| |
Company
Roster
|
|
Total
Insiders : |
63 |
|
|
|
Total
Direct Shares :
|
3,727,625 |
|
|
Total
Indirect Shares :
|
67,958,735 |
| |
%
Held by Insiders:
|
4.67% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Mnookin Allison |
Director |
2024-03-26 |
9,722 |
2018-06-01 |
0 |
| Schifter Richard P |
Director |
2024-03-26 |
40,569 |
2024-03-26 |
1,628 |
| Thomas Corey E. |
Director |
2024-03-26 |
11,808 |
2019-05-09 |
0 |
| Putnam James S |
Director |
2024-03-26 |
135,296 |
2013-11-13 |
0 |
| Eberhart Paulett |
Director |
2024-03-26 |
20,007 |
2014-11-21 |
0 |
| Glavin William Francis Jr |
Director |
2024-03-26 |
21,246 |
2024-03-26 |
2,775 |
| Bernard Edward C |
Director |
2024-03-26 |
13,555 |
2020-05-07 |
0 |
| Enyedi Matthew |
Managing Director |
2024-02-26 |
10,495 |
|
0 |
| Arnold Dan H. |
President & CEO, Director |
2024-02-26 |
141,810 |
|
0 |
| Audette Matthew J |
CFO and Head of Business Ops |
2024-02-26 |
13,663 |
2015-10-30 |
0 |
| Sethi Kabir |
Managing Director |
2024-02-26 |
10,245 |
2022-05-06 |
0 |
| Gates Greg |
Managing Director |
2024-02-26 |
19,080 |
|
0 |
| Jambusaria Aneri |
Managing Director |
2024-02-25 |
4,225 |
|
0 |
| Brown Althea |
Managing Director |
2024-02-25 |
6,190 |
2023-09-12 |
0 |
| Steinmeier Richard |
Managing Director |
2024-02-25 |
24,896 |
2018-09-07 |
0 |
| Larsen Sallie R. |
Managing Director |
2023-11-10 |
25,196 |
2013-02-22 |
0 |
| Ko Albert J |
Director |
2023-05-12 |
957 |
2023-02-01 |
0 |
| Mulcahy Anne M |
Director |
2023-05-12 |
34,384 |
2013-05-13 |
0 |
| Oroschakoff Michelle |
Managing Director |
2023-02-27 |
23,852 |
2013-09-03 |
0 |
| Simonich Brent |
Principal Accounting Officer |
2023-02-25 |
6,773 |
2021-02-16 |
0 |
| Semerjian Dayton |
Managing Director |
2023-02-25 |
19,118 |
2019-02-28 |
0 |
| Fandrey Edward |
Managing Director |
2022-02-28 |
15,289 |
2021-02-25 |
0 |
| White George Burton |
Managing Director |
2022-02-25 |
49,578 |
2013-02-22 |
0 |
| Seese Scott |
Managing Director |
2021-02-26 |
25,594 |
2017-08-21 |
0 |
| Kalbaugh John Andrew |
Managing Director |
2021-02-26 |
27,523 |
2013-02-22 |
0 |
| Riepe James S |
Director |
2020-03-31 |
95,258 |
2020-03-31 |
35,971 |
| Calder Tracy |
Managing Director |
2019-11-25 |
8,089 |
2016-02-25 |
0 |
| Gooley Thomas |
Managing Director |
2019-03-14 |
17,293 |
2015-08-06 |
0 |
| Dinh Viet D |
Director |
2018-08-23 |
17,364 |
2018-08-23 |
4,844 |
| Morrissey William P. Jr. |
Managing Director |
2018-03-13 |
18,091 |
|
0 |
| Hellman Marco |
Director |
2017-05-18 |
5,167 |
2018-03-06 |
492,390 |
| Brennan John Joseph |
Director |
2017-03-24 |
45,883 |
|
0 |
| Bergers David P. |
Managing Director |
2017-03-13 |
43,382 |
2013-08-05 |
0 |
| Fetter Victor |
Managing Director |
2017-03-06 |
23,279 |
2012-12-18 |
0 |
| Casady Mark S |
Director |
2017-02-22 |
130,957 |
2015-05-28 |
67,086 |
| Buchheister Jeffrey R. |
EVP, Chief Accounting Officer |
2016-03-06 |
7,341 |
|
0 |
| Parker Ryan |
MD, Invstmt & Planning Solutns |
2016-03-06 |
11,864 |
|
0 |
| Handelsman Sharyn |
MD, Chief Compliance Officer |
2015-06-02 |
6,478 |
|
0 |
| Boyce Richard W |
Director |
2015-05-18 |
59,989 |
2011-02-16 |
0 |
| Thomas Lux |
Acting Chief Financial Officer |
2015-05-18 |
10,378 |
2013-02-22 |
0 |
| Schott Mary Frances |
MD, Client Expernce & Training |
2015-03-06 |
6,446 |
|
0 |
| Helliker Mark |
MD, Client Support Services |
2015-03-06 |
7,001 |
2013-02-22 |
0 |
| Moore Robert J. |
President |
2015-02-24 |
56,668 |
2012-04-10 |
0 |
| Khoury Joan D |
MD, Chief Marketing Officer |
2014-02-24 |
6,817 |
2012-05-11 |
0 |
| Bruton Derek |
MD, Independent Advisor Svcs |
2014-02-24 |
9,402 |
2013-02-11 |
0 |
| Stiefler Jeffrey E |
Director |
2013-11-19 |
7,767 |
2013-11-19 |
5,077 |
| Thorpe Allen R |
Director |
2013-08-15 |
433,003 |
2011-02-16 |
0 |
| Hellman & Friedman Gp Llc |
Director, 10% Owner |
2013-02-22 |
13,014 |
|
0 |
| Mcdermott John J. |
MD, Chief Risk Ofc. |
2013-02-22 |
1,780 |
2013-02-22 |
0 |
| Goldstein Jeffrey A |
Director |
2013-02-22 |
1,582 |
2012-02-09 |
0 |
| Brown Stephanie L |
MD & General Counsel |
2013-02-22 |
545,787 |
2009-09-21 |
1,096,984 |
| Dwyer William E Iii |
President, Natl Sales |
2012-12-28 |
561,745 |
2012-12-28 |
233,116 |
| Feeney Christopher |
MD, Chief Information Officer |
2012-12-06 |
0 |
2012-12-06 |
0 |
| Hellman & Friedman Investors V, L.p. |
Director, 10% Owner |
2012-11-13 |
0 |
2013-08-15 |
0 |
| Hellman & Friedman Lp |
Director, 10% Owner |
2012-11-07 |
6,280 |
2013-02-22 |
18,898,157 |
| Eaton Jonathan |
MD, Custom Clearing Services |
2012-04-30 |
199,109 |
2010-11-17 |
0 |
| Stearns Esther M |
President & COO |
2012-02-22 |
616,926 |
2008-12-08 |
0 |
| Ragatz Erik D. |
Director |
2011-12-01 |
3,180 |
2011-02-16 |
0 |
| Hellman & Friedman Capital Partners V (parallel), |
Director |
2011-02-16 |
0 |
2012-02-09 |
4,116,240 |
| Abood Denise M. |
MD, Human Capital |
2010-11-17 |
39,134 |
|
0 |
| Maher Bill |
Managing Director |
2008-12-28 |
100 |
2008-12-28 |
0 |
| Coulter James G |
Former 10% Owner |
|
0 |
2015-12-10 |
8,794,282 |
| Hellman & Friedman Capital Associates V, Llc |
10% Owner |
|
0 |
2009-04-24 |
34,210,185 |
|
0.88 (0.33%) 
