| |
Company
Roster
|
|
Total
Insiders : |
13 |
|
|
|
Total
Direct Shares :
|
319,481 |
|
|
Total
Indirect Shares :
|
2,235,969 |
| |
%
Held by Insiders:
|
1.66% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Opportunity Income Plus Lp |
10% Owner |
2016-09-28 |
165,822 |
|
0 |
| Parsley Rodney A. |
Portfolio Manager |
2014-12-31 |
0 |
2014-12-31 |
8,000 |
| Hart Michael |
Portfolio Manager |
2013-06-04 |
16,037 |
2013-06-04 |
16,795 |
| Cook Margo L. |
Vice President |
2013-05-03 |
2,000 |
2013-05-03 |
0 |
| Mahler Ariane |
Portfolio Manager |
2012-04-25 |
6,464 |
2012-04-25 |
0 |
| Alejos Emily |
|
2009-07-28 |
6,119 |
|
0 |
| Iben David B |
other |
2009-03-10 |
15,299 |
2009-03-10 |
0 |
| Schwertfeger Timothy R |
Chairman and Trustee |
2007-12-20 |
91,500 |
2007-12-20 |
15,300 |
| Amboian John P |
CEO of Investment Adviser |
2007-08-06 |
11,000 |
2007-08-06 |
0 |
| Bremner Robert P |
other |
2007-01-22 |
0 |
2013-12-16 |
0 |
| Antonatos Julia L |
Vice President |
2006-11-17 |
0 |
2006-11-17 |
900 |
| Nuveen Asset Management Inc. |
|
2006-07-24 |
5,240 |
|
0 |
| Samuels Steven |
10% Owner |
|
0 |
2016-09-28 |
2,194,974 |
|
