| |
Company
Roster
|
|
Total
Insiders : |
62 |
|
|
|
Total
Direct Shares :
|
14,429,814 |
|
|
Total
Indirect Shares :
|
131,738,483 |
| |
%
Held by Insiders:
|
46.03% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Usman Nassim |
|
2024-04-01 |
1,636 |
2024-04-01 |
640 |
| Luo Ying |
|
2023-10-30 |
0 |
2023-10-30 |
2,840,376 |
| Gni Hong Kong Ltd |
|
2023-10-27 |
0 |
|
0 |
| Miller Seline E. |
SVP Finance; Interim CFO & PAO |
2022-08-09 |
6,500 |
2022-02-09 |
0 |
| Blouse Grant E. |
Chief Scientific Officer |
2022-08-09 |
9,417 |
2021-08-09 |
0 |
| Williams Eddie |
Director |
2022-01-07 |
34,804 |
2018-12-31 |
0 |
| Hunt Andrea |
Director |
2022-01-07 |
28,228 |
2018-12-31 |
0 |
| Ling Geoffrey M.d. |
Director |
2022-01-07 |
31,790 |
2020-02-25 |
0 |
| Desouza Errol B |
Director |
2021-10-01 |
29,801 |
|
0 |
| Lawlor Augustine |
Director |
2021-10-01 |
24,573 |
2021-10-01 |
24,215 |
| Levy Howard |
Chief Medical Officer |
2021-08-09 |
639 |
2021-08-09 |
23,390 |
| Tetlow Sharon |
Director |
2020-07-01 |
3,635 |
2020-04-01 |
0 |
| Cai Veronica |
Controller |
2020-03-13 |
7,353 |
2020-02-10 |
0 |
| Richard John P |
Director |
2020-03-13 |
3,716 |
2014-12-11 |
7,500 |
| Payne Fletcher |
Chief Financial Officer |
2019-08-12 |
3,744 |
2019-08-12 |
1,167 |
| Hill Stephen A |
Director |
2018-09-06 |
1,190 |
2013-03-08 |
0 |
| Deerfield Special Situations Fund, L.p. |
Possible Member of 10% Group, 10% Owner |
2018-03-06 |
0 |
2018-03-08 |
1,113,222 |
| Deerfield Partners, Lp |
Possible Member of 10% Group, 10% Owner |
2018-03-06 |
0 |
2018-03-08 |
305,965 |
| Himawan Jeff |
Director, 10% Owner |
2015-08-20 |
0 |
2015-08-20 |
1,179,352 |
| Selick Harold E |
Director |
2015-08-20 |
16,232 |
2015-08-20 |
16,614 |
| Madison Edwin |
Chief Scientific Officer |
2015-08-20 |
31,008 |
2015-08-20 |
0 |
| Blixt Charles A |
Director |
2014-12-11 |
10,000 |
2006-04-18 |
909,094 |
| Hodges Mauri K |
Officer |
2014-12-11 |
41,259 |
|
0 |
| Brown Julia R |
Director |
2014-12-11 |
10,000 |
2014-12-11 |
6,000 |
| Dunton Alan W |
Director |
2014-12-11 |
10,000 |
2010-07-15 |
0 |
| Musso Alan A |
SVP, Fin+Admin, CFO & Treas |
2014-10-17 |
57,799 |
|
0 |
| Toler Steven M. |
VP, Clin Pharm Sciences |
2014-10-17 |
46,000 |
|
0 |
| Rock Patrick C. |
SVP, GC and Secretary |
2014-10-17 |
45,000 |
2014-10-17 |
0 |
| Barrett M James |
10% Owner |
2013-12-03 |
0 |
2013-12-05 |
4,563,512 |
| Investment 10 Llc |
|
2013-01-01 |
1,130,361 |
2013-01-01 |
5,041,308 |
| Bvf Investments Llc |
See Explanation of Responses |
2012-11-14 |
0 |
2012-11-16 |
2,063,389 |
| Hosford David A. |
Officer |
2012-07-26 |
600 |
|
0 |
| Bencherif Merouane |
SVP, Preclinical Research |
2012-05-18 |
15,938 |
|
0 |
| Debethizy J Donald |
President and CEO, Director |
2012-02-14 |
798 |
|
0 |
| Caldwell William S |
SVP - Drug Discovery and Dev. |
2011-09-20 |
6,735 |
2011-09-20 |
2,500 |
| Burrill Steven |
Director |
2011-05-12 |
0 |
2012-07-31 |
4,333 |
| Brennan Jeffrey P |
SVP - Business & Commercial Development |
2011-03-01 |
0 |
2008-08-08 |
0 |
| Hicks Karen A |
VP Human Resources |
2011-03-01 |
0 |
|
0 |
| Dunbar Geoffrey C |
SVP, Clin. Dev. & Reg. Affairs |
2010-12-20 |
1,153 |
|
0 |
| Skaletsky Mark B |
Director |
2010-11-17 |
11,332 |
|
0 |
| Zorn Peter A |
SVP, Lg Affrs, GC and Secrtary |
2010-03-31 |
0 |
2009-10-19 |
0 |
| Snyderman Ralph |
Director |
2010-02-16 |
0 |
2010-02-16 |
0 |
| Bvf Inc/il |
Indirect Beneficial Owner, 10% Owner |
2009-10-16 |
2,061,925 |
2009-10-16 |
6,185,775 |
| New Enterprise Associates 10 L P |
10% Owner |
2008-01-17 |
4,563,512 |
2006-04-12 |
0 |
| Jones Elaine V |
Former Director as of 6/13/07 |
2007-11-29 |
27,500 |
2007-11-29 |
378,820 |
| Euclidsr Biotechnology Partners, L.p. |
10% Owner |
2006-04-18 |
371,748 |
|
0 |
| Nomura Phase4 Ventures Ltd |
Member of 13G Group |
2006-04-18 |
2,136,904 |
2006-04-18 |
946,428 |
| Nomura Phase4 Ventures Gp Ltd |
Member of 13G Group |
2006-04-18 |
2,136,904 |
2006-04-18 |
946,428 |
| Euclidsr Associates, L.p. |
10% Owner |
2006-04-18 |
1,510,080 |
|
0 |
| Barris Peter J |
10% Owner |
2006-04-12 |
0 |
2013-12-05 |
4,563,512 |
| Perry Mark W |
10% Owner |
2006-04-12 |
0 |
2008-01-17 |
4,565,512 |
| Kramlich C Richard |
10% Owner |
2006-04-12 |
0 |
2012-11-19 |
4,568,845 |
| Trainor III Eugene A |
10% Owner |
2006-04-12 |
0 |
2008-01-17 |
4,563,512 |
| Morris Peter |
10% Owner |
2006-04-12 |
0 |
2007-02-06 |
3,265,512 |
| Sandell Scott D |
10% Owner |
2006-04-12 |
0 |
2013-12-05 |
4,563,512 |
| Newhall Charles W III |
10% Owner |
2006-04-12 |
0 |
2008-01-17 |
4,565,512 |
| Nea Partners 10 L P |
10% Owner |
2006-04-12 |
0 |
2008-01-17 |
4,563,512 |
| Hanham Ann |
Director |
|
0 |
2006-04-18 |
779,062 |
| Gni Usa, Inc. |
|
|
0 |
2023-10-30 |
64,005,887 |
| Essex Woodlands Health Ventures Viii, L.p. |
10% Owner |
|
0 |
2015-08-20 |
1,179,352 |
| Lampert Mark N |
10% Owner |
|
0 |
2012-11-08 |
1,052,258 |
| Ma Songjiang |
|
|
0 |
2023-10-30 |
2,942,467 |
|
