| |
Company
Roster
|
|
Total
Insiders : |
39 |
|
|
|
Total
Direct Shares :
|
26,821,899 |
|
|
Total
Indirect Shares :
|
20,565,002 |
| |
%
Held by Insiders:
|
34.8% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Caldwell Phyllis |
|
2024-02-12 |
11,166 |
2022-03-02 |
0 |
| Stewart Matthew |
Chief Operating Officer |
2023-03-23 |
9,668 |
|
0 |
| Mckown Christopher |
See Remarks |
2023-03-17 |
5,092 |
2022-02-24 |
0 |
| Pak Ashley |
Chief Compliance Officer |
2023-03-09 |
1,920 |
2022-03-04 |
0 |
| Pendo Mathew |
President |
2023-02-09 |
37,979 |
2017-12-15 |
0 |
| Tannenbaum Leonard M |
Former 10% Owner (See Remarks) |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
| Jacobson Craig A |
Director |
2021-03-19 |
170,273 |
2019-02-28 |
70,600 |
| Gero Deborah Ann |
Director |
2021-03-19 |
59,736 |
2019-05-14 |
0 |
| Carlisle Melvin |
CFO & Treasurer |
2021-03-19 |
41,713 |
2018-08-27 |
0 |
| Ruben Richard |
Director |
2021-03-19 |
101,625 |
2017-12-05 |
0 |
| Frank John |
Director |
2021-03-19 |
44,663 |
2017-12-15 |
0 |
| Panossian Armen |
Chief Executive Officer |
2021-03-19 |
38,370 |
2019-12-03 |
0 |
| Zimmerman Bruce |
Director |
2021-03-19 |
57,390 |
2017-12-15 |
0 |
| Gamsin Marc |
Director |
2018-02-12 |
35,000 |
2018-02-12 |
0 |
| Lee Edgar |
See Remarks |
2017-12-15 |
12,000 |
2017-12-15 |
0 |
| Oaktree Capital Group Holdings Gp, Llc |
10% Owner |
2017-12-13 |
0 |
2017-12-14 |
276,000 |
| Berman Bernard D |
Chief Executive Officer, Director |
2017-09-29 |
35,968 |
|
0 |
| Frank Alexander C |
Director |
2017-05-08 |
15,223 |
2011-09-21 |
0 |
| Castro-Blanco James |
Director |
2017-02-17 |
32,563 |
2017-02-17 |
800 |
| Khorana Sandeep K. |
Director |
2017-02-16 |
2,500 |
|
0 |
| Ray Douglas F |
Director |
2017-02-16 |
15,736 |
2009-05-19 |
0 |
| Noreika Steven M. |
Chief Financial Officer |
2017-02-14 |
1,611 |
|
0 |
| Dalton Patrick J |
Chief Executive Officer, Director |
2017-02-14 |
22,500 |
2017-02-14 |
0 |
| Dutkiewicz Richard P |
Director |
2017-02-13 |
24,452 |
|
0 |
| Haney Byron J |
Director |
2017-02-10 |
28,000 |
2008-08-14 |
0 |
| Dunn Brian S |
Director |
2016-02-24 |
30,000 |
2009-08-19 |
0 |
| Fifth Street Holdings L.p. |
10% Owner |
2016-02-18 |
7,123,544 |
2016-02-18 |
14,745,147 |
| Owens Todd |
Chief Executive Officer, Director |
2015-02-12 |
10,000 |
2015-02-12 |
0 |
| Petrocelli Richard A |
Chief Financial Officer |
2014-12-03 |
17,000 |
|
0 |
| Dimitrov Ivelin M. |
Chief Investment Officer, Director |
2014-08-20 |
26,869 |
|
0 |
| Harrison David H. |
Officer |
2013-05-06 |
9,190 |
|
0 |
| Meyer Frank C |
Director |
2011-08-09 |
119,749 |
|
0 |
| Blakeman Chad S. |
Co-Chief Investment Officer |
2011-06-14 |
1,000 |
2011-06-14 |
0 |
| Goodman Marc A. |
Chief Investment Officer |
2009-12-14 |
54,207 |
|
0 |
| Genworth Life Insurance Co |
10% Owner |
2009-11-06 |
1,472,379 |
2009-11-06 |
0 |
| Berkman Adam C |
Director |
2008-06-17 |
1,000 |
2008-06-17 |
0 |
| Craig William H |
CFO and CCO, Director |
2008-06-12 |
3,500 |
2008-06-12 |
3,400 |
| Toll Bruce E |
Director |
2008-06-11 |
1,841,724 |
2008-06-11 |
30,000 |
| Einhorn David |
10% Owner |
|
0 |
2008-06-11 |
1,440,736 |
|
0.16 (0.81%) 
