| |
Company
Roster
|
|
Total
Insiders : |
45 |
|
|
|
Total
Direct Shares :
|
29,037,670 |
|
|
Total
Indirect Shares :
|
20,113,129 |
| |
%
Held by Insiders:
|
233.46% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Mullen Michael A |
CEO and Chairman of the Board, Director |
2021-02-25 |
0 |
|
0 |
| Gary Jeff |
Director |
2021-02-25 |
0 |
|
0 |
| Singer Michael Evan |
Director |
2021-02-25 |
0 |
2019-02-12 |
0 |
| Desena John C. |
Chief Operating Officer |
2021-02-25 |
0 |
2018-12-27 |
0 |
| Fagenson Robert B |
Director |
2021-02-25 |
0 |
2016-09-12 |
33,394 |
| Worman Glenn C. |
President and CFO |
2021-02-25 |
0 |
2015-10-09 |
0 |
| Creagh Barbara |
Director |
2021-02-25 |
0 |
|
0 |
| Hume Daniel |
Director |
2021-02-25 |
0 |
2019-02-12 |
0 |
| Michas Athanassios |
Director |
2020-06-11 |
33,334 |
|
0 |
| Herskowitz Neil |
Director |
2019-02-13 |
60,593 |
2019-02-12 |
0 |
| Salig Eli |
Director |
2019-02-13 |
60,593 |
2019-02-12 |
0 |
| B. Riley Financial, Inc. |
10% Owner |
2019-02-11 |
6,159,550 |
2019-02-11 |
6,159,550 |
| Asher Daniel |
10% Owner |
2019-02-04 |
1,586,874 |
2020-12-29 |
3,027,841 |
| Levin Alan B |
Chief Financial Officer |
2016-09-12 |
0 |
2008-10-14 |
0 |
| Goldwasser Mark |
Director |
2016-09-12 |
0 |
2016-09-12 |
0 |
| Rosenwald Lindsay A Md |
10% Owner |
2016-09-12 |
7,037,482 |
2016-09-12 |
522,292 |
| Wasserman Frederick Gerald |
Director |
2016-09-12 |
5,092 |
2013-10-15 |
0 |
| Plimpton Frank |
Director |
2016-09-12 |
0 |
2016-09-12 |
0 |
| Ciocia James |
Director |
2016-09-12 |
18,685 |
2013-10-15 |
0 |
| Klein Mark D |
|
2015-11-30 |
31,226 |
2015-11-30 |
482,277 |
| Klein Mark |
Chief Executive Officer, Director |
2014-08-20 |
617,094 |
2014-08-20 |
4,522,761 |
| Rich Jonathan C |
Executive Vice President |
2013-01-25 |
50,000 |
2013-01-25 |
0 |
| Sokolow Leonard J |
Director |
2013-01-25 |
1,475,914 |
2008-10-14 |
31,110 |
| Cor Securities Holdings Inc. |
10% Owner |
2011-12-27 |
2,017,691 |
|
0 |
| Cor Equity Income Fund Lp |
10% Owner |
2011-12-27 |
2,017,691 |
|
0 |
| Cor Capital Llc |
10% Owner |
2011-12-27 |
2,017,691 |
|
0 |
| Sugarman Steven |
10% Owner |
2011-12-27 |
2,017,691 |
|
0 |
| Bedford Oak Capital Lp |
10% Owner |
2010-12-10 |
1,732,398 |
|
0 |
| Dewey Christopher |
Vice Chairman, Director |
2008-10-14 |
373,174 |
2008-10-14 |
25,000 |
| Geller Marshall S |
Director, 10% Owner |
2008-07-08 |
54,750 |
2011-12-27 |
0 |
| Rosan Robert J |
Director |
2008-04-07 |
10,000 |
2008-03-07 |
0 |
| Rosenberg Gary A |
Director |
2008-02-21 |
10,000 |
2008-02-21 |
0 |
| Kurlan Norman J |
Director |
2008-01-09 |
5,500 |
2008-01-09 |
20,000 |
| Dellacamera Capital Management, Llc |
10% Owner |
2007-12-31 |
754,222 |
|
0 |
| Eisen Harvey P |
Chief Executive Officer, Director, 10% Owner |
2007-10-10 |
0 |
2011-01-31 |
1,761,010 |
| Herman Gary L |
|
2007-06-12 |
564,450 |
2007-06-12 |
2,286,757 |
| Mccoy David |
Chief Operating Officer |
2006-10-19 |
10,000 |
2006-10-19 |
0 |
| Daskal Robert H |
CFO and Secretary |
2006-08-28 |
1,875 |
2006-08-28 |
3,000 |
| Friedman Brian |
EVP and Assistant Secretary |
2006-08-28 |
10,000 |
2006-08-28 |
0 |
| Galloway Bruce |
10% Owner |
2006-01-16 |
304,100 |
2006-01-16 |
219,700 |
| Silverman Joshua |
Director |
|
0 |
2016-09-12 |
414,323 |
| Powers Frederic B Iii |
Director |
|
0 |
2016-09-12 |
0 |
| Abbe Richard |
Director |
|
0 |
2016-09-12 |
0 |
| Lautz Robert W Jr |
Director, 10% Owner |
|
0 |
2011-12-27 |
0 |
| Robert Antin Children Irrevocable Trust Dtd 1/1/01 |
|
|
0 |
2015-11-30 |
604,114 |
|
