| |
Company
Roster
|
|
Total
Insiders : |
61 |
|
|
|
Total
Direct Shares :
|
28,210,333 |
|
|
Total
Indirect Shares :
|
15,492,340 |
| |
%
Held by Insiders:
|
151.25% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Stonepine Capital, L.p. |
10% Owner |
2019-12-12 |
3,909,207 |
2016-09-13 |
0 |
| Price Michael Dennis |
Chief Financial Officer |
2019-09-24 |
14,111 |
2018-11-27 |
0 |
| Chan Barbara Y |
See Remarks |
2019-09-24 |
16,387 |
2017-12-06 |
0 |
| Harshbarger Benjamin |
See Remarks |
2019-05-09 |
3,683 |
2016-11-29 |
0 |
| Buono Linda |
Sr. VP, Human Resources |
2019-05-09 |
570 |
2017-05-09 |
0 |
| Louis Roger |
See Remarks |
2019-05-09 |
1,162 |
2017-05-09 |
0 |
| Kotler Kevin |
10% Owner |
2018-12-27 |
1,498,553 |
2018-12-24 |
0 |
| Hackman Jeffrey |
C.O.O. and Interim C.E.O. |
2018-11-01 |
110,351 |
2017-11-01 |
0 |
| Stewart Murray |
Executive Vice President R&D |
2017-11-27 |
50,000 |
2017-11-27 |
0 |
| Stern Donald K |
Director |
2017-06-12 |
2,500 |
2017-06-12 |
0 |
| Aryeh Jason |
Director |
2017-05-15 |
242,433 |
2017-05-15 |
150,300 |
| Szela Mary T |
Chief Executive Officer, Director |
2017-05-09 |
4,384 |
2017-05-09 |
0 |
| Perry Gregory D |
See Remarks |
2017-05-09 |
1,683 |
2017-05-09 |
0 |
| Smith Sandford D |
Director |
2017-01-27 |
900 |
2016-11-29 |
0 |
| Vanlent Anne |
Director |
2016-11-29 |
4,102 |
2016-11-29 |
0 |
| Assaly Dori Christine |
Officer |
2015-11-05 |
500 |
|
0 |
| Thomas John C |
Director |
2015-06-29 |
37,000 |
2014-12-15 |
0 |
| Kozarich John W |
Director |
2015-06-29 |
57,000 |
2013-05-13 |
0 |
| Cox Geoffrey F |
Interim CEO, Director |
2015-06-29 |
78,500 |
2014-12-15 |
0 |
| Meckler Jeffrey A |
Director |
2015-06-29 |
107,000 |
2013-05-03 |
0 |
| Sabba Stephen L |
Director |
2015-06-29 |
37,000 |
2014-12-15 |
0 |
| Axial Capital Master, L.p. |
10% Owner |
2015-06-16 |
0 |
2010-07-30 |
0 |
| Schonharting Florian |
10% Owner |
2014-07-11 |
6,447,626 |
|
0 |
| Jagpal Sukhi |
Chief Financial Officer |
2013-05-14 |
1,200 |
|
0 |
| Lussow Alexander R |
Sr. VP, Bus. Dev. & Comm. Op. |
2013-05-03 |
20,000 |
2009-02-23 |
0 |
| Lupini Linda |
Senior VP, HR & Org. Dev. |
2012-08-13 |
15,000 |
|
0 |
| Clarke C Boyd |
Former Director |
2012-07-09 |
0 |
2012-07-09 |
0 |
| Butchofsky Robert |
President and CEO, Director |
2012-03-20 |
168,847 |
2010-11-05 |
1,400 |
| Madsen Cora |
10% Owner |
2011-08-31 |
7,397,626 |
2011-08-30 |
0 |
| Panigrahi Dipak |
SVP, R&D and CMO |
2010-05-07 |
500 |
2010-05-07 |
0 |
| Nelson Cameron |
VP, Finance and CFO |
2009-11-06 |
35,000 |
2006-03-10 |
0 |
| Massey Ian J |
Director |
2009-05-14 |
0 |
2009-05-14 |
23,440 |
| Carter Bruce L A |
Director |
2009-05-14 |
20,000 |
2009-05-14 |
0 |
| Hao Yong |
Vice President, Development |
2009-03-11 |
6,591 |
2009-03-11 |
0 |
| Renaissance Technologies Llc |
Please see footnote (1) |
2009-02-10 |
0 |
2009-03-10 |
22,400 |
| Mendelson Alan C |
Director |
2007-10-30 |
16,000 |
|
0 |
| Wood Jack |
Director |
2007-10-30 |
25,000 |
|
0 |
| Vietor Richard R |
Director |
2007-10-26 |
5,448 |
|
0 |
| Hayes Therese |
VP - Invst. Rel. & Corp. Comm |
2007-10-26 |
5,400 |
2005-04-29 |
0 |
| Jana Partners Llc |
10% Owner |
2007-08-08 |
7,363,191 |
|
0 |
| Livingston Philip B |
Director |
2007-05-17 |
10,000 |
|
0 |
| Wattier Daniel J |
VP, Marketing & Sales |
2007-05-03 |
2,500 |
2007-05-03 |
0 |
| Scott E Duff |
Director |
2007-01-04 |
0 |
|
0 |
| Grove Janet P |
Officer |
2006-02-28 |
30 |
|
0 |
| Duncan Michael R |
Manager - Atrix Operations |
2005-05-27 |
955 |
|
0 |
| Azab Mohammad |
Exec VP-R&D, CMO |
2005-05-24 |
1,200 |
|
0 |
| Redenbarger James |
Vice President Operations |
2005-05-11 |
400 |
2005-05-11 |
0 |
| Hastings Paul J |
President & CEO, Director |
2005-04-29 |
9,500 |
|
0 |
| Levy Julia |
Director |
2004-11-19 |
445,480 |
2004-11-19 |
33,800 |
| Vuturo George J |
Director |
2004-11-19 |
26,813 |
|
0 |
| Doty Michael J |
Officer |
2004-11-19 |
1,000 |
|
0 |
| Crossgrove Peter A |
Director |
2004-11-19 |
2,000 |
2009-05-13 |
42,000 |
| Henriksen Ronald D |
Director |
2004-11-19 |
6,000 |
|
0 |
| Janes Lana Elizabeth |
|
|
0 |
|
0 |
| Assouline Eliav |
10% Owner |
|
0 |
2015-06-16 |
0 |
| Muller Christopher A. |
|
|
0 |
|
0 |
| Axial Capital Management, Llc |
10% Owner |
|
0 |
2010-01-29 |
5,476,229 |
| Menes Remi A |
|
|
0 |
|
0 |
| Broadfin Healthcare Master Fund Ltd |
10% Owner |
|
0 |
2016-11-29 |
9,742,771 |
| Cormatrix Cardiovascular Inc |
|
|
0 |
|
0 |
| Ibbott William Glen |
|
|
0 |
|
0 |
|
