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Penson Worldwide Inc (PNSNQ)  
$0.00 0.00 (0.00%) as of 4:30 Fri 2/14


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  Company Roster

Total Insiders  : 24  
Total Direct Shares :
2,382,147
Total Indirect Shares :
11,205,363
 
% Held by Insiders:
8.5%
 
7 other people own 
 $0 Raphael Eran Simon
 $0 Engemoen Family Partnersh...
 $0 Mccain Richard Barto
 $0 Koslow Andrew B
 $0 Kelly David M
 $0 Mcaleer Kevin W
 $0 Engel Bryce
 $0 Pendergraft Philip A
 $0 Yancey Charles William
 $0 Johnson David
 $0 Basso Robert S
 $0 Schueneman Diane Lynn
 $0 Gross William D
 $0  
 
Filer's Name Relation Direct Date   Direct Shares Indirect Date Indirect Shares
   Mccain Richard Barto Chief Financial Officer 2012-10-01 58,263 0
   Engel Bryce President 2012-08-01 115,428 0
   Koslow Andrew B Executive VP - General Counsel 2012-07-01 74,880 2007-02-23 0
   Kelly David M Director 2012-06-25 88,898 0
   Schueneman Diane Lynn Director 2012-05-17 268,245 2011-11-29 0
   Johnson David Director 2012-05-17 224,834 2007-03-14 0
   Basso Robert S Director 2012-05-17 247,711 2012-02-09 0
   Mcaleer Kevin W Chief Financial Officer 2012-03-31 90,609 2006-05-16 0
   Pendergraft Philip A Chief Executive Officer, Director 2012-01-01 125,632 2012-01-01 742,735
   Yancey Charles William CEO of Registrant Subsidiary 2012-01-01 143,340 2012-01-01 4,500
   Engemoen Family Partnership Ltd 10% Owner 2012-01-01 57,522 2012-01-01 2,417,855
   Smith Mary Agnes Global Controller 2012-01-01 7,888 2006-05-16 0
   Presby Mark M Controller 2011-06-01 7,679 2009-06-01 0
   Reed David A Director 2011-05-13 34,373 2011-05-13 6,500
   Johnson Thomas Richard Director 2011-04-28 44,132 2011-04-28 500,922
   Dyer James S Director 2011-04-28 34,373 2011-04-28 27,416
   Son Daniel P Jr President, Director 2010-09-30 6,905 2010-09-30 768,260
   Raphael Eran Simon Executive Vice President 2010-07-01 48,079 2009-07-01 0
   Steinhart Ronald G Director 2008-02-08 6,500 2008-02-08 6,500
   Gross William D Director 2007-04-03 696,856 2006-05-17 0
   Tcv Member Fund L P GP of fund owns <10% 2006-05-22 0 2007-06-01 45,723
   Gray Joseph Kelly Director 2006-05-17 0 2006-11-29 1,539,242
   Engemoen Investments Llc 10% Owner 0 2008-02-11 2,572,855
   Engemoen Roger J Jr Chairman, Director 0 2007-07-19 2,572,855
24 Records found