|
Company
Roster
|
Total
Insiders : |
30 |
|
|
Total
Direct Shares :
|
13,234,280 |
|
Total
Indirect Shares :
|
24,335,190 |
|
%
Held by Insiders:
|
80.55% |
|
|
|
Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Bakshi Akash |
SVP and COO, Director |
2020-12-31 |
29,013 |
2020-12-31 |
884,072 |
Bisgaier Charles Phd |
Chief Scientific Off. & Chair, Director, 10% Owner |
2019-07-24 |
1,348,914 |
2019-07-24 |
101,448 |
Dong-A St Co., Ltd |
10% Owner |
2019-12-30 |
2,880,612 |
|
0 |
E&healthcare Investment Fund Ii |
10% Owner |
2022-07-26 |
140,147 |
2022-07-26 |
5,876,522 |
E&healthcare Investment Fund No.7 |
10% Owner |
|
0 |
2019-12-30 |
7,321,789 |
E&investment, Inc. |
10% Owner |
|
0 |
2019-12-30 |
7,321,789 |
Glickman Mark A |
Director |
2023-07-27 |
37,500 |
2023-07-27 |
0 |
Golden Lee Scott |
|
|
0 |
|
0 |
Goldman Sachs & Co |
10% Owner |
|
0 |
2022-11-16 |
1,220,502 |
Groves Jason L |
Director |
2023-07-27 |
100,000 |
2023-07-27 |
0 |
Gullans Steven R. Ph.d. |
Interim President & CEO, Director |
2019-07-24 |
300,000 |
2018-02-08 |
930,252 |
Hawryluk P. Kent |
Director |
2017-03-10 |
32,062 |
2017-03-10 |
81,889 |
Jk Biopharma Solutions, Inc |
10% Owner |
2019-12-30 |
2,618,012 |
|
0 |
Kang Sun Dae |
10% Owner |
2019-12-30 |
2,618,012 |
|
0 |
Kim Hyung Heon |
CEO & President, Director |
2023-08-11 |
625,064 |
2023-08-11 |
0 |
Kim Na Yeon |
Director, 10% Owner |
2023-07-27 |
101,459 |
2023-07-27 |
200,554 |
Kousky Kenneth W |
Director |
2019-07-24 |
26,935 |
2016-08-10 |
116,891 |
Koven Andrew I |
Director |
2023-07-27 |
100,000 |
2023-07-27 |
0 |
Lichtinger Pedro |
Director |
2019-07-24 |
74,833 |
2016-08-10 |
0 |
Lowenschuss David |
Chief Legal Off. & Secretary |
2016-08-10 |
806,247 |
|
0 |
Mathiesen Jeffrey S |
Chief Financial Officer |
2017-08-14 |
14,134 |
2016-08-10 |
0 |
Oh Jeong Gyun |
Director, 10% Owner |
2019-12-30 |
0 |
2019-12-30 |
240,051 |
Oniciu Carmen Daniela |
Vice President |
2016-08-10 |
152,401 |
|
0 |
Reno Seth |
Chief Commercial Officer |
2019-07-24 |
118,286 |
2016-08-10 |
0 |
Salsbury Michael |
Director |
2023-07-27 |
100,000 |
2023-07-27 |
0 |
Sassine Andy |
Director |
2019-07-24 |
151,264 |
2016-08-10 |
0 |
Sooch Mina |
President & CEO, Director |
2016-08-10 |
693,732 |
2016-08-10 |
39,431 |
Strickland D Gordon |
Director |
2023-07-27 |
100,000 |
2023-07-27 |
0 |
Tursi James Patrick |
Director |
2023-12-01 |
32,157 |
2023-12-01 |
0 |
Woodworth Marshall H |
Chief Financial Officer |
2024-03-01 |
33,496 |
2024-03-01 |
0 |
|