|
Company
Roster
|
Total
Insiders : |
53 |
|
|
Total
Direct Shares :
|
42,615,239 |
|
Total
Indirect Shares :
|
14,435,413 |
|
%
Held by Insiders:
|
37.31% |
|
|
|
Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Immune Response Biopharma, Inc. |
|
2015-05-17 |
1 |
|
0 |
Park West Asset Management Llc |
10% Owner |
|
0 |
2020-12-30 |
14,397,212 |
Oshea Robert J |
10% Owner |
2020-12-10 |
11,423,460 |
|
0 |
Mule Edward A |
10% Owner |
2021-02-01 |
23,970,334 |
2020-12-11 |
0 |
Mcdade Mark |
CEO, Director |
2007-07-20 |
46,275 |
2004-06-04 |
0 |
Dawes Karen A |
Chairperson of the Board, Director |
2008-04-29 |
2,250 |
2005-05-24 |
0 |
Tomlinson Bruce |
Chief Financial Officer |
2012-06-21 |
16,509 |
2012-06-21 |
0 |
Montez David |
Controller and CAO |
2015-01-28 |
26,719 |
2013-08-05 |
0 |
Cross Herb |
Corp Controller/Prin Acctg Off |
2008-09-15 |
5,031 |
2007-09-14 |
0 |
Gould George M |
Director |
2004-05-28 |
36,000 |
2004-05-28 |
0 |
Drews Jurgen |
Director |
2004-05-28 |
0 |
2004-05-27 |
0 |
Link Max |
Director |
2005-11-02 |
159,916 |
2003-09-25 |
0 |
Queen Cary L |
Director |
2005-12-23 |
1,961,800 |
2005-12-23 |
17,600 |
Korn Laurence Jay |
Director |
2006-11-29 |
233,178 |
2004-09-07 |
0 |
Saxe Jon S |
Director |
2008-04-09 |
421,680 |
2004-11-01 |
0 |
Klein Joseph III |
Director |
2009-11-04 |
16,983 |
2009-11-04 |
11 |
Frank Fred |
Director |
2012-06-05 |
33,296 |
2009-06-04 |
0 |
Edick Paul R |
Director |
2018-06-08 |
214,563 |
2015-09-08 |
0 |
Lindell Jody S |
Director |
2018-06-08 |
256,174 |
2009-06-04 |
0 |
Yanai Shlomo |
Director |
2018-06-08 |
54,348 |
2018-06-08 |
0 |
Selick Harold E |
Director |
2018-06-08 |
256,828 |
2009-08-03 |
0 |
Sandman Paul W |
Director |
2018-06-08 |
262,800 |
2009-04-08 |
0 |
Saks Samuel R |
Director |
2018-06-08 |
214,190 |
2015-09-14 |
0 |
Hernday Natasha |
Director |
2020-08-19 |
75,826 |
2019-06-20 |
0 |
Bazaar Alan Lee |
Director |
2020-11-20 |
10,438 |
2020-04-17 |
0 |
Ofarrell Elizabeth G. |
Director |
2020-11-23 |
0 |
2018-06-22 |
0 |
Mclaughlin John Peter |
Director |
2020-12-22 |
200,000 |
2009-01-02 |
0 |
Gryska David W |
Director |
2020-12-30 |
1,387 |
2014-03-06 |
0 |
Murray Richard /ca/ |
EVP & CSO |
2008-07-21 |
70,159 |
2004-09-13 |
0 |
Gage L Patrick |
Interim CEO, Director |
2008-04-28 |
19,555 |
2004-05-24 |
0 |
Hora Maninder |
Officer |
2008-08-13 |
4,657 |
|
0 |
Hasnain Faheem |
President & CEO, Director |
2008-10-01 |
125,000 |
2008-10-01 |
0 |
Monnet Dominique |
President and CEO |
2020-12-16 |
734,921 |
2017-09-12 |
0 |
Benner Steven E |
SVP & Chief Med. Off. |
2006-07-20 |
17,927 |
2004-09-13 |
0 |
Guggenhime Andrew |
SVP & Chief Financial Officer |
2008-12-18 |
13,255 |
2006-04-03 |
0 |
Mccamish Mark Anthony |
SVP & CMO |
2008-12-18 |
14,924 |
2007-02-21 |
0 |
Sato Glen Y |
SVP and CFO |
2005-05-24 |
1,738 |
2005-05-24 |
0 |
Shah Jaisim |
SVP, Mktg & Bus. Affairs |
2008-04-28 |
16,125 |
2004-02-26 |
0 |
Schmidli Brett L |
SVP, Technical Operations |
2005-09-06 |
2,500 |
2005-07-13 |
0 |
Larson Christine R |
Vice President and CFO |
2011-05-23 |
62,049 |
2009-01-02 |
0 |
Krumel Caroline J |
Vice President of Finance |
2011-05-23 |
4,583 |
2011-05-23 |
0 |
Garcia Peter S |
Vice President, CFO |
2018-12-27 |
225,029 |
2013-05-23 |
0 |
Hart Danny J Jr. |
VP Business Development |
2017-03-04 |
387,236 |
|
0 |
Imbrogno Edward |
VP Finance, CAO and Acting CFO |
2020-02-07 |
232,077 |
|
0 |
Jue George |
VP of Finance |
2006-11-08 |
1,060 |
2006-11-08 |
0 |
Wilson Karen J |
VP of Finance & PAO |
2009-05-07 |
10,494 |
2009-05-07 |
0 |
Jene Jill M. |
VP, Business Development |
2020-01-08 |
194,805 |
|
0 |
Torres Laurie C |
VP, Corporate Services |
2007-04-13 |
24,382 |
2005-06-20 |
0 |
Pietzke Steffen |
VP, Finance and CAO |
2017-12-15 |
139,587 |
2017-12-15 |
20,590 |
Stone Christopher Lewis |
VP, Gen. Counsel & Secretary |
2020-12-16 |
405,559 |
2009-02-17 |
0 |
Calcott Peter H |
VP, Quality & Compliance |
2007-01-05 |
1,875 |
2005-10-10 |
0 |
Iwanicki David |
VP, Sales & Sales Operations |
2008-01-02 |
0 |
2006-03-08 |
0 |
Sarena Francis Willard |
VP/Gen Counsel/Secy |
2008-09-15 |
5,756 |
|
0 |
|