| |
Company
Roster
|
|
Total
Insiders : |
28 |
|
|
|
Total
Direct Shares :
|
5,617,244 |
|
|
Total
Indirect Shares :
|
12,250,182 |
| |
%
Held by Insiders:
|
8.43% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Wood Steven D |
|
2023-10-31 |
1,259 |
2023-10-31 |
67,733 |
| Ma-Weaver Jacob |
10% Owner |
2023-05-19 |
326,400 |
2023-10-20 |
611,440 |
| Baltic Charles V. Iii |
Director |
2023-02-28 |
105,750 |
2023-02-28 |
5,350 |
| Ghalie Richard G |
Chief Medical Officer |
2022-07-05 |
28,927 |
2022-07-05 |
0 |
| Gold Daniel P Phd |
Chief Executive Officer, Director |
2021-07-02 |
417,312 |
2018-03-29 |
0 |
| Urso David M |
Chief Operating Officer & GC |
2021-07-02 |
49,281 |
2018-08-06 |
0 |
| Driscoll Frederick W |
Director |
2021-02-23 |
37,500 |
2019-12-19 |
0 |
| Drazba Brian G. |
Chief Financial Officer |
2019-12-19 |
37,500 |
|
0 |
| Reynolds Thomas C |
Director |
2019-12-19 |
10,000 |
2019-12-19 |
0 |
| White Christine Anna |
Director |
2019-09-06 |
15,000 |
2019-09-06 |
0 |
| Mass Robert D. |
Chief Medical Officer |
2018-08-06 |
33,661 |
2018-08-06 |
0 |
| Vivo Ventures Vii, Llc |
10% Owner |
2015-03-24 |
0 |
2015-11-09 |
3,163,105 |
| Vivo Ventures V, Llc |
10% Owner |
2015-03-24 |
0 |
2015-11-09 |
183,767 |
| Ratcliffe Liam |
10% Owner |
2015-03-24 |
0 |
2013-11-21 |
0 |
| Vivo Ventures Vii Affiliates Fund, L.p. |
10% Owner |
2013-05-16 |
0 |
2013-10-29 |
3,098,503 |
| Vivo Ventures V Affiliates Fund, L.p. |
10% Owner |
2013-05-16 |
0 |
2013-10-29 |
180,015 |
| Delagardelle Jeani |
10% Owner |
2013-05-08 |
2,045,475 |
2013-04-18 |
0 |
| Akkaraju Srinivas |
10% Owner |
2013-02-19 |
2,502,775 |
|
0 |
| Novogen Ltd |
10% Owner |
2012-12-03 |
0 |
|
0 |
| El Coronado Holdings, Llc |
10% Owner |
2012-12-03 |
0 |
2012-12-03 |
3,832,081 |
| Rueckert William Dodge |
Director |
2012-05-11 |
654 |
|
0 |
| Williams Bryan |
Director |
2012-05-11 |
750 |
2008-03-13 |
0 |
| Johnston Philip A |
Director |
2009-05-18 |
0 |
2009-05-18 |
10,000 |
| Seaton David R |
CFO & Secretary |
2008-03-13 |
5,000 |
2008-03-13 |
0 |
| Naughton Christopher |
CEO & President, Director |
2008-02-27 |
0 |
2008-02-29 |
5,000 |
| Zech Thomas M. |
|
|
0 |
|
0 |
| Cann Leah Rush |
|
|
0 |
|
0 |
| Winson Bruce Ross |
10% Owner |
|
0 |
2023-10-20 |
1,093,188 |
|
0.07 (2.17%) 
