| |
Company
Roster
|
|
Total
Insiders : |
14 |
|
|
|
Total
Direct Shares :
|
112,498 |
|
|
Total
Indirect Shares :
|
20,501 |
| |
%
Held by Insiders:
|
0.26% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Ettinger Robert M |
Affiliated Person of Adviser |
2015-11-30 |
64,147 |
2012-12-28 |
4,346 |
| Crumrine Donald F |
Affiliated Person of Adviser |
2015-11-30 |
14,572 |
2004-05-10 |
0 |
| Conwell Chad |
CCO, VP and Secretary |
2015-06-29 |
1,500 |
2013-06-03 |
0 |
| Hogan Karen Hanovice |
Director |
2013-08-06 |
500 |
2010-01-04 |
0 |
| Wulf Robert F |
Director |
2012-03-05 |
5,084 |
2016-03-17 |
7,463 |
| Gale David |
Director |
2008-12-30 |
4,000 |
2003-01-29 |
0 |
| Chadwick Robert E |
Vice President, CFO |
2008-12-29 |
8,971 |
2006-12-26 |
4,346 |
| Ryan Christopher Douglas |
Vice President |
2005-10-11 |
1,639 |
|
0 |
| Brody Martin |
Director |
2004-12-27 |
0 |
2003-12-31 |
0 |
| Lodolo Laurie C |
Officer |
2004-07-23 |
3,134 |
|
0 |
| Stimes Peter C |
VP,CFO,Chief Acct Of,Treasurer |
2004-05-10 |
1,500 |
2004-05-10 |
0 |
| Stone Bradford S |
Vice President |
2003-12-31 |
2,070 |
2006-12-26 |
4,346 |
| Flaherty & Grumrine Inc |
Investment Adviser |
2003-12-31 |
4,346 |
2003-12-31 |
0 |
| Gust Morgan |
Director |
2003-12-31 |
1,035 |
2003-08-26 |
0 |
|
0.09 (0.65%) 
