| |
Company
Roster
|
|
Total
Insiders : |
30 |
|
|
|
Total
Direct Shares :
|
1,957,695 |
|
|
Total
Indirect Shares :
|
13,480,900 |
| |
%
Held by Insiders:
|
1.19% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Steenkamp Henri J |
Chief Financial Officer |
2012-12-17 |
100 |
2007-11-01 |
0 |
| Bannasch Eric |
10% Owner |
2011-10-27 |
0 |
2011-10-28 |
13,128,300 |
| Goldberg Edward L |
Director |
2011-09-06 |
73,698 |
2007-07-18 |
0 |
| Corzine Jon S. |
CEO & Chairman of Board, Director |
2011-08-18 |
89,860 |
2011-08-18 |
352,100 |
| Bolger David P |
Director |
2011-08-11 |
75,446 |
2010-01-29 |
0 |
| Glynn Martin J G |
Director |
2011-08-11 |
70,425 |
2008-07-29 |
0 |
| Sloan Robert S. |
Director |
2011-08-11 |
46,582 |
2007-09-19 |
0 |
| Gelber David |
Director |
2011-08-11 |
41,224 |
2010-01-29 |
0 |
| Fusco Eileen S. |
Director |
2011-08-11 |
77,633 |
2007-09-19 |
0 |
| Ferber Laurie R. |
General Counsel |
2011-08-01 |
62,259 |
2011-08-01 |
500 |
| Connolly Thomas |
Global Head of Human Resources |
2011-06-13 |
7,483 |
2010-06-10 |
0 |
| Macdonald John R |
Global Head of Retail |
2011-06-10 |
488,426 |
2009-04-02 |
0 |
| Moore Richard Warren |
Officer |
2011-04-01 |
22,950 |
|
0 |
| Stockman Michael |
Chief Risk Officer & SVP |
2011-02-14 |
10,000 |
2011-02-14 |
0 |
| Rowsell James |
Managing Dir., Europe |
2010-09-01 |
0 |
2010-06-03 |
0 |
| Thomas Harte M |
Managing Dir., North America |
2010-07-19 |
155,677 |
2008-02-29 |
0 |
| Harbour Karel F. |
Chief Operating Officer |
2010-07-19 |
89,023 |
2010-06-10 |
0 |
| Carnwath Alison J |
Director |
2010-06-03 |
151,500 |
2007-07-18 |
0 |
| Schamis David Ira |
Director |
2010-06-03 |
20,000 |
2010-06-03 |
0 |
| Roseman Michael |
Chief Risk Officer |
2010-06-03 |
14,000 |
2010-06-03 |
0 |
| Man Group Uk Ltd |
10% Owner |
2010-05-26 |
0 |
2007-07-18 |
0 |
| Schloss Lawrence M. |
Director |
2009-08-13 |
65,014 |
2007-09-19 |
0 |
| Dan Bernard W. |
Chief Executive Officer, Director |
2009-06-08 |
58,792 |
2009-06-08 |
0 |
| Smith Christopher J |
COO, Deputy CEO, Director |
2008-02-29 |
70,000 |
2007-11-01 |
0 |
| Oconnell Laurence |
CEO of Asia/Pacific Operations |
2008-02-29 |
10,000 |
2008-02-29 |
0 |
| Healy Simon P |
CEO of European Operations |
2008-02-29 |
7,500 |
2008-02-29 |
0 |
| Davis Kevin R |
Chief Executive Officer, Director |
2008-02-29 |
250,103 |
2007-07-19 |
0 |
| Abelow Bradley I |
|
|
0 |
|
0 |
| Blomfield Michael |
|
|
0 |
|
0 |
| Man Group Plc/fi |
10% Owner |
|
0 |
2010-05-26 |
0 |
|
