|
Company
Roster
|
Total
Insiders : |
60 |
|
|
Total
Direct Shares :
|
203,557,514 |
|
Total
Indirect Shares :
|
6,716,802 |
|
%
Held by Insiders:
|
75.2% |
|
|
|
Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Healy James P |
Director |
2020-10-02 |
0 |
2015-01-15 |
0 |
Chersi Robert J |
Director |
2020-10-02 |
0 |
2019-01-02 |
0 |
Wyckoff Dirk W |
Principal Accounting Officer |
2020-10-02 |
0 |
2020-02-03 |
0 |
Lam James |
Director |
2020-10-02 |
0 |
2012-11-14 |
0 |
Milligan Alice |
EVP, Chief Customer Officer |
2020-10-02 |
0 |
|
0 |
Leibowitz Shelley B |
Director |
2020-10-02 |
0 |
2014-12-17 |
0 |
Weinreich Joshua |
Director |
2020-10-02 |
0 |
2018-08-08 |
0 |
Minetola Matthew |
Chief Information Officer |
2020-10-02 |
0 |
|
0 |
Lawson Rodger A |
Director |
2020-10-02 |
0 |
2012-02-27 |
0 |
Weaver Donna L |
Director |
2020-10-02 |
0 |
2005-08-02 |
0 |
Simonich Brent |
EVP, Chief Risk Officer |
2020-10-02 |
0 |
|
0 |
Ellertson Jaime Wallace |
Director |
2020-10-02 |
0 |
2019-05-10 |
0 |
Saeger Rebecca |
Director |
2020-10-02 |
0 |
2013-05-09 |
0 |
Kabat Kevin T |
Director |
2020-10-02 |
0 |
2016-06-16 |
0 |
Murphy Michael Jos. |
Sr. MD, Retail Brokerage |
2020-10-02 |
0 |
|
0 |
Carbone Richard J |
Director |
2020-10-02 |
0 |
2013-08-27 |
0 |
Pizzi Michael A. |
Chief Executive Officer, Director |
2020-10-02 |
0 |
2015-06-24 |
0 |
Turner Chad E. |
Chief Financial Officer |
2020-10-02 |
0 |
2019-02-03 |
0 |
Curcio Michael John |
EVP, Institutional |
2020-10-02 |
0 |
|
0 |
Sher Lori |
EVP, General Counsel |
2020-10-02 |
0 |
|
0 |
Roessner Karl A |
Chief Executive Officer, Director |
2019-05-20 |
129,770 |
|
0 |
Stern Gary H |
Director |
2018-11-15 |
17,515 |
2014-06-20 |
0 |
Kanner Frederick Wilkinson |
Director |
2018-05-11 |
46,473 |
2008-04-22 |
0 |
Sclafani Joseph L |
Director |
2018-05-11 |
36,314 |
2008-06-30 |
0 |
Foley Michael |
Chief Technology & Ops Officer |
2017-02-07 |
89,428 |
2014-02-07 |
0 |
Koebler Ellen |
Officer |
2016-05-12 |
55,335 |
|
0 |
Herbert David |
SVP & Pres, E*TRADE Securities |
2016-02-07 |
60,639 |
|
0 |
Idzik Paul |
Chief Executive Officer, Director |
2016-02-05 |
536,576 |
2013-01-22 |
0 |
Audette Matthew J |
EVP & Chief Financial Officer |
2015-02-11 |
181,912 |
|
0 |
Nandra Navtej S |
President |
2015-02-07 |
242,510 |
2014-02-07 |
0 |
Fahmi Mohsen |
Director |
2014-05-07 |
7,610 |
2013-07-23 |
0 |
Velli Joseph M |
Director |
2014-05-07 |
21,589 |
2010-01-25 |
0 |
Flink Christopher M. |
Director |
2014-05-07 |
6,334 |
2013-10-15 |
0 |
Willard Stephen H |
Director |
2013-05-09 |
22,596 |
2005-08-02 |
0 |
Utton Nicholas |
EVP & Chief Marketing Officer |
2013-02-11 |
334,136 |
|
0 |
Petrilli Frank J. |
Board Member, Director |
2012-08-13 |
137,887 |
|
0 |
Fisher Ronald |
Director |
2012-05-10 |
19,203 |
2005-08-02 |
0 |
Framke Greg |
EVP & Chief Operating Officer |
2012-02-11 |
293,738 |
|
0 |
Freiberg Steven J |
Chief Executive Officer |
2012-02-10 |
556,746 |
2010-05-04 |
0 |
Griffin Kenneth C |
Director |
2011-12-19 |
27,425,961 |
2008-02-29 |
0 |
Randall Lewis E |
Director |
2011-10-26 |
2,793 |
2011-11-21 |
74,528 |
Parks Michael K |
Director |
2011-05-12 |
11,576 |
2004-01-26 |
0 |
Nolop Bruce P |
EVP & CHIEF FINANCIAL OFFICER |
2010-12-31 |
101,392 |
2008-09-12 |
0 |
Druskin Robert |
Director |
2010-05-13 |
254,121 |
|
0 |
Raffaeli C Cathleen |
Director |
2010-05-13 |
70,131 |
2005-08-02 |
0 |
Layton Donald H |
Former Chairman & CEO, ETFC |
2009-12-31 |
1,314,322 |
2008-01-29 |
0 |
Citadel Investment Group Ii, L.l.c. |
Director |
2009-10-21 |
166,164,118 |
2008-02-29 |
0 |
Hayter George A |
Director |
2009-05-28 |
299,592 |
2003-04-23 |
0 |
Simmons Robert J |
Chief Financial Officer |
2008-05-05 |
151,012 |
|
0 |
Gelbard Arlen W |
General Counsel |
2008-04-22 |
271,864 |
2004-02-25 |
0 |
Lilien R Jarrett |
President and COO, Director |
2008-04-22 |
701,933 |
2007-02-15 |
18,158 |
Brewster Daryl G |
Director |
2008-01-29 |
28,303 |
2005-08-02 |
0 |
Caplan Mitchell H |
Director |
2007-12-14 |
1,352,705 |
2004-05-25 |
494,422 |
Elmer Russell S |
General Counsel & Corp. Sec. |
2007-05-25 |
194,331 |
2003-07-31 |
0 |
Webb Dennis |
President, Capital Markets Div |
2007-05-03 |
179,652 |
|
0 |
Levine Joshua S |
CT&O Officer |
2005-07-27 |
274,201 |
2004-01-02 |
0 |
Thurow Lester C |
Director |
2005-07-26 |
33,696 |
2005-07-26 |
0 |
Porter William A |
Director |
2005-05-23 |
65,653 |
2005-01-31 |
5,954,352 |
Klobuchar Louis Jr |
Chief Brokerage Officer |
2004-05-25 |
1,863,847 |
2004-05-25 |
0 |
Purkis Leonard C |
Chief Financial Officer |
2004-01-02 |
0 |
2004-01-02 |
175,342 |
|