| |
Company
Roster
|
|
Total
Insiders : |
30 |
|
|
|
Total
Direct Shares :
|
101,427,397 |
|
|
Total
Indirect Shares :
|
19,944,554 |
| |
%
Held by Insiders:
|
70.67% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Paggiarino Dario A. |
|
2024-03-30 |
67,080 |
2018-03-19 |
0 |
| Duker Jay S. |
|
2024-02-27 |
29,420 |
2024-02-27 |
22,500 |
| Lurker Nancy |
|
2024-02-13 |
83,351 |
2024-02-13 |
126,889 |
| Jones David Scott |
|
2024-02-09 |
44,916 |
2020-06-30 |
0 |
| Elston George |
|
2024-02-09 |
43,607 |
2019-11-15 |
0 |
| Ocumension Therapeutics |
Director |
2024-01-11 |
100,221 |
2023-12-05 |
0 |
| Pine Michael Craig |
|
2024-01-06 |
13,662 |
2022-03-14 |
0 |
| Cormorant Global Healthcare Master Fund, Lp |
|
2023-12-04 |
0 |
2024-04-18 |
7,475,000 |
| Zaderej Karen L. |
|
2023-07-11 |
2,000 |
2023-07-11 |
0 |
| Adamis Anthony P |
|
2023-06-23 |
2,000 |
2023-06-23 |
0 |
| Ando Goran |
|
2023-02-09 |
8,150 |
2021-02-28 |
0 |
| Dicicco Wendy F |
|
2023-02-09 |
7,400 |
2021-02-28 |
0 |
| Landis John B. |
|
2023-02-09 |
11,400 |
2021-02-28 |
0 |
| Guyer David R |
|
2023-02-09 |
7,400 |
2021-02-28 |
0 |
| Godshall Douglas Evan |
|
2021-06-22 |
8,016 |
2018-06-27 |
0 |
| Mazzo David J |
|
2019-10-09 |
200,083 |
|
0 |
| Ross Leonard S |
|
2019-06-27 |
90,044 |
2015-08-03 |
0 |
| Peterson Kristine |
|
2019-06-21 |
6,667 |
2019-06-21 |
0 |
| Rogers Michael W |
|
2019-06-21 |
119,167 |
2018-06-27 |
0 |
| Essex Woodlands Ix, Llc |
10% Owner |
2018-06-25 |
25,470,390 |
2023-09-01 |
3,490,921 |
| Barry James J |
Director |
2018-05-07 |
12,500 |
2018-05-07 |
0 |
| Ashton Paul |
President & CEO, Director |
2016-03-18 |
450,741 |
2016-03-18 |
16,781 |
| Freedman Lori |
VP Corp. Affairs, GC and Sec |
2014-06-17 |
96,423 |
|
0 |
| Hopper Paul |
Director |
2012-10-01 |
0 |
2012-10-01 |
10,000 |
| Soja Michael |
Officer |
2008-06-19 |
69,011 |
|
0 |
| Pfizer Inc |
10% Owner |
2007-08-27 |
74,483,748 |
|
0 |
| Gross Phillip |
10% Owner |
|
0 |
2024-04-18 |
5,156,299 |
| Liu Ye |
|
|
0 |
2024-01-11 |
100,221 |
| Chen Bihua |
|
|
0 |
2023-12-04 |
3,530,943 |
| Finlay Aaron |
Officer |
|
0 |
2007-07-13 |
15,000 |
|
