| |
Company
Roster
|
|
Total
Insiders : |
9 |
|
|
|
Total
Direct Shares :
|
18,877 |
|
|
Total
Indirect Shares :
|
21,507 |
| |
%
Held by Insiders:
|
0.17% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Ettinger Robert M |
Affiliated Person of Adviser |
2015-11-30 |
5,977 |
2012-12-28 |
7,169 |
| Crumrine Donald F |
Affiliated Person of Adviser |
2015-11-30 |
4,800 |
2007-08-14 |
0 |
| Wulf Robert F |
Director |
2013-08-19 |
1,000 |
2010-04-14 |
0 |
| Hogan Karen Hanovice |
Director |
2013-08-06 |
700 |
2010-01-04 |
0 |
| Conwell Chad |
CCO, VP and Secretary |
2013-06-03 |
500 |
2013-06-03 |
0 |
| Gale David |
Director |
2006-01-24 |
2,200 |
2003-12-23 |
0 |
| Chadwick Robert E |
Vice President, CFO |
2005-09-28 |
2,000 |
2006-12-26 |
7,169 |
| Brody Martin |
Director |
2004-12-27 |
0 |
2004-12-27 |
0 |
| Stone Bradford S |
Vice President |
2004-04-06 |
1,700 |
2006-12-26 |
7,169 |
|
0.05 (0.5%) 
