-09-13 |
33,001 |
| Allardice Robert B. Iii |
Director |
2023-09-13 |
41,231 |
2013-09-23 |
0 |
| Miller David |
Director |
2023-09-13 |
51,231 |
2013-09-23 |
0 |
| Robards Thomas F |
Director |
2020-09-10 |
22,036 |
2013-09-23 |
0 |
| Vranos Michael W |
Co-Chief Investment Officer, Director |
2019-11-14 |
33,143 |
2019-11-14 |
106,472 |
| Penn Laurence |
CEO and President, Director |
2018-05-09 |
35,710 |
2016-01-15 |
0 |
| Mumford Lisa |
Chief Financial Officer |
2017-12-12 |
11,209 |
2015-12-15 |
0 |
| Tecotzky Mark |
Co-Chief Investment Officer |
2016-02-12 |
8,282 |
2016-01-15 |
0 |
| Schwarzman Stephen A |
10% Owner |
|
0 |
2021-06-17 |
628,578 |
|
0.04 (0.6%) 
