| |
Company
Roster
|
|
Total
Insiders : |
14 |
|
|
|
Total
Direct Shares :
|
7,765,526 |
|
|
Total
Indirect Shares :
|
1,409,189 |
| |
%
Held by Insiders:
|
56.23% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Majewski Thomas P. |
CEO, Portfolio Manager, Director |
2023-05-30 |
5,000 |
2023-05-30 |
30,000 |
| Onorio Kenneth P. |
CFO/COO |
2022-11-16 |
36,628 |
2022-11-16 |
411 |
| Ottawa Avenue Private Capital, Llc |
See Remarks below |
2022-03-07 |
470,386 |
2022-01-11 |
0 |
| Spinner Daniel M. |
Principal & Portfolio Manager |
2022-02-28 |
27,447 |
2022-02-14 |
0 |
| Mcdonald Kevin F. |
Director |
2020-05-06 |
9,993 |
2014-10-08 |
0 |
| Appleby Scott W. |
Director |
2020-05-04 |
15,518 |
2014-10-08 |
0 |
| Malik Nauman S. |
CCO |
2020-04-22 |
1,500 |
2020-04-22 |
0 |
| Tramontano Paul E. |
Director |
2020-04-17 |
27,127 |
2014-10-08 |
0 |
| Eagle Point Credit Management Llc |
Investment Adviser |
2018-05-08 |
1,457,589 |
2014-10-08 |
0 |
| Trident Capital V-Pf, L.p. |
10% Owner |
2018-05-08 |
2,339,901 |
2014-10-08 |
100,000 |
| Trident Capital V, L.p. |
10% Owner |
2018-05-08 |
3,336,437 |
|
0 |
| Weiss Jeffrey L. |
Director |
2015-06-19 |
12,500 |
2015-06-19 |
3,500 |
| Fitzwilliam Insurance Ltd |
10% Owner |
2014-11-05 |
0 |
2014-11-07 |
1,275,278 |
| Ko Daniel W. |
Portfolio Manager |
2014-10-08 |
25,500 |
|
0 |
|
0.03 (0.3%) 
