| |
Company
Roster
|
|
Total
Insiders : |
17 |
|
|
|
Total
Direct Shares :
|
3,017,568 |
|
|
Total
Indirect Shares :
|
904,049 |
| |
%
Held by Insiders:
|
9.74% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Kleinman Mitchell B |
General Counsel |
2013-02-15 |
0 |
2006-11-08 |
58,910 |
| Condron Christopher M |
Director |
2013-02-15 |
0 |
|
0 |
| Michaud Thomas R |
Dir., CEO, Pres. And V. Chair, Director |
2013-02-15 |
0 |
|
0 |
| Healy Daniel M |
Director |
2013-02-15 |
0 |
2006-11-08 |
0 |
| Giambrone Robert |
Chief Financial Officer |
2013-02-15 |
0 |
2006-11-08 |
22,919 |
| Schmidt James K |
Director |
2013-02-15 |
0 |
2008-02-01 |
0 |
| Duffy John G |
Director, Vice Chairman, Director |
2013-02-15 |
0 |
2010-02-05 |
188,099 |
| Senchak Andrew M |
Director, Chairman, Director |
2013-02-15 |
0 |
2012-12-05 |
0 |
| Zimmerman Michael J |
Director |
2013-02-15 |
0 |
2007-11-26 |
0 |
| Roth Peter |
CEO of KBW Asset Mgmt., Ltd. |
2007-02-01 |
244,955 |
|
0 |
| Wirth Peter J |
Co-Head of Investment Banking |
2007-02-01 |
1,068,303 |
|
0 |
| Moreno Vasco |
Head of European Research |
2007-02-01 |
134,208 |
|
0 |
| Howard John N Jr |
Head of Research |
2007-02-01 |
748,860 |
|
0 |
| Planer Robert G Jr |
Head of Equity Sales |
2006-11-10 |
491,604 |
|
0 |
| Penny James B |
Executive Vice President |
2006-11-10 |
5,000 |
2006-11-10 |
634,121 |
| Coats E Craig Jr |
Head of Fixed Income |
2006-11-08 |
244,110 |
|
0 |
| Wynne-Griffith Richard |
Co-CEO of KBW, Ltd. |
2006-11-08 |
80,528 |
|
0 |
|
