| |
Company
Roster
|
|
Total
Insiders : |
45 |
|
|
|
Total
Direct Shares :
|
18,121,623 |
|
|
Total
Indirect Shares :
|
123,823,551 |
| |
%
Held by Insiders:
|
35.11% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Kilcoyne Adrian |
|
2022-03-09 |
12,000 |
2022-03-08 |
0 |
| Edward P. Jordan |
|
2022-03-02 |
12,500 |
2021-06-08 |
0 |
| Cheval Holdings, Ltd. |
|
2021-06-07 |
0 |
2023-10-18 |
8,398,871 |
| Nomis Bay Ltd. |
10% Owner |
2021-03-11 |
5,342,887 |
|
0 |
| Buxton Cheryl |
|
2020-09-30 |
4,364 |
2020-01-22 |
0 |
| Boehm Rainer J. |
|
2020-09-30 |
84,986 |
2018-08-07 |
0 |
| Barliant Ronald |
|
2020-05-20 |
449,351 |
2016-06-30 |
0 |
| Durrant Cameron |
|
2019-06-04 |
557,207 |
2022-03-02 |
70,000 |
| Black Horse Capital Management Llc |
|
2019-05-31 |
0 |
2020-04-02 |
49,636,917 |
| Savage Robert G |
|
2019-05-14 |
199,869 |
2018-08-07 |
0 |
| Black Horse Capital Lp |
10% Owner |
2018-02-27 |
0 |
2018-02-27 |
46,876,309 |
| Shkreli Martin |
10% Owner |
2016-08-26 |
0 |
2015-11-16 |
0 |
| Biestek Marek |
See Remarks, Director |
2015-12-16 |
250,000 |
2015-11-16 |
0 |
| Moradi David |
Director, 10% Owner |
2015-12-16 |
400,000 |
2015-12-16 |
178,210 |
| Harrison Michael Wayne |
Director |
2015-12-16 |
1,705 |
2015-12-16 |
0 |
| Fernandez Thomas Edward |
Director |
2015-12-16 |
6,821 |
2015-12-16 |
0 |
| Anthion Partners Ii Llc |
10% Owner |
2015-11-17 |
424,800 |
2015-11-17 |
424,800 |
| Mitsubishi Ufj Capital Ii, Limited Partnership |
10% Owner |
2013-02-05 |
393,223 |
2013-02-05 |
0 |
| Alloy Ventures 2000, L.p. |
10% Owner |
2013-02-05 |
1,691,794 |
|
0 |
| Mpm Bioventures Iii Llc |
10% Owner |
2013-02-05 |
0 |
2013-02-05 |
2,632,928 |
| Development Bank Of Japan Inc. |
10% Owner |
2013-02-05 |
491,530 |
2013-02-05 |
0 |
| Powell Michael |
10% Owner |
2013-02-05 |
414,394 |
2013-02-05 |
0 |
| Henner Dennis |
Director, 10% Owner |
2013-02-05 |
0 |
2013-02-05 |
2,632,928 |
| 5am Partners Llc |
10% Owner |
2013-02-05 |
721,228 |
2013-02-05 |
0 |
| Lehman Brothers Holdings Inc. |
Former 10% Owner |
2013-02-05 |
0 |
2013-02-05 |
1,067,059 |
| Healy James |
Director |
2013-02-05 |
0 |
2013-02-05 |
414,394 |
| Baxter International Inc |
10% Owner |
2013-02-05 |
958,583 |
2013-02-05 |
0 |
| Wheeler Kurt |
10% Owner |
2013-02-05 |
0 |
2013-02-05 |
2,632,928 |
| Genesis Fund |
10% Owner |
2013-02-05 |
850,613 |
2013-02-05 |
0 |
| Edb Investments Pte Ltd. |
10% Owner |
2013-02-05 |
474,018 |
|
0 |
| Gbs Bioventures Ii A/c |
10% Owner |
2013-01-31 |
25,000 |
2013-01-31 |
0 |
| Smith Brigitte |
Director |
2013-01-31 |
0 |
2013-02-05 |
850,613 |
| 5am Ventures Llc |
10% Owner |
2013-01-31 |
223,190 |
|
0 |
| Sofinnova Management V 2005, Llc |
10% Owner |
2013-01-31 |
0 |
2013-01-31 |
5,601 |
| Sanofi-Aventis |
Former 10% owner |
2013-01-31 |
0 |
2013-01-31 |
579,030 |
| Yarranton Geoffrey Thomas |
Officer |
2012-08-11 |
931,645 |
|
0 |
| Shochat Dan |
10% Owner |
2012-08-11 |
826,394 |
|
0 |
| Pritchard David |
Officer, Director |
2012-08-11 |
2,273,521 |
|
0 |
| Withy Raymond M |
Director |
2012-08-11 |
100,000 |
|
0 |
| Friedberg Ezra M |
|
|
0 |
|
0 |
| Azan Alain |
10% Owner |
|
0 |
2012-08-11 |
28,421 |
| Lam Morgan |
|
|
0 |
|
0 |
| Molfino Nestor |
|
|
0 |
|
0 |
| Black Horse Capital Master Fund Ltd. |
|
|
0 |
2021-07-23 |
7,394,542 |
| Jester J Gregory |
|
|
0 |
|
0 |
|
0.01 (97.01%) 
