| |
Company
Roster
|
|
Total
Insiders : |
27 |
|
|
|
Total
Direct Shares :
|
6,738,615 |
|
|
Total
Indirect Shares :
|
1,467,232 |
| |
%
Held by Insiders:
|
7.37% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Serrano Jason T |
Chief Executive Officer, Director |
2024-01-27 |
289,624 |
2019-01-07 |
0 |
| Nario Kristine Rimando |
Chief Financial Officer |
2024-01-27 |
126,239 |
|
0 |
| Mah Nicholas |
President |
2024-01-27 |
185,817 |
|
0 |
| Mumma Steven R |
Director |
2024-01-27 |
501,169 |
2004-06-29 |
0 |
| Clement Michael B. |
Director |
2023-06-13 |
64,169 |
2016-06-16 |
0 |
| Greenberg Audrey |
Director |
2023-06-13 |
28,222 |
2021-07-09 |
0 |
| Norcutt Steven G |
Director |
2023-06-13 |
79,688 |
2004-06-29 |
0 |
| Pendergast Lisa A |
Director |
2023-06-13 |
54,485 |
2018-06-05 |
0 |
| Cheng Gena |
Director |
2023-06-13 |
21,599 |
2022-06-06 |
0 |
| Reese Nathan R |
Chief Operating Officer |
2023-02-04 |
316,867 |
2009-07-13 |
0 |
| Hainey Alan L |
Director |
2020-07-01 |
244,504 |
2004-06-29 |
0 |
| Bock David R |
Director |
2020-07-01 |
146,840 |
2004-06-29 |
0 |
| Donlon Kevin M. |
President |
2017-02-08 |
597,842 |
|
0 |
| Neal Douglas E |
Director |
2016-05-12 |
54,827 |
2012-06-05 |
0 |
| Osborne Daniel K |
Director |
2011-05-10 |
11,000 |
2011-05-10 |
10,000 |
| Abreu Steven M |
Director |
2009-07-13 |
7,932 |
2008-05-22 |
0 |
| Jmp Group Inc. |
10% Owner |
2008-02-21 |
1,179,171 |
2008-02-21 |
0 |
| Sherman Jerome F |
Director |
2007-08-31 |
27,000 |
2004-06-29 |
0 |
| Akre David A |
Vice Chairman/Co-CEO, Director |
2007-08-31 |
102,903 |
2004-06-29 |
0 |
| White Thomas William |
Director |
2007-06-13 |
15,500 |
2004-06-29 |
0 |
| Pembroke Mary Dwyer |
Director |
2007-06-13 |
15,900 |
2007-06-13 |
1,500 |
| Schnall Steven B |
Director |
2007-06-13 |
1,650,954 |
2007-06-13 |
458,043 |
| Wirth Michael I |
Former CFO |
2007-02-27 |
0 |
2004-06-29 |
0 |
| Fierro Joseph V |
COO- NYMC |
2006-03-29 |
920,680 |
2005-02-22 |
130,792 |
| Redlingshafer Raymond A Jr |
President & CIO, Director |
2004-06-29 |
95,683 |
2004-06-29 |
0 |
| Fowler James J |
Director |
|
0 |
2008-01-18 |
21,903 |
| Jmp Asset Management Llc |
10% Owner |
|
0 |
2010-12-31 |
844,994 |
|
0.07 (1%) 
