| |
Company
Roster
|
|
Total
Insiders : |
54 |
|
|
|
Total
Direct Shares :
|
42,911,202 |
|
|
Total
Indirect Shares :
|
22,397,481 |
| |
%
Held by Insiders:
|
22.6% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Williamson Billie I. |
Director |
2017-05-30 |
0 |
2015-05-01 |
0 |
| Koepfgen Bruce L |
President |
2017-05-30 |
0 |
2017-05-30 |
0 |
| Schafer Glenn S |
Director |
2017-05-30 |
0 |
2008-02-01 |
0 |
| Hughes Brennan A. |
SVP, Ch Acctg Ofcr, Treasurer |
2017-05-30 |
0 |
2017-05-30 |
0 |
| Flood Eugene Jr |
Director |
2017-05-30 |
0 |
2014-05-01 |
0 |
| Gatzek Deborah R |
Director |
2017-05-30 |
0 |
2004-03-08 |
0 |
| Kochard Lawrence E |
Director |
2017-05-30 |
0 |
2008-05-02 |
0 |
| Pinkston Arnold A |
Director |
2017-05-30 |
0 |
2016-05-02 |
0 |
| Weil Richard M |
Chief Executive Officer, Director |
2017-05-30 |
0 |
2017-05-30 |
0 |
| Mcpeek Jennifer J |
EVP, Chief Financial Officer |
2017-05-30 |
0 |
2017-05-30 |
0 |
| Diermeier Jeffery J |
Director |
2017-05-30 |
0 |
2008-05-02 |
0 |
| Cheh Augustus |
Head of International |
2017-05-30 |
0 |
2011-03-29 |
0 |
| Chang Enrique |
Pres, Head of Investments |
2017-05-30 |
0 |
|
0 |
| Fredericks J Richard |
Director |
2017-05-30 |
0 |
2006-11-03 |
0 |
| Dai Ichi Life Insurance Co., Ltd. |
10% Owner |
2016-08-01 |
36,382,545 |
2012-09-19 |
0 |
| Cox G Andrew |
Director |
2016-02-25 |
110,671 |
2004-07-30 |
0 |
| Batejan George S |
EVP, Head of IT and Operations |
2016-02-22 |
74,091 |
2016-02-22 |
304 |
| Armour Timothy K |
Director |
2015-11-20 |
147,380 |
2008-05-02 |
0 |
| Balser Paul F |
Director |
2014-02-21 |
104,444 |
2009-05-29 |
16,000 |
| Beery Robin C |
EVP, Head of U.S. Distribution |
2013-02-08 |
287,602 |
2013-02-08 |
9,822 |
| Patton Jock |
Director |
2012-12-31 |
47,918 |
|
0 |
| Parry Robert T |
Director |
2012-02-22 |
54,844 |
2005-03-18 |
0 |
| Scheid Steven |
Director |
2012-02-22 |
74,040 |
2012-02-22 |
131,738 |
| Grawemeyer David W. |
Officer |
2011-07-06 |
27,933 |
|
0 |
| Goff James P. |
Dir. of Research of sub. |
2011-02-04 |
452,883 |
2011-02-04 |
7,753 |
| Coleman Jonathan Daniel |
CIO - Equity |
2011-02-04 |
586,435 |
2011-02-04 |
11,505 |
| Frost Gregory A |
EVP, Chief Financial Officer |
2011-02-04 |
83,743 |
2011-02-04 |
5,542 |
| Smith Richard Gibson |
Co-CIO of Issuers subsidiary |
2011-02-04 |
378,418 |
2011-02-04 |
4,689 |
| Rowland Landon H |
Director |
2010-05-28 |
815,250 |
2010-05-28 |
384,384 |
| Skidelsky Robert |
Director |
2010-05-28 |
46,209 |
2004-07-30 |
0 |
| Howes Kelley Abbott |
EVP, Gen. Counsel, Secretary |
2010-02-05 |
65,445 |
2010-02-05 |
9,699 |
| Charles Daniel P |
EVP of Issuers subsidiary |
2010-02-05 |
54,637 |
2010-02-05 |
1,844 |
| Black Gary D |
CEO, Director |
2009-03-02 |
644,524 |
2009-03-02 |
1,515 |
| Blakley Robert W. |
VP, Controller |
2009-02-04 |
7,355 |
2009-02-04 |
1,528 |
| Martellaro Dominic C |
Executive Vice President |
2009-02-04 |
33,009 |
2009-02-04 |
8,383 |
| Grace Scott S |
SVP and Treasurer |
2009-02-04 |
28,568 |
2009-02-04 |
1,910 |
| Iseman Andrew J |
EVP, Chief Operating Officer |
2008-02-01 |
74,014 |
2008-02-01 |
2,626 |
| Saddlepoint Partners Gp, L.l.c. |
10% Owner |
2007-08-10 |
281,000 |
2007-08-10 |
173,500 |
| Bills Michael D |
Director |
2007-05-02 |
29,983 |
2004-03-08 |
0 |
| Zimmerman John W |
Executive Vice President |
2007-03-30 |
36,659 |
2007-03-30 |
1,030 |
| Bluher John H |
Former EVP, GC, Secretary |
2007-03-07 |
80,597 |
2007-03-07 |
666 |
| Craig James P |
Director |
2006-04-26 |
42,851 |
2004-05-13 |
0 |
| Martin David R |
EVP, CFO |
2006-02-13 |
45,394 |
2006-02-13 |
325 |
| Belgrad Stephen |
SVP, Treasurer |
2006-02-13 |
11,656 |
2006-02-13 |
1,344 |
| Miller Girard C |
EVP, Chief Operating Officer |
2005-12-30 |
81,339 |
2005-12-30 |
1,019 |
| Grubman Richard L |
10% Owner |
2005-11-29 |
0 |
2005-11-29 |
21,500,000 |
| Burt Robert N |
Director |
2005-05-10 |
48,528 |
2004-05-13 |
0 |
| Starr Loren M |
SVP, Chief Financial Officer |
2005-03-31 |
210,796 |
2005-03-31 |
1,755 |
| Luoma Matthew R |
Vice President of Taxation |
2005-03-31 |
30,389 |
2005-03-31 |
22,530 |
| Hudner Timothy R |
SVP of Operations and Tech |
2004-06-10 |
171,213 |
2004-06-10 |
4,546 |
| Early Thomas A |
SVP,General Counsel,Secretary |
2004-05-13 |
214,178 |
2004-05-13 |
2,383 |
| Whiston Mark B |
CEO, Vice Chairman of Board, Director |
2004-04-20 |
490,464 |
2004-04-20 |
40,889 |
| Soderberg Lars O |
EVP - Institutional Services |
2004-03-31 |
54,454 |
2004-03-31 |
4,546 |
| Hayes Helen Y |
Director |
2004-01-23 |
499,743 |
2004-01-23 |
43,706 |
|
