| |
Company
Roster
|
|
Total
Insiders : |
25 |
|
|
|
Total
Direct Shares :
|
3,555,420 |
|
|
Total
Indirect Shares :
|
7,099,416 |
| |
%
Held by Insiders:
|
33.98% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Fink Steven B |
Director |
2011-08-09 |
0 |
2008-05-16 |
0 |
| Bernstein George |
President and Chief Executive, Director |
2011-08-09 |
0 |
2005-02-18 |
0 |
| Rosenthal Michael J |
Director |
2011-08-09 |
0 |
2007-11-08 |
0 |
| Miller Patricia B |
SVP & Chief Operating Officer |
2011-08-09 |
0 |
2010-09-21 |
0 |
| Frank Thomas |
SVP & Chief Financial Officer |
2011-08-09 |
0 |
2004-01-07 |
0 |
| Milken Lowell J |
X(1)-(4) |
2011-08-09 |
0 |
2008-05-07 |
2,752,435 |
| Bohs George Lee |
SVP Corporate Development |
2011-08-09 |
0 |
2007-11-29 |
0 |
| Havens Peter H |
Director |
2011-08-09 |
0 |
2011-08-09 |
0 |
| Beale David W |
Director |
2011-08-09 |
0 |
2007-06-15 |
0 |
| Race Susan W |
SVP, Chief Academic Officer |
2011-08-09 |
0 |
2009-09-11 |
0 |
| Warnock David L |
Director |
2011-08-09 |
0 |
2007-11-08 |
0 |
| Berkeley Richard M |
SEE FN 2 AND GENERAL REMARKS, 10% Owner |
2011-08-09 |
0 |
2011-08-09 |
0 |
| Pinola Richard J |
Director |
2011-08-09 |
0 |
2004-11-11 |
0 |
| Crane Therese Kreig |
Director |
2011-08-09 |
0 |
2007-05-15 |
0 |
| Smith Ralph R |
Director |
2011-08-09 |
0 |
2007-11-08 |
0 |
| Welsko Jeanne Marie |
SVP Human Resources |
2011-08-09 |
0 |
2010-09-21 |
0 |
| Obus Nelson |
10% Owner |
2010-12-07 |
354,467 |
2010-12-07 |
721,192 |
| Landes Joshua |
10% Owner |
2009-04-24 |
333,950 |
2009-04-24 |
696,189 |
| Blesbok Llc |
10% Owner |
2008-05-07 |
1,782,969 |
2006-03-31 |
0 |
| Mounte Llc |
FORMER 10% OWNER |
2007-02-14 |
0 |
2005-12-30 |
1,883,500 |
| Wynnefield Capital, Inc. Profit Sharing Plan |
10% Owner |
2005-11-30 |
1,046,100 |
2005-11-30 |
1,046,100 |
| Frock John |
Former Director |
2004-01-22 |
0 |
2004-01-21 |
0 |
| Clegg A J |
Chairman of the Board and CEO, Director, 10% Owner |
2001-08-17 |
20,161 |
2001-08-17 |
0 |
| Monaco Eugene G |
Director |
1999-01-04 |
3,000 |
1999-01-04 |
0 |
| Chambers Edward H |
Chief Financial Officer |
1988-08-08 |
14,773 |
1988-08-08 |
0 |
|
