| |
Company
Roster
|
|
Total
Insiders : |
22 |
|
|
|
Total
Direct Shares :
|
17,644,458 |
|
|
Total
Indirect Shares :
|
32,453,813 |
| |
%
Held by Insiders:
|
30.5% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Fradkin Steven L |
Director |
2011-09-01 |
0 |
2007-05-25 |
0 |
| Wald S Scott |
Director |
2011-09-01 |
0 |
|
0 |
| Soenen Michael J |
Director |
2011-09-01 |
0 |
|
0 |
| Stern Thomas E |
Chief Administrative Officer |
2011-09-01 |
0 |
|
0 |
| Draft Howard C. |
Director |
2011-09-01 |
0 |
2007-05-25 |
0 |
| Bennett Ned W |
Executive Vice Chairman, Director |
2011-09-01 |
0 |
2011-09-01 |
0 |
| Bottini Peter |
EVP Trading & Customer Service |
2011-09-01 |
0 |
|
0 |
| Fisher David |
CEO, Director |
2011-09-01 |
0 |
|
0 |
| Dewitt Adam |
Chief Financial Officer |
2011-09-01 |
0 |
|
0 |
| Gray James A |
Director, 10% Owner |
2011-09-01 |
0 |
2011-09-01 |
0 |
| Chartier Kirk |
Chief Marketing Officer |
2011-09-01 |
0 |
2010-04-26 |
0 |
| Eppen Paul E. |
Chief Marketing Officer |
2009-02-25 |
21,900 |
|
0 |
| G Bar Limited Partnership |
10% Owner |
2009-02-24 |
10,723,943 |
2005-02-01 |
0 |
| Evans Bruce R |
Director |
2008-05-23 |
54,303 |
2010-05-28 |
13,072 |
| Morof Benjamin |
Chief Compliance Officer |
2008-02-22 |
45,102 |
2008-02-22 |
400 |
| Kalt David S |
CEO, Director |
2007-09-24 |
2,257,384 |
2007-09-24 |
421,474 |
| Mohan Kevin P |
Indirect GP of 10% Owner |
2006-03-08 |
0 |
2006-03-08 |
3,164,113 |
| Mannion Martin J |
Indirect GP of 10% Owner |
2006-03-08 |
25,000 |
2006-03-08 |
3,164,113 |
| Summit Ventures Vi-A Lp |
10% Owner |
2006-01-27 |
4,516,826 |
2005-02-01 |
0 |
| Walsh Robert V |
Indirect GP of 10% Owner |
2005-02-01 |
0 |
2005-02-09 |
12,779,113 |
| Woodsum Stephen G |
Indirect GP of 10% Owner |
2005-02-01 |
0 |
2005-02-09 |
12,779,113 |
| Chung Peter Y |
|
|
0 |
2005-01-26 |
132,415 |
|
