| |
Company
Roster
|
|
Total
Insiders : |
13 |
|
|
|
Total
Direct Shares :
|
78,802 |
|
|
Total
Indirect Shares :
|
19,875 |
| |
%
Held by Insiders:
|
0.79% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Ettinger Robert M |
Affiliated Person of Adviser |
2015-11-30 |
44,893 |
2012-12-28 |
4,198 |
| Crumrine Donald F |
Affiliated Person of Adviser |
2015-11-30 |
10,951 |
2004-04-14 |
0 |
| Conwell Chad |
CCO, Vice President, Secretary, Affiliated Person of Adviser |
2015-11-30 |
500 |
2013-06-03 |
0 |
| Stone Bradford S |
CFO, Vice President, Treasurer, Affiliated Person of Adviser |
2015-11-30 |
2,500 |
2006-12-26 |
4,198 |
| Hogan Karen Hanovice |
Director |
2013-08-06 |
500 |
2010-01-04 |
0 |
| Wulf Robert F |
Director |
2012-03-05 |
4,910 |
2016-03-17 |
7,281 |
| Gale David |
Director |
2008-12-30 |
3,000 |
2003-08-29 |
0 |
| Ryan Christopher Douglas |
Officer |
2005-04-21 |
1,350 |
|
0 |
| Chadwick Robert E |
Vice President, CFO |
2005-04-05 |
1,500 |
2006-12-26 |
4,198 |
| Stimes Peter C |
VP, Chief Compliance Officer |
2005-04-04 |
1,500 |
2003-12-30 |
0 |
| Gust Morgan |
Director |
2004-01-13 |
1,000 |
2004-01-13 |
0 |
| Brody Martin |
Director |
2003-12-17 |
2,000 |
2003-12-17 |
0 |
| Flaherty & Grumrine Inc |
|
2003-08-08 |
4,198 |
|
0 |
|
0.03 (0.2%) 
