| |
Company
Roster
|
|
Total
Insiders : |
27 |
|
|
|
Total
Direct Shares :
|
4,216,032 |
|
|
Total
Indirect Shares :
|
21,758,980 |
| |
%
Held by Insiders:
|
44.9% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Swets Larry G Jr |
Head of Merchant Banking |
2024-04-16 |
1,068,611 |
2017-06-13 |
0 |
| Roschman Robert J |
Director |
2024-02-29 |
46,000 |
2024-02-29 |
0 |
| Roberson Mark Daniel |
CFO and Secretary |
2024-02-29 |
225,613 |
2024-02-29 |
0 |
| Mitchell Michael C |
Director |
2024-02-29 |
3,064 |
2024-02-29 |
0 |
| Suh Ndamukong |
Director |
2024-02-29 |
133,112 |
2024-02-29 |
0 |
| Cerminara Kyle |
CEO and Chairman, Director, 10% Owner |
2024-02-29 |
44 |
2024-02-29 |
3,820,933 |
| Baqar Hassan |
Executive VP & CFO |
2024-01-04 |
530,455 |
2024-01-04 |
8,271 |
| Hayes Rita |
Director |
2023-11-13 |
116,073 |
2019-01-11 |
0 |
| Govignon Richard Edward Jr |
Director |
2023-11-13 |
90,638 |
2021-12-17 |
0 |
| Payne E. Gray |
Director |
2023-11-13 |
119,834 |
2018-08-22 |
0 |
| Wollney Scott D |
Director |
2023-11-13 |
123,431 |
|
0 |
| Fg Financial Holdings, Llc |
10% Owner |
2022-09-12 |
0 |
2024-02-29 |
3,820,933 |
| Wong Dennis Andrew |
Director |
2021-12-17 |
46,808 |
2021-12-17 |
3,500 |
| Ballantyne Strong, Inc. |
10% Owner |
2021-09-14 |
0 |
2022-06-16 |
4,807,560 |
| Bk Technologies Corp |
10% Owner |
2021-05-26 |
0 |
2021-05-26 |
2,972,507 |
| King Marsha G |
Director |
2020-08-12 |
23,633 |
2019-01-11 |
0 |
| Johnson Lewis M |
Director, 10% Owner |
2020-08-12 |
30,369 |
2020-08-12 |
2,947,373 |
| Hill John S |
EVP, Secretary & CFO |
2020-04-16 |
41,000 |
2020-04-16 |
9,600 |
| Case Dan E |
Chief Operating Officer |
2018-06-15 |
204,081 |
2017-06-05 |
0 |
| Stroud Dean |
Chief Underwriting Officer |
2017-12-15 |
4,500 |
2017-11-20 |
0 |
| Raucy Douglas N |
President and CEO, Director |
2017-12-15 |
60,000 |
2017-06-06 |
0 |
| Horowitz Joshua |
Director |
2017-12-15 |
17,566 |
2017-12-15 |
3,000 |
| Moglia Joseph H |
10% Owner |
2016-09-28 |
0 |
2020-08-13 |
2,977,803 |
| Saenger Leo Christopher Iii |
Director |
2014-06-10 |
18,700 |
2014-04-04 |
0 |
| Pratt Gordon G |
Director, 10% Owner |
2014-04-04 |
0 |
2014-04-04 |
312,500 |
| Fund Management Group Llc |
10% Owner |
2014-04-04 |
312,500 |
2014-04-04 |
0 |
| Kingsway Financial Services Inc |
10% Owner |
2014-03-31 |
1,000,000 |
2018-03-15 |
75,000 |
|
0.07 (4.76%) 
